Method and apparatus for utilizing channel state information in a wireless communication system

• US 20030003880A1
• Filed: 09/18/2001
• Published: 01/02/2003
• Est. Priority Date: 03/23/2001
• Status: Active Grant

• Current Assignee: Qualcomm, Inc.
• Original Assignee: Qualcomm, Inc.
• Inventors: Howard, Steven J., Ketchum, John W., Ling, Fuyun, Wallace, Mark, Walton, Jay R.
• Granted Patent: US 7,006,848 B2
• Time in Patent Office: Days
• US Class Current: 455/92
• CPC Class Codes: H04B 7/0417 Feedback systems
• CPC Class Codes: H04B 7/0626 Channel coefficients, e.g. channel state information [CSI]
• CPC Class Codes: H04B 7/0632 Channel quality parameters, e.g. channel quality indicator [CQI]
• CPC Class Codes: H04B 7/0854 using error minimizing algorithms, e.g. minimum mean squared error [MMSE], "cross-correlation" or matrix inversion
• CPC Class Codes: H04B 7/0891 Space-time diversity rake receivers H04B1/7115; space-time decoding H04L1/0631
• CPC Class Codes: H04L 1/0003 by switching between different modulation schemes
• CPC Class Codes: H04L 1/0009 by adapting the channel coding H04L1/1812 takes precedence
• CPC Class Codes: H04L 1/0015 characterised by the adaptation strategy
• CPC Class Codes: H04L 1/0026 Transmission of channel quality indication
• CPC Class Codes: H04L 2025/03414 Multicarrier
• CPC Class Codes: H04L 2025/03426 transmission using multiple-input and multiple-output channels
• CPC Class Codes: H04L 2025/03802 Signalling on the reverse channel
• CPC Class Codes: H04L 25/0204 of multiple channels
• CPC Class Codes: H04L 25/021 Estimation of channel covariance
• CPC Class Codes: H04L 25/0228 with direct estimation from sounding signals
• CPC Class Codes: H04L 25/0244 with inversion
• CPC Class Codes: H04L 25/0248 Eigen-space methods
• CPC Class Codes: H04L 25/03159 operating in the frequency domain H04L25/03165, H04L25/03178 take precedence
• CPC Class Codes: H04L 25/03343 Arrangements at the transmitter end
• CPC Class Codes: H04L 5/0023 Time-frequency-space
• CPC Class Codes: H04L 5/0044 : allocation of payload
• CPC Class Codes: H04L 5/006 : Quality of the received signal, e.g. BER, SNR, water filling
• CPC Class Codes: H04L 5/0091 : Signaling for the administration of the divided path

Abstract

Techniques for transmitting data from a transmitter unit to a receiver unit in a multiple-input multiple-output (MIMO) communication system. In one method, at the receiver unit, a number of signals are received via a number of receive antennas, with the received signal from each receive antenna comprising a combination of one or more signals transmitted from the transmitter unit. The received signals are processed with a spatial, a space-time, or a full-CSI technique to derive channel state information (CSI) indicative of the characteristics of a number of transmission channels used for data transmission. The CSI (which may comprise SNR estimates, data rate indicators, complex channel gains, or some other information) is transmitted back to the transmitter unit. At the transmitter unit, the CSI is received and data for transmission to the receiver unit is processed (e.g., coded and modulated) based on the received CSI.

Claims

1. A method for transmitting data from a transmitter unit to a receiver unit in a multiple-input multiple-output (MIMO) communication system, comprising:

at the receiver unit,

receiving a plurality of signals via a plurality of receive antennas, wherein the received signal from each receive antenna comprises a combination of one or more signals transmitted from the transmitter unit,

processing the received signals to derive channel state information (CSI) indicative of characteristics of a plurality of transmission channels used for data transmission, and

transmitting the CSI back to the transmitter unit; and

at the transmitter unit,

receiving the CSI from the receiver unit,

processing data for transmission to the receiver unit based on the received CSI to provide modulation symbols, and

conditioning the modulation symbols to generate a plurality of signals suitable for transmission from the transmitter unit to the receiver unit.

2. The method of claim 1, wherein the processing at the transmitter unit includes coding the data based on the CSI derived for the plurality of transmission channels.

3. The method of claim 2, wherein the data for each transmission channel is independently coded with a particular coding scheme selected based on the CSI derived for the transmission channel.

4. The method of claim 2, wherein the processing at the transmitter unit further includes modulating the coded data based on the CSI derived for the plurality of transmission channels.

5. The method of claim 4, wherein the coded data for each transmission channel is modulated with a particular modulation scheme selected based on the CSI derived for the transmission channel.

6. The method of claim 1, wherein the processing at the transmitter unit is adaptively adjusted based on the received CSI to provide a particular level of performance at the receiver unit for the data transmission.

7. The method of claim 1, wherein the processing at the transmitter unit includes preconditioning the modulation symbols based on the CSI derived for the plurality of transmission channels.

8. The method of claim 1, wherein the transmitted CSI comprises partial CSI for the plurality of transmission channels.

9. The method of claim 8, wherein the partial CSI comprises estimates of signal-to-noise-plus-interference ratios (SNRs) for the plurality of transmission channels.

10. The method of claim 8, wherein the partial CSI comprises signal power and interference and noise power measurements for the plurality of transmission channels.

11. The method of claim 8, wherein the partial CSI comprises indications of data rates supported by the plurality of transmission channels.

12. The method of claim 8, wherein the partial CSI comprises indications of coding and modulation schemes to be used for the plurality of transmission channels.

13. The method of claim 8, wherein the partial CSI comprises differential updates to prior reported channel characteristics.

14. The method of claim 1, wherein the transmitted CSI comprises full CSI for the plurality of transmission channels.

15. The method of claim 14, wherein the full CSI comprises characterizations for a MIMO channel between the transmitter unit and receiver unit, and wherein the MIMO channel includes the plurality of transmission channels.

16. The method of claim 15, wherein the characterizations comprise complex channel response values for the MIMO channel.

17. The method of claim 14, wherein the full CSI comprises eigenmodes and SNR related information.

18. The method of claim 14, wherein the full CSI comprises eigenmodes and eigenvalues for the MIMO channel.

19. The method of claim 18, wherein the processing at the transmitter unit includes coding the data based on the eigenvalues.

20. The method of claim 19, wherein the processing at the transmitter unit further includes modulating the coded data in accordance with modulation schemes selected based on the eigenvalues.

21. The method of claim 20, wherein the processing at the transmitter unit further includes precond itioning the modulation symbols based on the eigenmodes.

22. The method of claim 1, wherein the CSI is transmitted in full from the receiver unit.

23. The method of claim 22, wherein the CSI is periodically transmitted in full from the receiver unit, and wherein differential updates to the CSI ar e transmitted between full transmissions.

24. The method of claim 1, wherein the CSI is transmitted whe n changes in the channel characteristics exceeding a particular threshold are detected.

25. The method of claim 1, wherein the received signals are processed in accordance with a linear spatial processing technique at the receiver unit.

26. The method of claim 25, wherein the linear spatial processing technique is a correlation matrix inversion (CCMI) technique.

27. The method of claim 25, wherein the linear spatial processing technique is a minimum mean square error (MMSE) technique.

28. The method of claim 1, wherein the received signals are processed in accordance with a space-time processing technique at the receiver unit.

29. The method of claim 28, wherein the space-time processing technique is a minimum mean square error linear equalizer (MMSE-LE) technique.

30. The method of claim 28, wherein the space-time processing technique is a decision feedback equalizer (DFE) technique.

31. The method of claim 1, wherein the received signals are processed in accordance with a full-CSI processing technique at the receiver unit.

32. The method of claim 1, wherein the MIMO system implements orthogonal frequency division modulation (OFDM).

33. The method of claim 32, wherein th e processing a t each of the receiver unit and transmitter unit is performed for each of a plurality of frequency subchannels.

35. The method of claim 34, wherein the SNR is estimated for each of the plurality of transmission channels used for data transmission.

36. The method of claim 34, wherein the processing at the transmitter unit includes coding data for each transmission channel in accordance with the received SNR estimate for the transmission channel.

37. The method of claim 36, wherein the processing at the transmitter unit further includes modulating the coded data for each transmission channel in accordance with a modulation scheme selected based on the received SNR estimate for the transmission channel.

38. The method of claim 34, further comprising:

at the receiver unit,

deriving characterizations for the plurality of transmission channels used for data transmission, and

transmitting the characterizations back to the transmitter unit.

39. The method of claim 38, further comprising:

at the transmitter unit,

receiving the characterizations for the plurality of transmission channels, and

preconditioning modulation symbols prior to transmission to the receiver unit in accordance with the characterizations for the plurality of transmission channels.

40. The method of claim 34, wherein the received signals are processed in accordance with a channel correlation matrix inversion (CCMI) technique or a minimum mean square error (MMSE) technique.

41. The method of claim 34, wherein the received signals are processed in accordance with a minimum mean square error linear equalizer (MMSE-LE) technique or a decision feedback equalizer (DFE) technique.

52. The receiver unit of claim 51, further comprising:

one or more decoders, each decoder configured to receive and decode a stream of demodulated symbols in accordance with a particular decoding scheme to provide decoded data.

34. A method for transmitting data from a transmitter unit to a receiver unit in a multiple-input multiple-output (MIMO) communication system, comprising:

at the receiver unit,

receiving a plurality of signals via a plurality of receive antennas, wherein the received signal from each receive antenna comprises a combination of one or more signals transmitted from the transmitter unit,

processing the plurality of received signals in accordance with a linear spatial processing technique, a space-time processing technique, or a full-CSI processing technique to provide estimates of modulation symbols transmitted from the transmitter unit,

estimating signal-to-noise-plus-interference ratios (SNRs) for a plurality of transmission channels used for data transmission, and

transmitting the SNR estimates for the plurality of transmission channels back to the transmitter unit; and

at the transmitter unit,

receiving the SNR estimates for the plurality of transmission channels, and

processing data for transmission to the receiver unit based on the received SNR estimates.

42. A multiple-input multiple-output (MINO) communication system comprising:

a receiver unit comprising

a plurality of front-end processors configured to receive a plurality of signals via a plurality of receive antennas and to process the received signals to provide received modulation symbols,

at least one MIMO processor coupled to the front-end processors and configured to receive and process the received modulation symbols to derive channel state information (CSI) indicative of characteristics of a plurality of transmission channels used for data transmission, and

a transmit data processor operatively coupled to the MIMO processor and configured to process the CSI for transmission from the receiver unit; and

a transmitter unit comprising

at least one demodulator configured to receive and process one or more signals from the receiver unit to recover the transmitted CSI,

a transmit data processor configured to process data for transmission to the receiver unit based on the recovered CSI to provide modulation symbols, and

at least one modulator coupled to the transmit data processor and configured to condition the modulation symbols to generate a plurality of signals suitable for transmission from the transmitter unit to the receiver unit.

43. A multiple-input multiple-output (MIMO) communication system comprising:

a receiver unit comprising

means for receiving and processing a plurality of signals to provide received modulation symbols,

means for processing the received modulation symbols to derive channel state information (CSI) indicative of characteristics of a plurality of transmission channels used for data transmission, and

means for processing the CSI for transmission from the receiver unit; and

a transmitter unit comprising

means for receiving and processing one or more signals from the receiver unit to recover the transmitted CSI,

means for processing data for transmission to the receiver unit based on the recovered CSI to provide modulation symbols, and

means for conditioning the modulation symbols to generate a plurality of signals suitable for transmission from the transmitter unit to the receiver unit.

44. A multiple-input multiple-output (MIMO) communication system comprising:

a receiver unit comprising

means for receiving a plurality of signals, each comprising a combination of one or more transmitted signals,

means for processing the plurality of received signals in accordance with a linear spatial processing technique, a space-time processing technique, or a full-CSI processing technique to provide estimates of modulation symbols in the one or more transmitted signals,

means for estimating signal-to-noise-plus-interference ratios (SNRs) for a plurality of transmission channels used for data transmission, and

means for transmitting the SNR estimates for the plurality of transmission channels; and

a transmitter unit comprising

means for receiving the SNR estimates for the plurality of transmission channels, and

means for processing data for transmission to the receiver unit based on the received SNR estimates.

46. The receiver unit of claim 45, wherein the receiver processing technique is a linear spatial technique.

47. The receiver unit of claim 46, wherein the linear spatial technique is a correlation matrix inversion (CCMI) technique or a minimum mean square error (MMSE) technique.

48. The receiver unit of claim 45, wherein the receiver processing technique is a space-time technique.

49. The receiver unit of claim 48, wherein the space-time technique is a minimum mean square error linear equalizer (MMSE-LE) technique or a decision feedback equalizer (DFE) technique.

50. The receiver unit of claim 45, wherein the receiver processing technique is a full-CSI technique.

51. The receiver unit of claim 45, further comprising:

one or more demodulation elements, each demodulation element configured to receive and demodulate a respective stream of modulation symbol estimates in accordance with a particular demodulation scheme to provide a stream of demodulated symbols.

45. A receiver unit in a multiple-input multiple-output (MIMO) communication system, comprising:

a plurality of receive antennas configured to receive a plurality of transmitted signals to provide a plurality of received signals;

a plurality of front-end processors coupled to the plurality of receive antennas and configured to receive and process the plurality of received signals to provide received modulation symbols;

a MIMO processor coupled to the plurality of front-end processors and configured to receive and process the received modulation symbols in accordance with a receiver processing technique to provide estimates of modulation symbols in the transmitted signals;

a channel quality estimator coupled to the MIMO processor and configured to estimate characteristics of a plurality of transmission channels used for data transmission and to provide channel state information (CSI) indicative of the estimated channel characteristics; and

a transmit data processor configured to receive and process the CSI for transmission from the receiver unit.

53. A receiver unit in a multiple-input multiple-output (MIMO) communication system, comprising:

means for receiving and processing a plurality of signals to provide received modulation symbols;

means for processing the received modulation symbols in accordance with a receiver processing technique to provide estimates of modulation symbols in the transmitted signals;

means for estimating characteristics of a plurality of transmission channels used for data transmission and for providing channel state information (CSI) indicative of the estimated channel characteristics; and

means for processing the CSI for transmission from the receiver unit.