System and method for managing global risk
First Claim
1. A compliance tracking system, comprising:
- a first dataset containing data related to policy information;
a second dataset containing data related to a state of an operation activity;
a processing engine coupled to said first and second datasets, and operable to access and manipulate data in said first and second datasets;
a user interface coupled to said processing engine and operable to provide instructions to said processing engine for accessing and manipulating said first and second datasets;
said processing engine being further operable to compare data contained in said first and second datasets and provide indicia of compliance to said user interface based on a result of said comparison.
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Accused Products
Abstract
A system for tracking compliance with policies related to management of risk for a given enterprise provides risk status feedback on a number of managerial levels. The system notifies users of potential problems with non-compliance of enterprise policies set on a high level of enterprise management, and prompts the users to take steps to achieve compliance. The enterprise policies are designed to protect the enterprise from various forms of risk associated with enterprise activities. Accordingly, minimizing risk across enterprise operations, subdivisions, projects and applications produces an overall benefit of reduced liability or exposure to liability for the entire enterprise. A compliance status is provided by business groups at all levels of the enterprise, and consolidated for each management level to which the risk status is promoted. Higher level managers can view summaries of risk management status for the business divisions, and select particular statuses to view the condition of compliance among various business groups for which the manager has responsibility.
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Citations
24 Claims
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1. A compliance tracking system, comprising:
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a first dataset containing data related to policy information;
a second dataset containing data related to a state of an operation activity;
a processing engine coupled to said first and second datasets, and operable to access and manipulate data in said first and second datasets;
a user interface coupled to said processing engine and operable to provide instructions to said processing engine for accessing and manipulating said first and second datasets;
said processing engine being further operable to compare data contained in said first and second datasets and provide indicia of compliance to said user interface based on a result of said comparison. - View Dependent Claims (2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 13, 14, 15, 16, 17, 18, 19, 20, 21, 22)
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12. A method for tracking and reporting compliance related statuses, comprising:
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providing access to a plurality of policies relating to risk management;
compiling risk related data on activities implicating said policies;
comparing risk related information contained in said data to said policies;
providing an indicia of whether said risk related information complies with said policies based on said comparison; and
providing a report including a compilation of said indicia whereby said compliance related statuses can be tracked.
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23. A status tracking and feedback system, comprising:
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a set of rules related to desired operation of an enterprise;
a set of data related to enterprise operation;
a comparator operable to compare said set of data with said set of rules to provide a compliance status; and
a user interface operable to permit a user to input information into said set of data and being further operable to display said compliance status.
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24. A method for tracking status and providing status feedback, comprising:
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accessing a set of rules related to an enterprise operation;
accessing a set of data related to compliance with said set of rules;
comparing said set of data against said set of rules to produce a compliance status;
providing an indication of said compliance status to a user interface; and
accepting instructions through said user interface whereby a condition of said set of data is modified, thereby improving said compliance status.
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Specification