Validating a metadata tree using a metadata integrity validator

• US 10,025,903 B2
• Filed: 09/12/2012
• Issued: 07/17/2018
• Est. Priority Date: 08/15/2012
• Status: Expired due to Fees

• Current Assignee: Micro Focus LLC (Open Text Corporation)
• Original Assignee: entIT Software LLC (Open Text Corporation)
• Inventors: Li, Jun, Swaminathan, Ram, Singhal, Sharad
• Primary Examiner(s): Lemma, Samson
• Assistant Examiner(s): Golriz, Arya
• Application Number:
  US14/421,734
• Publication Number:
  US 20150242641A1
• Time in Patent Office: 2,134 Days
• CPC Class Codes: G06F 16/152 using file content signatures, e.g. hash values
• CPC Class Codes: G06F 16/2246 Trees, e.g. B+trees
• CPC Class Codes: G06F 16/907 Retrieval characterised by using metadata, e.g. metadata not derived from the content or metadata generated manually
• CPC Class Codes: G06F 21/602 Providing cryptographic facilities or services
• CPC Class Codes: G06F 21/64 Protecting data integrity, e.g. using checksums, certificates or signatures
• CPC Class Codes: G06Q 10/10 Office automation; Time management
• CPC Class Codes: G06Q 2220/10 Usage protection of distributed data files
• CPC Class Codes: G16H 10/40 for data related to laboratory analysis, e.g. patient specimen analysis
• CPC Class Codes: G16H 10/60 for patient-specific data, e.g. for electronic patient records
• CPC Class Codes: G16Z 99/00 Subject matter not provided for in other main groups of this subclass
• CPC Class Codes: H04L 63/0457 wherein the sending and receiving network entities apply dynamic encryption, e.g. stream encryption cryptographic mechanisms or cryptographic arrangements for stream encryption H04L9/065
• CPC Class Codes: H04L 63/064 Hierarchical key distribution, e.g. by multi-tier trusted parties

Abstract

A method performed by a processing system includes reconstructing a metadata tree of a patient from a metadata tree journal, the metadata tree including a plurality of references to a corresponding plurality of encrypted electronic health records of the patient in an encrypted data store, and validating the metadata tree by comparing first integrity information of the metadata tree to second integrity information corresponding to the metadata tree journal provided by a metadata integrity validator.

Claims

1. A computer implemented method performed by a processing system implemented by at least one hardware processor, the method comprising:

storing in a metadata integrity validator, first integrity information for a metadata tree of a patient, the first integrity information including a summary tree that identifies a state of the metadata tree, the summary tree based on an in-order traversal of a corresponding subtree of the metadata tree, the first integrity information including a hash of the subtree based on a hash function cumulatively applied to nodes of the subtree from a root node to a last node along the in-order traversal;

generating, by the at least one hardware processor, a first reconstructed metadata tree of the patient from a metadata tree journal using the first integrity information to ensure a consistent version is reconstructed from the metadata tree journal, the first reconstructed metadata tree including a plurality of references to a corresponding plurality of encrypted electronic health records of the patient in an encrypted data store;

receiving from the metadata integrity validator, the first integrity information corresponding to the metadata tree journal;

validating the first reconstructed metadata tree by comparing second integrity information of the first reconstructed metadata tree to the first integrity information; and

responsive to successfully validating the first reconstructed metadata tree, permitting read and write access to the encrypted data store, comprising;

determining a node in the first reconstructed metadata tree that corresponds to an encrypted electronic health record in the encrypted data store;

accessing the encrypted electronic health record from the encrypted data store using a reference from the node; and

decrypting the encrypted electronic health record using a record key.

2. The method of claim 1 further comprising:

accessing the metadata tree journal from a metadata store.

3. The method of claim 1 further comprising:

generating the second integrity information corresponding to the first reconstructed metadata tree subsequent to reconstructing the first reconstructed metadata tree.

4. The method of claim 1 further comprising:

generating the second integrity information as a second hash of the first reconstructed metadata tree; and

wherein the first integrity information is a first hash of the metadata tree corresponding to the metadata tree journal.

5. The method of claim 1 further comprising:

generating the first reconstructed metadata tree using the summary tree received from the metadata integrity validator.

6. The method of claim 1 further comprising:

in response to a determination that the first reconstructed metadata tree is not valid, accessing the metadata tree journal from the metadata store;

accessing third integrity information corresponding to the metadata tree journal from the metadata integrity validator;

generating a second reconstructed metadata tree of the patient from the metadata tree journal; and

validating the second reconstructed metadata tree by comparing fourth integrity information of the second reconstructed metadata tree to the third integrity information.

7. The method of claim 1 wherein a first one of the plurality of encrypted electronic health records is generated by a first provider, wherein a second one of the plurality of encrypted electronic health records is generated by a second provider, and wherein the second provider is not affiliated with the first provider.

17. The method of claim 1, wherein:

an initial hash of the subtree corresponds to the hash function applied to the root node,

an interim hash of the subtree at each node other than the root node corresponds to the hash function applied to the node and the hash of the subtree at a prior node,

and the hash of the subtree corresponds to the interim hash of the subtree at the last node.

18. The method of claim 1, further comprising generating the first integrity information by:

generating a hash of the root node by applying the hash function to the root node, and setting the hash of the subtree to the hash of the root node;

traversing the nodes of the subtree in-order; and

while traversing the nodes, at each node after the root node, generating a hash of the node by applying the hash function to the node, and updating the hash of the subtree by applying the hash function to the hash of the node and to the hash of the subtree.

8. A processing system comprising:

a hardware processor; and

a memory storing instructions that, when executed by the hardware processor, causes the hardware processor to;

store in a metadata integrity validator, first integrity information for a metadata tree of a patient, the first integrity information including a summary tree that identifies a state of the metadata tree, the summary tree based on an in-order traversal of a corresponding subtree of the metadata tree, the first integrity information including a hash of the subtree based on a hash function cumulatively applied to nodes of the subtree from a root node to a last node along the in-order traversal;

generate a first reconstructed metadata tree from a metadata tree journal provided by a metadata store, wherein the first integrity information is used to generate the first reconstructed metadata tree to ensure a consistent version is reconstructed from the metadata tree journal;

receive the first integrity information from the metadata integrity validator, the first integrity information corresponding to the metadata tree journal;

validate the first reconstructed metadata tree of the patient using the first integrity information received from the metadata integrity validator; and

responsive to successful validation of the first reconstructed metadata, permit read and read access to an encrypted data store, including;

determining a node in the first reconstructed metadata tree that corresponds to an encrypted electronic health record in the encrypted data store;

accessing the encrypted electronic health record from the encrypted data store using a reference from the node; and

decrypting the encrypted electronic health record using a record key.

9. The processing system of claim 8 wherein the instructions, when executed by the hardware processor, cause the hardware processor to:

access the metadata tree journal from the metadata store;

generate second integrity information from the first reconstructed metadata tree; and

validate the first reconstructed metadata tree by comparing the first integrity information to the second integrity information.

10. The processing system of claim 8 wherein the instructions, when executed by the hardware processor, cause the hardware processor to:

generate a second hash of the first reconstructed metadata tree; and

validate the first reconstructed metadata tree using the second hash and a first hash of the metadata tree provided by the metadata integrity validator.

11. The processing system of claim 8 wherein the instructions, when executed by the hardware processor, cause the hardware processor to:

generate the first reconstructed metadata tree using the summary tree received from the metadata integrity validator.

12. An article comprising at least one non-transitory machine-readable storage medium storing instructions that, when executed by a processing system, cause the processing system to:

store in a metadata integrity validator, first integrity information for a metadata tree of a patient, the first integrity information including a summary tree that identifies a state of the metadata tree, the summary tree based on an in-order traversal of a corresponding subtree of the metadata tree, the first integrity information including a hash of the subtree based on a hash function cumulatively applied to nodes of the subtree from a root node to a last node along the in-order traversal;

generate a first reconstructed metadata tree from a metadata tree journal provided by a metadata store, wherein the first integrity information is used to generate the first reconstructed metadata tree to ensure a consistent version is reconstructed from the metadata tree journal;

receive the first integrity information from the metadata integrity validator, the first integrity information corresponding to the metadata tree journal;

validate the first reconstructed metadata tree of the patient using the first integrity information received from the metadata integrity validator;

responsive to successful validation of the first reconstructed metadata, permit read and read access to an encrypted data store, including;

providing an encrypted electronic health record to the encrypted data store;

updating the first reconstructed metadata tree in the metadata store to include a first metadata record corresponding to the encrypted electronic health record; and

committing the first reconstructed metadata tree to the metadata tree using the metadata integrity validator.

13. The article of claim 12, wherein the instructions, when executed by the processing system, cause the processing system to:

generate second integrity information from the first reconstructed metadata tree;

commit the first reconstructed metadata tree to the metadata tree by providing the first and the second integrity information to the metadata integrity validator.

14. The article of claim 12, wherein the instructions, when executed by the processing system, cause the processing system to:

in response to the first reconstructed metadata tree being rejected by the metadata integrity validator;

generate a second reconstructed metadata tree from the metadata tree journal provided by the metadata store;

validate the second reconstructed metadata tree of the patient using the metadata integrity validator;

provide the encrypted electronic health record to the encrypted data store;

update the second reconstructed metadata tree in the metadata store to include a second metadata record corresponding to the encrypted electronic health record; and

commit the second reconstructed metadata tree to the metadata tree using the metadata integrity validator.

15. The article of claim 12, wherein the instructions, when executed by the processing system, cause the processing system to:

determine a location in the first reconstructed metadata tree for the encrypted electronic health record; and

generate the metadata record for the location.

16. The article of claim 12, wherein the instructions, when executed by the processing system, cause the processing system to:

encrypt an electronic health record using a record key to generate the encrypted electronic health record.