Optically variable devices, their production and use

• US 10,414,194 B2
• Filed: 11/06/2014
• Issued: 09/17/2019
• Est. Priority Date: 11/08/2013
• Status: Active Grant

• Current Assignee: Bank of Canada (Government of Canada)
• Original Assignee: Bank of Canada (Government of Canada)
• Inventors: Firth, Andrea Victoria, McGarry, Steven Paul, Rankin, Alasdair Patrick
• Primary Examiner(s): Grabowski, Kyle R
• Application Number:
  US15/035,045
• Publication Number:
  US 20160280000A1
• Time in Patent Office: 1,776 Days
• CPC Class Codes: B32B 2255/20 Inorganic coating
• CPC Class Codes: B32B 2255/205 Metallic coating
• CPC Class Codes: B32B 2307/20 having particular electrical or magnetic properties, e.g. piezoelectric
• CPC Class Codes: B32B 2307/208 Magnetic, paramagnetic
• CPC Class Codes: B32B 2307/40 having particular optical properties
• CPC Class Codes: B32B 2307/41 Opaque
• CPC Class Codes: B32B 2307/412 Transparent
• CPC Class Codes: B32B 2307/414 Translucent
• CPC Class Codes: B32B 2457/20 Displays, e.g. liquid crystal displays, plasma displays
• CPC Class Codes: B32B 25/12 comprising natural rubber
• CPC Class Codes: B32B 2551/00 Optical elements
• CPC Class Codes: B32B 2590/00 Signboards, advertising panels, road signs
• CPC Class Codes: B32B 27/06 as the main or only constituent of a layer, which is next to another layer of the same or of a different material next to a layer of a particular substance B32B9/045; next to a bituminous or tarry layer B32B11/046; next to a water setting substance layer B32B13/12; next to a metal layer B32B15/08; next to a glass layer B32B17/10; next to a layer formed of natural mineral fibres or particles B32B19/045; next to a wood layer B32B21/08; next to a cellulosic plastic layer B32B23/08; next to a natural or synthetic rubber layer B32B25/08
• CPC Class Codes: B32B 27/283 comprising polysiloxanes
• CPC Class Codes: B32B 27/304 comprising vinyl halide (co)polymers, e.g. PVC, PVDC, PVF, PVDF
• CPC Class Codes: B32B 27/322 comprising halogenated polyolefins, e.g. PTFE
• CPC Class Codes: B32B 27/40 comprising polyurethanes
• CPC Class Codes: B32B 29/002 as the main or only constituent of a layer, which is next to another layer of the same or of a different material next to a layer of a particular substance B32B9/06; next to a bituminous or tarry layer B32B11/06; next to a water-setting substance layer B32B13/08; next to a metal layer B32B15/12; next to a glass layer B32B17/065; next to a layer formed of natural mineral fibres or particles B32B19/046; next to a wood layer B32B21/06; next to a cellulosic plastic layer B32B23/06; next to a natural or synthetic rubber layer B32B25/06; next to a synthetic resin layer B32B27/10
• CPC Class Codes: B32B 5/24 one layer being a fibrous or filamentary layer
• CPC Class Codes: B32B 7/12 using interposed adhesives or interposed materials with bonding properties
• CPC Class Codes: B32B 9/005 : comprising one layer of ceramic material, e.g. porcelain, ceramic tile layered products with at least two ceramic layers composed mainly of ceramic B32B18/00
• CPC Class Codes: B42D 25/23 : Identity cards
• CPC Class Codes: B42D 25/24 : Passports
• CPC Class Codes: B42D 25/29 : Securities; Bank notes
• CPC Class Codes: B42D 25/351 : Translucent or partly translucent parts, e.g. windows
• CPC Class Codes: B42D 25/355 : Security threads
• CPC Class Codes: B42D 25/36 : comprising special materials
• CPC Class Codes: B42D 25/364 : Liquid crystals
• CPC Class Codes: B42D 25/369 : Magnetised or magnetisable materials
• CPC Class Codes: B42D 25/445 : using chemical means, e.g. etching
• CPC Class Codes: B42D 25/46 : using pressure
• CPC Class Codes: B42D 25/47 : using adhesives
• CPC Class Codes: B82Y 20/00 : Nanooptics, e.g. quantum optics or photonic crystals
• CPC Class Codes: D21H 21/48 : Elements suited for physical verification, e.g. by irradiation
• CPC Class Codes: G02B 26/00 : Optical devices or arrangements for the control of light using movable or deformable optical elements control of light by modification of the optical properties of the media of the elements involved therein G02F1/00
• CPC Class Codes: G02B 26/02 : for controlling the intensity of light G02B26/004 takes precedence
• CPC Class Codes: G02B 5/008 : Surface plasmon devices diffractive gratings with a pitch less than or comparable to the wavelength G02B5/1809; surface plasmons in integrated optics G02B6/1226; optical analysis of materials by means of surface plasmons G01N21/553
• CPC Class Codes: G02F 1/0131 : based on photo-elastic effects, e.g. mechanically induced birefringence
• CPC Class Codes: G02F 1/0136 : for the control of polarisation, e.g. state of polarisation [SOP] control, polarisation scrambling, TE-TM mode conversion or separation G02F1/0353 takes precedence
• CPC Class Codes: G02F 1/09 : based on magneto-optical elements, e.g. exhibiting Faraday effect
• CPC Class Codes: G02F 1/094 : based on magnetophoretic effect
• CPC Class Codes: G02F 1/167 : by electrophoresis
• CPC Class Codes: G07D 7/005 : Testing security markings invisible to the naked eye, e.g. verifying thickened lines or unobtrusive markings or alterations

Abstract

Disclosed herein are devices that change their appearance and/or physical properties when under an external influence, and methods for their production and use. Such devices may be used as features of any type of items, documents, billboards, posters, display devices, advertisements and other items etc. and may be adapted to include decipherable content. Such devices also afford new techniques for a user to check quickly and easily whether the item is a legitimate or a counterfeit copy, either by hand-manipulation of the device, or with the assistance of an additional screening tool.

Claims

1. An optically variable device, the device comprising:

a control element or layer comprising a material that is permanently or temporarily electrically charged or polarized such that an electric field emanates from the material;

one or more responsive optical element(s);

the control element or layer and the responsive optical element(s) moveable in the device relative to one another upon application of an external influence upon the device, to change the distance of separation of the control element or layer from the responsive optical element(s), and therefore to change the strength of the electric field impinging upon the responsive optical element(s) from the electrically charged or polarized material of the control element or layer;

the relative movement and/or the change of the strength of the electric field impinging upon the responsive optical element(s) causing a change of perceivable or detectable optical properties of the device,

wherein the control element or layer comprises an electrically insulating material that exhibits, or can be caused to adopt, a positive or negative electric charge or polarization sufficient to cause the electric field.

2. The optically variable device of claim 1, wherein the control element or layer comprises a piezoelectric material, wherein mechanical pressure or strain upon the piezoelectric material causes the material to generate the electric field.

3. The optically variable device of claim 1, wherein the control element or layer comprises at least one of a polymer, a plastic, a resin, silica, PTFE, or derivatives thereof.

4. The optically variable device of claim 1, wherein the responsive optical elements comprise electrically charged particles or particles with a permanent or induced dipole moment, the particles being suspended in a fluid and moveable by electrophoresis in the fluid in response to their exposure to an altered electric field caused by the external influence.

5. The optically variable device of claim 1, wherein the responsive optical element(s) comprise(s) electrochromic particles, polarizable electrostatic particles, polarized electrostatic particles, encapsulated particles, freely-rotatable particles or molecules, embedded liquid crystal microcapsules, or Janus particles that are responsive to the change of strength of the electric field impinging upon them.

6. The optically variable device of claim 1, wherein the responsive optical elements are caused to undergo at least partial rotation and/or translation when the device is exposed to the external influence.

7. The optically variable device of claim 1, wherein the responsive optical element(s) comprise a plurality of electrically charged particles or particles with a permanent or induced dipole moment, the particles encapsulated in a discrete layer from the control layer, the thickness of which is varied by the external influence, thereby to increase and/or decrease the distance of separation of the particles and the control element or layer.

8. The optically variable device of claim 1 wherein the device comprises an optically responsive layer comprising the responsive optical elements, and a spacer layer between and attached to the control layer and the optically responsive layer, the thickness of which is varied by a degree of the external influence.

9. The optically variable device of claim 1, wherein the optical properties of the device and/or any change of such properties, is macroscopic, microscopic, observable in visible light conditions or beyond visible light conditions.

10. The optically variable device of claim 1, wherein the responsive optical element(s), and/or the control layer, is/are present only upon discrete portions or areas of the device so that the device includes content detectable or visible in the presence and/or the absence of the external influence.

11. The optically variable device of claim 1 wherein the responsive optical element(s) form, or are present in, an optically responsive layer, and wherein the optically responsive layer and/or a spacer layer if present comprises a deformable material, changeable between a relaxed state, and a compressed state when the external stimulus in the form of increased mechanical pressure upon the device, resulting in a change in the distance of separation of the responsive optical element(s) and the control element or layer, and thus a change in the optical properties of the optically responsive layer.

12. The optically variable device of claim 11, wherein the optically responsive layer and/or the spacer layer if present comprises at least one adhesive material selected from the group consisting of acrylated urethanes, methacrylate esters, mercapto-esters and UV curable adhesives.

13. The optically variable device of claim 11, whereupon removal or reduction of mechanical pressure, the optically responsive layer and/or the deformable spacer layer if present of said device relaxes from said compressed state to said relaxed state.

14. The optically variable device of claim 11, wherein the deformable spacer layer has a non-uniform thickness when in said relaxed and/or said compressed state, such that different parts of the optically responsive layer exhibit different optical properties in the relaxed and/or compressed state according to their distances from the control layer, thereby to provide content to the device upon increased and/or decreased mechanical pressure upon the device.

15. The device of claim 1, wherein the external influence upon the responsive optical elements further causes a user-detectable tactile change in the device, when the device is exposed to said external influence.

18. A method of changing the appearance of an item or document comprising,

including the device according to claim 1 as a feature of the item or document.

19. An item or document comprising:

a core material; and

at least one device of claim 1 affixed to at least one side or surface of the document or item.

20. The item or document of claim 19, wherein the core material comprises at least one material selected from the group consisting of paper, polymer, plastic, and combinations or hybrids thereof.

21. The document of claim 19, further comprising a portion to be contacted with the optically variable device, thereby to cause a change in the optical properties of the device resulting from the contact by and/or pressure applied by the portion.

22. The document of claim 21, wherein the portion is pressed against the optically variable device, and the device comprises intaglio printing, thereby to provide a raised region as a pressure template to achieve the change in optical properties of the device.

23. The document of claim 22, wherein the portion to be pressed against the optically variable device comprises a transparent or translucent window in the document, such that any change in the visible appearance of the device can be observed through the window as the mechanical pressure is applied.

24. A method for checking whether a security document is a legitimate or counterfeit document, the security document comprising at least one device of claim 1 on at least one side thereof, the method comprising the steps of:

applying an external influence to at least one device; and

checking whether the external influence causes a perceivable or detectable change in the device, wherein an appropriate change is indicative that the security document is a legitimate document.

16. A variable device that undergoes a user-detectable tactile change, the device comprising:

a control element or layer comprising a material that is permanently or temporarily electrically charged or polarized such that an electric field emanates from the material;

one or more responsive element(s);

the control element or layer and the responsive element(s) moveable in the device relative to one another upon application of an external influence upon the device, to change the distance of separation of the control element or layer from the responsive element(s), and therefore to change the strength of the electric field impinging upon the responsive element(s) from the electrically charged or polarized material of the control element or layer;

the relative movement and/or the change of the strength of the electric field impinging upon the responsive elements causing a change of perceivable or detectable physical properties of the device,

wherein the control element or layer comprises an electrically insulating material that exhibits, or can be caused to adopt, a positive or negative electric charge or polarization sufficient to cause the electric field.

17. The variable device of claim 16, wherein the user-detectable change is a change in the thickness, texture, prominence, or appearance of the device.