Electronic chain of custody method and system

• US 20060106718A1
• Filed: 11/16/2004
• Published: 05/18/2006
• Est. Priority Date: 11/16/2004
• Status: Abandoned Application

• Current Assignee: TraceLink Incorporated
• Original Assignee: Supplyscape Corporation (TraceLink Incorporated)
• Inventors: Leckband, Craig, Dahod, Shabbir, Spellman, Peter, Wellington, Sean, Deus, Lucia
• Application Number:
  US10/989,956
• Publication Number:
  US 20060106718A1
• Time in Patent Office: Days
• US Class Current: 705/50
• CPC Class Codes: G06Q 10/00 Administration; Management
• CPC Class Codes: H04L 2209/56 Financial cryptography, e.g. electronic payment or e-cash
• CPC Class Codes: H04L 2209/805 Lightweight hardware, e.g. radio-frequency identification [RFID] or sensor
• CPC Class Codes: H04L 2209/88 Medical equipments
• CPC Class Codes: H04L 9/3247 involving digital signatures

Abstract

Methods and systems are provided for maintaining a chain of custody record for the handling of an item transferred among a plurality of custodians. A system in accordance with one or more embodiments can include a plurality of computers operable by the custodians. The system also includes an electronic form transferable among the computers. The form is transferred from a computer operated by one custodian to a computer operated by another in correspondence with the transfer of the item from the custodian to the other. The form identifies the item and includes space for entry of information by each custodian handling the item. The information entered by the custodians includes an identification of the custodian and a digital signature of the custodian authenticating the item. At least some of the information entered by a custodian is unalterable by another custodian.

Claims

1. A system for maintaining a chain of custody record for the handling of an item transferred among a plurality of custodians, comprising:

(a) a plurality of computers, each operable by one of said plurality of custodians; and

(b) an electronic form transferable among said computers, said form being successively transferred from a computer operated by one custodian to a computer operated by another in correspondence with the successive transfer of said item from said one custodian to said another, said form identifying said item and including space for entry of information by each custodian handling said item, said information including an identification of said custodian and a digital signature of said custodian authenticating said item, and wherein at least some of said information entered by a custodian is unalterable by another custodian receiving the form.

2. The system of claim 1 wherein said information further includes information on the context of the change in custody of said item.

3. The system of claim 1 wherein said item is identified in said electronic form by a serial number associated with said item.

4. The system of claim 1 wherein said item is identified in said electronic form by an EPC serial number associated with said item.

5. The system of claim 1 wherein said item is identified by an identifier that can be sensed using automatic data capture technologies.

6. The system of claim 1 wherein said item is identified by an identifier stored on an RFID tag secured with respect to said item.

7. The system of claim 1 wherein said item is identified by an identifier stored on bar code secured with respect to said item.

8. The system of claim 1 wherein said information further includes information on when the item was received by a custodian or sent by a custodian.

9. The system of claim 1 wherein said information further includes any changes made by a custodian to the item or to the packaging of said item.

10. The system of claim 1 wherein said information further includes information on the expected disposition of said item.

11. The system of claim 1 wherein said electronic form is transferable among said computers via a computer network.

12. The system of claim 1 wherein said item comprises a pharmaceutical product.

13. The system of claim 1 wherein said item comprises an item selected from the group consisting of a pharmaceutical product, cargo, a medical device, an electronics product, software and music products.

14. The system of claim 1 wherein said form further includes a link to a database on a network providing additional information on said item for use in authenticating said item.

15. A method of securely transferring an item by a first custodian of said item to a second custodian of said item, the method comprising:

(a) said first custodian entering information on the identity of said first custodian on an electronic form identifying said item;

(b) said first custodian digitally signing said electronic form to authenticate said item;

(c) said first custodian transmitting said electronic form to said second custodian; and

(d) said first custodian sending said item to said second custodian.

16. The method of claim 15 wherein transmitting said electronic form comprises transmitting said electronic form from a computer operated by said first custodian to a computer operated by said second custodian over a computer network.

17. The method of claim 15 wherein at least some of said information entered by said first custodian is unalterable by said second custodian.

18. The method of claim 15 wherein said information further includes information on the context of the change in custody of said item.

19. The method of claim 15 wherein said item is identified in said electronic form by a serial number associated with said item.

20. The method of claim 15 wherein said item is identified in said electronic form by an EPC serial number associated with said item.

21. The method of claim 15 wherein said item is identified by an identifier stored on an RFID tag secured with respect to said item.

22. The method of claim 15 wherein said item is identified by an identifier that can be sensed using automatic data capture technologies.

23. The method of claim 15 wherein said item is identified by an identifier stored on bar code secured with respect to said item.

24. The method of claim 15 wherein said information further includes information on when the item was received by a custodian or sent by a custodian.

25. The method of claim 15 wherein said information further includes any changes made by a custodian to the item or to the packaging of said item.

26. The method of claim 15 wherein said information further includes information on the expected disposition of said item.

27. The method of claim 15 wherein said item comprises a pharmaceutical product.

28. The method of claim 15 wherein said item comprises an item selected from the group consisting of a pharmaceutical product, cargo, a medical device, an electronics product, software and music products.

29. An electronic form for facilitating the transfer of an item among a plurality of custodians, said form being successively transferable from a computer operated by one custodian to a computer operated by another in correspondence with the successive transfer of said item from said one custodian to said another, said form comprising:

an identification of said item; and

a space for entry of information by each custodian handling said item, said information including an identification of said custodian and a digital signature of said custodian authenticating said item, and wherein at least some of said information entered by one custodian is unalterable by another custodian receiving the form.

30. The electronic form of claim 29 wherein said identification of said item comprises a serial number associated with said item.

31. The electronic form of claim 29 wherein said identification of said item comprises an identifier that can be sensed using automatic data capture technologies.

32. The electronic form of claim 29 wherein said identification of said item comprises an EPC serial number associated with said item.

33. The electronic form of claim 29 wherein said identification of said item comprises an identifier stored on an RFID tag secured with respect to said item.

34. The electronic form of claim 29 wherein said identification of said item comprises an identifier stored on bar code secured with respect to said item.

35. The electronic form of claim 29 wherein said information further includes information on when the item was received by a custodian or sent by a custodian.

36. The electronic form of claim 29 wherein said information further includes information on the context of the change in custody of said item.

37. The electronic form of claim 29 wherein said information further includes information on the expected disposition of said item.

38. The electronic form of claim 29 wherein said information further includes any changes made by a custodian to the item or to the packaging of said item.

39. The electronic form of claim 29 wherein said electronic form is transferable among said computers via a computer network.

40. The electronic form of claim 29 wherein said item comprises a pharmaceutical product.

41. The electronic form of claim 29 wherein said item comprises an item selected from the group consisting of a pharmaceutical product, cargo, a medical device, an electronics product, software and music products.

42. The electronic form of claim 29 wherein said form further includes a link to a database on a network providing additional information on said item for use in authenticating said item.