Automated financial market information and trading system

• US 20030078865A1
• Filed: 10/23/2002
• Published: 04/24/2003
• Est. Priority Date: 10/24/2001
• Status: Abandoned Application

• Current Assignee: Theodore C. Lee
• Original Assignee: Theodore C. Lee
• Inventors: Lee, Theodore C.
• Application Number:
  US10/279,594
• Publication Number:
  US 20030078865A1
• Time in Patent Office: Days
• US Class Current: 705/35
• CPC Class Codes: G06Q 40/00 Finance; Insurance; Tax strategies; Processing of corporate or income taxes
• CPC Class Codes: G06Q 40/06 Asset management; Financial planning or analysis

Abstract

An automated financial market communication apparatus executes actions as desired, and includes a facility for selecting parameters including: event category, event object, object attribute, attribute comparison, and comparison value. These parameters establish a condition or conditions of operation of the apparatus. Actions may be selected and logged for execution given one or another of the conditions. The actions are then executed manually or automatically in managing a financial market portfolio.

Claims

1. An automated communication apparatus for executing actions in a financial market, the apparatus comprising:

a means for selecting parameters including;

event category, event object, object attribute, attribute comparison, and comparison value;

the parameters comprising a condition; and

a means for selecting at least one action from a plurality of actions;

the condition and at least one action, functional for achieving a communication result.

2. The apparatus of claim 1 wherein the event category is selected from a group of event categories comprising:

(a) stock;

(b) news;

(c) market;

(d) order;

(e) account;

(f) email;

(g) call; and

(h) date/time.

3. The apparatus of claim 1 wherein the event object is selected from a group of event objects comprising:

(a) stock symbol;

(b) news symbol;

(c) market index;

(d) order number;

(e) account name;

(f) email address;

(g) telephone number; and

(h) date/time.

4. The apparatus of claim 1 wherein the object attribute is selected from a group of object attributes comprising:

(a) stock;

(b) news;

(c) market;

(d) order;

(e) account;

(f) email;

(g) call; and

date/time.

5. The apparatus of claim 4 wherein the stock object attribute is selected from a list comprising:

last price, ask price, low price, close price, price change, bid size, industry, bid price, high price, open price, volume, change percent, ask size and exchange.

6. The apparatus of claim 4 wherein the news object attribute is selected from a list comprising:

headline and story.

7. The apparatus of claim 4 wherein the market object attribute is selected from a list comprising:

last price, close price, price change, open price and change percent.

8. The apparatus of claim 4 wherein the order object attribute is selected from a list comprising:

order status, open quantity, open value, value change, open percent, execution quantity, execution value, market value, execution percent, and exchange.

9. The apparatus of claim 4 wherein the account object attribute is selected from a list comprising:

account type, investment value, unrealized cash, unrealized account, open investment, cash value, account value, unrealized investment, account description, and open cash.

10. The apparatus of claim 4 wherein the email object attribute is selected from a list comprising:

sender address, message, subject.

11. The apparatus of claim 4 wherein the call object attribute is selected from a list comprising:

pick up, hang up and answer.

12. The apparatus of claim 4 wherein the date/time object attribute is selected from a list comprising:

start date, end date, date, recurrence pattern, recurrence day, start time, end time, time, and recurrence frequency.

13. The apparatus of claim 1 wherein the attribute comparison is selected from a group of attribute comparisons comprising:

(a) >

=, <

=, >

, <

, =, and !=;

(b) is, is not, has, has not, contains, contains not, exists, and not exist; and

(c) on, at, before, and after.

14. The apparatus of claim 1 wherein the comparison value is selected from a group of comparison values comprising:

number, string and date/time.

15. The apparatus of claim 1 wherein the plurality of action selections include:

audio, popup, call, order, email, page, print, and fax.

16. The apparatus of claim 15 wherein the audio action selection is made from a list comprising:

audio sound and text to be synthesized.

17. The apparatus of claim 15 wherein the popup action selection is made from a list comprising:

text and alternatives to be determined.

18. The apparatus of claim 15 wherein the call action selection is made from a list comprising:

telephone number, call type, call subject and call message.

19. The apparatus of claim 15 wherein the order action selection is made from a list comprising:

symbol, shares, order action, order type, price type, condition, and duration.

20. The apparatus of claim 15 wherein the email action selection is made from a list comprising:

email address, email type, email subject, and email message.

21. The apparatus of claim 15 wherein the page action selection is made from a list comprising:

telephone number and page message.

22. The apparatus of claim 15 wherein the print action selection is made from a list comprising:

printer name, message or file.

23. The apparatus of claim 15 wherein the fax action selection is made from a list comprising:

fax number and message or file.

24. The apparatus of claim 1 wherein the condition and the at least one action are part of an automated nested if-then-else logic instruction set.

25. The apparatus of claim 1 further comprising a means for evaluating the condition and for taking the at least one action without human intervention.

26. The apparatus of claim 1 further comprising a means for modifying any of the parameters and the actions via an Internet browser.

27. The apparatus of claim 1 further comprising a means for modifying any of the parameters and the actions via a voice-activated communication device.

28. The apparatus of claim 1 further comprising a means for modifying any of the parameters and the actions via a textual display device.

29. The apparatus of claim 1 further comprising a means for logging communications data generated by the apparatus.