Method and system for managing regulatory information

• US 20080255893A1
• Filed: 08/01/2007
• Published: 10/16/2008
• Est. Priority Date: 07/18/2003
• Status: Abandoned Application

• Current Assignee: Archer Daniels Midland Company
• Original Assignee: Archer Daniels Midland Company
• Inventors: Logan, Bruce, Barker, Lauren, Michael, Gregory, Khuu, Steven, Frommelt, Dean, Bublitz, Michelle, Bogue-Buchholz, Staci
• Application Number:
  US11/888,594
• Publication Number:
  US 20080255893A1
• Time in Patent Office: Days
• US Class Current: 705/7
• CPC Class Codes: G06Q 10/063 Operations research, analysis or management
• CPC Class Codes: G06Q 10/06316 Sequencing of tasks or work
• CPC Class Codes: G06Q 10/10 Office automation; Time management
• CPC Class Codes: G06Q 30/018 Certifying business or products
• CPC Class Codes: G06Q 50/18 Legal services
• CPC Class Codes: Y02P 90/845 Inventory and reporting systems for greenhouse gases [GHG]

Abstract

The present invention provides a method and system for managing regulatory information. In an embodiment, a regulatory information management system includes a facilities compliance manager and a permit manager. The facilities compliance manager enables a main screen to be displayed at the client. The main screen allows a user to manage the facility data stored in the database to ensure compliance of the facility with federal and state regulations including air, water, and waste regulations and associated permits. Menus and icons are provided for accessing Facility, Materials, Air, Waste, and Water management screens. The regulatory information management system can also include a message generator, a formula calculator, a regulatory form generator, and an environmental tool integrator.

Claims

1. A regulatory information management system coupled between a client and a database that stores facility data including permit data relating to a facility, comprising:

a facilities compliance manager that communicates with the client, wherein said facility compliance manager enables a main screen to be displayed at the client, said main screen allowing a user to manage facility data; and

a permit manager that enables a user to configure permit data parameters and input permit data for storage in the database according to said configured permit data parameters, wherein said permit manager monitors permit events based on stored permit data for a facility in the database, and generates permit event notifications relating to compliance with federal and state regulations.

2. The system of claim 1, further comprising a message generator that sends messages identifying the generated permit event notifications.

3. The system of claim 2, wherein said messages comprise electronic mail messages, and said message generator distributes said electronic mail messages to different individuals depending upon the particular permit event notification.

4. The system of claim 3, wherein the permit event notifications include notifications of when a permit is due, past due and overdue, and wherein said message generator sends a first electronic mail message to a primary individual when the permit is due, a second electronic mail message to the primary individual and a back up individual when the permit is past due, and a third electronic mail message to the primary and back up individuals and a manager when the permit is over due.

5. The system of claim 3, wherein the permit event notifications include notifications of when a facility has emissions outside of an acceptable range.

6. The system of claim 1, wherein said permit manager enables a user to configure permit data parameters including setting limits for different types of permits at a facility including at least one of an air permit, a water permit and a waste permit.

7. The system of claim 6, wherein said permit manager provides a set of local templates to the user associated with a location of a facility to facilitate compliance with federal and state regulations governing the facility.

8. The system of claim 1, wherein the main screen includes control tabs for accessing Facility, Materials, Air, Waste, and Water management screens.

9. The system of claim 8, wherein the Air management screen includes at least one equipment inventory control panel for managing equipment inventory and potential (What If) equipment inventory.

10. The system of claim 8, wherein the Air management screen includes at least one air control panel for managing compliance with federal and state regulations pertaining to air.

11. The system of claim 10, wherein said at least one air control panel comprises a set of panels for managing for different pieces of equipment the following:

air loss configuration data, air loss calculations, configuration history and what-if (WIF) scenarios.

12. The system of claim 10, farther comprising a formula calculator that calculates air loss according to formulas based on user inputs at one or more air loss calculation control panels.

13. The system of claim 12, wherein the user can select standard or customized formulas.

14. The system of claim 12, wherein said one or more air loss calculation control panels includes a first control panel for setting up a calculation period, applying rounding, calculating totals by pollutant;

a second control panel for displaying totals by pollutant; and

a third control panel for displaying air emissions data including EU-ID, Month, Pollutant Name, Throughput, Calculation Method, EF, CE and Emission data.

15. The system of claim 14, further comprising an Air Throughputs control panel for enabling user to select to show actual, PTE or WIF throughputs, and to set a calculation period.

16. The system of claim 15, wherein said Air Throughputs control panel displays air throughput data including Month, Material name, Group Description, Start Inventory, End Inventory, Throughput, Mode, Ash, Sulfur, HV and Units data.

17. The system of claim 8, wherein the Air management screen enables a user to access the following control panels:

an Emission Point Edit panel;

a Monitoring Equipment Edit panel;

a Control Equipment Edit panel; and

an Emission Unit Edit panel.

18. The system of claim 2, further comprising

a process historian and lab information manager that manages data captured by at least one distributed control system at a facility and forwards the captured data to the database.

19. The system of claim 18, wherein said permit manager further generates process event notifications based on monitored process events.

20. The system of claim 1, further comprising:

a regulatory form generator that provides a set of templates associated with regulatory forms, and in response to a user selection for a completed regulatory form for a facility, queries appropriate facility data based on a template, and builds a document representing the completed regulatory form.

21. The system of claim 1, further comprising:

an environmental tool integrator that enables a user to navigate between facility data in the database and data in external regulatory databases.

22. The system of claim 21, wherein said external regulatory databases include different environmental reporter databases.

23. The system of claim 8, wherein the Waste management screen enables a user to access the following control panels:

a New Container panel;

a Manifests panel;

a Profiles panel;

a Vendors panel,

a Action Items panel, and

a Facility Waste Status panel.

24. The system of claim 8, wherein the Waste management screen includes at least one waste control panel for managing compliance with federal and state regulations pertaining to waste.

25. The system of claim 8, wherein the Waste management screen includes at least one container inventory control panel for managing container inventory.

26. The system of claim 8, wherein the Waste management screen includes at least one waste panel for managing restrictions on at least one material.

27. The system of claim 26, wherein the at least one waste panel comprises, for different materials, a set of management panels including:

characteristic hazardous waste determination, listed hazardous waste determination, and land disposal restrictions.

28. The system of claim 8, wherein the Waste management screen includes at least one shipment control panel for managing shipment information for at least one container.