MANAGEMENT OF HOST COMPLIANCE EVALUATION

• US 20080059123A1
• Filed: 08/29/2006
• Published: 03/06/2008
• Est. Priority Date: 08/29/2006
• Status: Abandoned Application

• Current Assignee: Microsoft Technology Licensing LLC (Microsoft Corporation)
• Original Assignee: Microsoft Corporation
• Inventors: Nguyen, Man, Estberg, Mark, Howie, John
• Application Number:
  US11/468,204
• Publication Number:
  US 20080059123A1
• Time in Patent Office: Days
• US Class Current: 702/188
• CPC Class Codes: G06Q 10/06 Resources, workflows, human or project management; Enterprise or organisation planning; Enterprise or organisation modelling

Abstract

A compliance management system aligns data used to determine technical compliance of a computer system with business groups associated with the computer system. An operator may configure target compliance information, identify target computers to test for compliance, schedule compliance checks and manage ongoing compliance checks through a user interface. After receiving target compliance information and scheduling information, the compliance management system automatically scans the host systems for evidence, determines a state of compliance from the evidence, and may provide reports and other information to an operator. Once the compliance state for a business group is determined, compliance state information can be reported. Compliance state information can be provided in different formats based on the intended recipient of the report.

Claims

1. A method for determining technical compliance of a computer, comprising:

receiving target compliance information through an interface, the target compliance information including identification information for a business group and evidentiary data corresponding to the business group;

generating a compliance check schedule from user input received through the interface, the compliance check schedule associated with performing a compliance check on a target computer using the target compliance information; and

automatically determining the compliance of the target computer based on the compliance check schedule and the target compliance information.

2. The method of claim 1, wherein said step of receiving target compliance information includes:

receiving compliance condition information, the evidentiary data associated with one or more compliance conditions.

3. The method of claim 1, said step of receiving target compliance information includes:

receiving target compliance information in the form of a hierarchy.

4. The method of claim 1, further comprising:

identifying a target computer, the compliance check to be performed on the target computer.

5. The method of claim 4, wherein said step of identifying a target computer includes:

identifying a location of a target computer using a server active directory.

6. The method of claim 4, wherein said step of identifying a target computer includes:

identifying a location of a target computer using an internet protocol address.

7. The method of claim 1, wherein said step of generating a compliance check schedule includes:

identifying a scan server in communication with the target computer, the compliance check to be performed through the scan server.

8. The method of claim 1, wherein said step of generating a compliance check schedule includes:

configuring scan instructions to a scan server based on the compliance check schedule.

9. The method of claim 1, wherein the target compliance information further includes a control objective associated with the business group and a compliance condition associated with the control objective, the evidentiary data associated with the compliance condition.

10. One or more processor readable storage devices having processor readable code embodied on said processor readable storage devices, said processor readable code for programming one or more processors to perform a method comprising:

identifying a business group to be analyzed for technical compliance;

identifying a set of evidentiary data associated with the business group;

scanning one or more computer targets to retrieve the set of evidentiary data;

determining technical compliance of the business group based on the retrieved evidentiary data.

11. The one or more processor readable storage devices according to claim 10, the method further comprising:

providing an interface, wherein the business group and set of evidentiary data is received through the interface.

12. The one or more processor readable storage devices according to claim 10, wherein said step of scanning one or more computer targets includes:

identifying a scan server in communication with the one or more target computers scheduling a scan of the one or more target computers by the scan server.

13. The one or more processor readable storage devices according to claim 10, wherein said step of scanning one or more computer targets includes:

sending instructions to the scan server to scan the one or more target computers.

14. The one or more processor readable storage devices according to claim 13 wherein the scan instructions identify one or more files to locate on the one or more target computers.

15. The one or more processor readable storage devices according to claim 10, wherein said step of determining technical compliance includes:

comparing the retrieved set of evidentiary data to the identified set of evidentiary data.

16. The one or more processor readable storage devices according to claim 10, wherein said step of determining technical compliance includes:

determining whether the identified set of evidentiary data is located on the one or more target computers

17. The one or more processor readable storage devices according to claim 10, the method further comprising:

reporting the technical compliance of the business group.

18. An apparatus for processing data, comprising:

a communication interface;

a storage device; and

one or more processors in communication with said storage device and said communication interface, said one or more processors perform a method comprising,

receiving target evidentiary data through a user interface, the target evidentiary data corresponding to the business group,

receiving scheduling data through the user interface, the scheduling data associated with performing a compliance check on a target computer,

retrieving host state data based on the scheduling data,

comparing the target evidentiary data to the host state data to determine the compliance state of the business group, and

reporting the compliance state of the business group.

19. The apparatus of claim 18, wherein said step of reporting includes:

determining a recipient of a compliance state report; and

customizing the compliance state report based on the recipient.

20. The apparatus of claim 18, wherein said step of retrieving host state data includes:

generating instructions to retrieve host state data; and

sending the instructions to a scan server.