Automated document processing system using full image scanning

• US 20060274929A1
• Filed: 08/14/2006
• Published: 12/07/2006
• Est. Priority Date: 11/27/1996
• Status: Active Grant

• Current Assignee: Cummins-Allison Corporation (Crane Company)
• Original Assignee: Cummins-Allison Corporation (Crane Company)
• Inventors: Mennie, Douglas U., Jones, John E., Jones, William J., Jones, Paul A.
• Granted Patent: US 7,362,891 B2
• Time in Patent Office: Days
• US Class Current: 382/135
• CPC Class Codes: G06Q 10/10 Office automation; Time management
• CPC Class Codes: G06Q 20/042 characterized in that the payment protocol involves at least one cheque
• CPC Class Codes: G06Q 20/0425 the cheque being electronic only
• CPC Class Codes: G06Q 20/10 specially adapted for electronic funds transfer [EFT] systems; specially adapted for home banking systems
• CPC Class Codes: G06Q 20/105 involving programming of a portable memory device, e.g. IC cards, "electronic purses"
• CPC Class Codes: G06Q 20/108 Remote banking, e.g. home banking
• CPC Class Codes: G06Q 20/1085 involving automatic teller machines [ATMs]
• CPC Class Codes: G06Q 20/18 involving self-service terminals [SST], vending machines, kiosks or multimedia terminals
• CPC Class Codes: G06Q 20/20 Point-of-sale [POS] network systems
• CPC Class Codes: G06Q 40/00 Finance; Insurance; Tax strategies; Processing of corporate or income taxes
• CPC Class Codes: G06Q 40/02 Banking, e.g. interest calculation or account maintenance credit or loans G06Q40/03
• CPC Class Codes: G06T 1/00 General purpose image data processing
• CPC Class Codes: G06V 30/10 Character recognition
• CPC Class Codes: G06V 30/127 with the intervention of an operator
• CPC Class Codes: G06V 30/274 Syntactic or semantic context, e.g. balancing
• CPC Class Codes: G07D 11/50 Sorting or counting valuable papers
• CPC Class Codes: G07D 7/04 Testing magnetic properties of the materials thereof, e.g. by detection of magnetic imprint G07D7/01 takes precedence
• CPC Class Codes: G07D 7/06 using wave or particle radiation
• CPC Class Codes: G07D 7/12 Visible light, infrared or ultraviolet radiation
• CPC Class Codes: G07D 7/1205 Testing spectral properties
• CPC Class Codes: G07D 7/20 : Testing patterns thereon G07D7/004, G07D7/005 take precedence
• CPC Class Codes: G07F 19/20 : Automatic teller machines [ATMs]
• CPC Class Codes: G07F 19/202 : Depositing operations within ATMs depositing in general G07D11/00
• CPC Class Codes: G07F 19/207 : Surveillance aspects at ATMs
• CPC Class Codes: G07F 7/04 : by paper currency

Abstract

A document processing system comprises an input receptacle for receiving documents. A transport mechanism receives the documents from the input receptacle and transports the documents past an image scanner and a discrimination unit. An output receptacle receives the documents from the transport mechanism after being transported past the image scanner and the discrimination unit. The image scanner operates to obtain a video image of the transported documents, or the image of a selected area of the documents. The document images are further processed to obtain field information contained in selected areas of the document. The discrimination unit operates to determine the value and authenticity of the document. A system controller directs the flows of documents over the transport mechanism.

Claims

1. A document processing device, comprising:

a transport mechanism for conveying documents including currency bills along a transport path at a rate of at least 800 documents per minute;

an imaging sensor adjacent the transport path and operable to capture images of documents conveyed by the transport mechanism;

a denomination device adjacent the transport path and operable to denominate a value of each currency bill conveyed by the transport mechanism; and

a processor operable to control actuation of the transport mechanism and calculation of an accumulated value of denominated currency bills.

2. The device of claim 1 wherein the documents further include checks, the imaging sensor operable to capture images of checks conveyed by the transport mechanism.

3. The device of claim 2, further operating to extract field information from the images obtained by the imaging sensor, the field information extracted from check images comprising check account and bank identification data.

4. The device of claim 3, wherein the processor electronically tags the check image with the check account and bank identification data.

5. The device of claim 1, further operating to extract field information from the images obtained by the imaging sensor, the field information extracted from currency bill images comprising serial number data.

6. The device of claim 5, wherein the processor electronically tags the currency bill image with the serial number data.

7. The device of claim 1 wherein the transport path terminates at only a single output receptacle which collects the conveyed documents.

8. The device of claim 7 further operating to detect suspect counterfeit documents, and wherein the processor stops actuation of the transport mechanism upon detection of a suspect counterfeit document.

9. The device of claim 7 further operating to detect suspect counterfeit documents, and wherein the processor causes a detected suspect counterfeit document to be flagged.

10. The device of claim 1 wherein the transport path terminates at only two output receptacles which each respectively collect certain types of conveyed documents.

11. The device of claim 10 wherein the transport mechanism further includes a sorter to sort documents between the only two output receptacles.

12. The device of claim 1 wherein the documents have a wide edge and a narrow edge and the documents are conveyed along the transport path past the imaging sensor and denomination device from an input receptacle to an output receptacle with their wide edge leading.

13. The device of claim 1 wherein the denomination device denominates the currency of multiple countries.

14. The device of claim 1 further including an authenticator operable on the transported currency bills to identify suspect counterfeit currency bills.

15. The device of claim 1, further including an accounting system in communication with the processor and operable to update a financial account associated with the processed documents by the calculated accumulated value.

16. The device of claim 15 further including a memory associated with the accounting system to electronically store document images communicated by the processor.

17. A document processing device, comprising:

a transport mechanism for conveying documents including checks along a transport path at a rate of at least 800 documents per minute;

an imaging sensor adjacent the transport path and operable to capture images of documents conveyed by the transport mechanism; and

a processor operable to control actuation of the transport mechanism.

18. The device of claim 17 wherein the documents further include currency bills, the imaging sensor operable to capture images of currency bills conveyed by the transport mechanism.

19. The device of claim 18, further operating to extract field information from the images obtained by the imaging sensor, the field information extracted from currency bill images comprising serial number data.

20. The device of claim 19, wherein the processor electronically tags the currency bill image with the serial number data.

21. The device of claim 17, further operating to extract field information from the images obtained by the imaging sensor, the field information extracted from check images comprising check account and bank information data.

22. The device of claim 21, wherein the processor electronically tags the check image with the check account and bank information data.

23. The device of claim 17 wherein the documents further include currency bills, the device further including a denominator adjacent the transport path and operable to denominate a value of each currency bill conveyed by the transport mechanism, the processor further operable to calculate an accumulated value of denominated currency bills.

24. The device of claim 23 wherein the denominator denominates the currency of multiple countries.

25. The device of claim 23 further including an authenticator operable on the currency bills to identify suspect counterfeit currency bills.

26. The device of claim 17 wherein the transport path terminates at only a single output receptacle which collects the conveyed documents.

27. The device of claim 26 further including an authenticator operable on the conveyed documents to detect suspect counterfeit documents, and wherein the processor stops actuation of the transport mechanism upon detection of a suspect counterfeit document.

28. The device of claim 26 further including an authenticator operable on the conveyed documents to detect suspect counterfeit documents, and wherein the processor causes a detected suspect counterfeit document to be flagged.

29. The device of claim 17 wherein the transport path terminates at only two output receptacles which each respectively collect certain types of conveyed documents.

30. The device of claim 29 wherein the transport mechanism further includes a sorter to sort documents between the only two output receptacles.

31. The device of claim 17 wherein the documents have a wide edge and a narrow edge and the documents are conveyed along the transport path past the imaging sensor from an input receptacle to an output receptacle with their wide edge leading.

32. The device of claim 17, further including an accounting system in communication with the processor and operable to update a financial account associated with the processed documents by a value of the documents.

33. The device of claim 32 further including a memory associated with the accounting system to electronically store document images communicated by the processor.

34. A document processing method, comprising:

conveying documents including currency bills along a transport path at a rate of at least 800 documents per minute;

capturing images of documents conveyed along the transport path;

denominating a value of currency bills conveyed along the transport path; and

controlling actuation of the transport path and calculation of an accumulated value of denominated currency bills.

35. The method of claim 34 wherein the documents further include checks, and capturing comprises capturing images of checks conveyed along the transport path.

36. The method of claim 35, further including extracting field information from the document images, the field information extracted from check images comprising check account and bank identification data.

37. The method of claim 36, further including electronically tagging the check image with the check account and bank identification data.

38. The method of claim 34, further including extracting field information from the document images, the field information extracted from currency bill images comprising serial number data.

39. The method of claim 38, further including electronically tagging the currency bill image with the serial number data.

40. The method of claim 34 wherein conveying comprises terminating the transport path at only a single output receptacle which collects the conveyed documents.

41. The method of claim 40 further including detecting suspect counterfeit documents, and wherein conveying comprises stopping transport upon detection of a suspect counterfeit document.

42. The method of claim 40 further including detecting suspect counterfeit documents, and wherein conveying comprises causing a detected suspect counterfeit document to be flagged.

43. The method of claim 34 wherein conveying comprises terminating the transport path at only two output receptacles which each respectively collect certain types of conveyed documents.

44. The method of claim 43 further comprising sorting documents between the only two output receptacles.

45. The method of claim 34 wherein the documents have a wide edge and a narrow edge and the documents are conveyed along the transport path for imaging and denomination from an input receptacle to an output receptacle with their wide edge leading.

46. The method of claim 34 wherein denominating comprises denominating the currency of multiple countries.

47. The method of claim 34 further including authenticating the documents to identifying suspect counterfeit currency bills.

48. The method of claim 34, further including accounting to update a financial account associated with the processed documents by a value of the documents.

49. The method of claim 48 further including electronically storing document images.

50. A document processing device, comprising:

conveying documents including checks along a transport path at a rate of at least 800 documents per minute;

capturing images of documents conveyed along the transport path; and

controlling actuation of the transport path.

51. The method of claim 50 wherein the documents further include currency bills, capturing further comprising capturing images of currency bills conveyed along the transport path.

52. The method of claim 51, further including extracting field information from the document images, the field information extracted from currency bill images comprising serial number data.

53. The method of claim 51, further including electronically tagging the currency bill image with the serial number data.

54. The method of claim 50, further including extracting field information from the document images, the field information extracted from check images comprising check account and bank information data.

55. The method of claim 54, further including electronically tagging the check image with the check account and bank information data.

56. The method of claim 50 wherein the documents further include currency bills, further including denominating a value of each currency bill conveyed along the transport path, controlling further comprising calculating an accumulated value of denominated currency bills.

57. The method of claim 56 wherein denominating comprises denominating the currency of multiple countries.

58. The method of claim 56 further including authenticating the documents to identify suspect counterfeit currency bills.

59. The method of claim 50 wherein conveying comprises terminating the transport path at only a single output receptacle which collects the conveyed documents.

60. The method of claim 59 further including detecting suspect counterfeit documents, and wherein controlling stops transport upon detection of a suspect counterfeit document.

61. The method of claim 59 further including detecting suspect counterfeit documents, and wherein controlling causes a detected suspect counterfeit document to be flagged.

62. The method of claim 50 wherein conveying comprises terminating the transport path at only two output receptacles which each respectively collect certain types of conveyed documents.

63. The method of claim 62 further including sorting documents between the only two output receptacles.

64. The method of claim 50 wherein the documents have a wide edge and a narrow edge and the documents are conveyed along the transport path for imaging from an input receptacle to an output receptacle with their wide edge leading.

65. The method of claim 50, further including accounting to update a financial account associated with the processed documents by a value of the documents.

66. The method of claim 65 wherein accounting further includes electronically storing document images.

67. A document processing device, comprising:

a transport mechanism for conveying currency bill documents, having wide and narrow edges, along a transport path with their wide edges leading;

an imaging sensor adjacent the transport path and operable to capture images of the currency bills conveyed by the transport mechanism;

a denomination device adjacent the transport path and operable to denominate a value of each currency bill conveyed by the transport mechanism; and

a processor operable to extract and recognize printed information from the captured currency bill images.

68. The device of claim 67, further including an authenticator adjacent the transport path and operable to detecting suspect counterfeit currency bills.

69. The device of claim 67, wherein the transport mechanism conveys the currency bill documents along the transport path at a rate of at least 800 documents per minute.

70. The device of claim 67, wherein the transport mechanism conveys the currency bill documents along the transport path at a rate of at least 1000 documents per minute.

71. The device of claim 67, wherein the processor further operates to communicate captured currency bill document images for remote storage.

72. The device of claim 67, wherein the processor further operates to communicate the extracted printed information for remote storage.

73. The device of claim 72, wherein the extracted printed information is included with the document image to which the extracted printed information pertains.

74. The device of claim 67, wherein extracted printed information is currency bill serial number.

75. The device of claim 67, further including an accounting system in communication with the processor and operable to update a financial account associated with the currency bill documents by a value of the denominated currency bill documents.

76. A document processing method, comprising:

conveying currency bill documents, having wide and narrow edges, along a transport path with their wide edges leading;

imaging the conveyed currency bill documents so as to capture images of the currency bills;

denominating a value of each conveyed currency bill; and

processing to extract and recognize printed information from the captured currency bill images.

77. The method of claim 76, further including authenticating the conveyed currency bill documents so as to detecting suspect counterfeit currency bills.

78. The method of claim 76, wherein the currency bill documents are conveyed at a rate of at least 800 documents per minute.

79. The method of claim 76, wherein the currency bill documents are conveyed at a rate of at least 1000 documents per minute.

80. The method of claim 76, wherein processing further comprises communicating captured currency bill document images for remote storage.

81. The method of claim 76, wherein processing further comprises communicating the extracted printed information for remote storage.

82. The method of claim 81, wherein the extracted printed information is included with the document image to which the extracted printed information pertains.

83. The method of claim 76, wherein extracted printed information is currency bill serial number.

84. The method of claim 76, further including updating a financial account associated with the currency bill documents by a value of the denominated currency bill documents.