System and Method for Governance, Risk, and Compliance Management
First Claim
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1. A method for governance, risk, and compliance management, comprising:
- at a user interface, enabling a user to;
record a plurality of controls in a memory coupled to one or more processors, each control comprising a measure implemented by an organization to achieve one or more goals of the organization;
for each control of the plurality of controls, define a testing project configuration (“
TPC”
) file, each control'"'"'s TPC file including testing information specific to that control;
define a project template comprising a list of related controls to be tested as part of a testing project;
define one or more control templates, each comprising a list of one or more tasks to be performed to test a particular type of control;
record each control'"'"'s TPC file, the project template, and the one or more control templates in the memory; and
initiate the testing project to test the related controls by selecting the project template; and
at the one or more processors, in response to selection of the project template;
automatically generating a list of tasks to be performed to test the related controls; and
automatically outputting the list of tasks.
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Abstract
A method for governance, risk, and compliance management may include at a user interface, enabling a user to define a project template including a list of related controls, one or more control templates, and a testing project configuration (“TPC”) file for each control of a plurality of controls. The user may initiate a testing project by selecting the project template. The method may further include, in response to selection of the project template, at the one or more processors, automatically generating a list of tasks to be performed to test the related controls and automatically outputting the list of tasks.
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Citations
21 Claims
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1. A method for governance, risk, and compliance management, comprising:
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at a user interface, enabling a user to; record a plurality of controls in a memory coupled to one or more processors, each control comprising a measure implemented by an organization to achieve one or more goals of the organization; for each control of the plurality of controls, define a testing project configuration (“
TPC”
) file, each control'"'"'s TPC file including testing information specific to that control;define a project template comprising a list of related controls to be tested as part of a testing project; define one or more control templates, each comprising a list of one or more tasks to be performed to test a particular type of control; record each control'"'"'s TPC file, the project template, and the one or more control templates in the memory; and initiate the testing project to test the related controls by selecting the project template; and at the one or more processors, in response to selection of the project template; automatically generating a list of tasks to be performed to test the related controls; and automatically outputting the list of tasks. - View Dependent Claims (2, 3, 4, 5, 6, 7, 8)
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9. A system for governance, risk, and compliance management, comprising a user interface and one or more processors coupled to a memory, wherein:
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the user interface, once accessed by a user, enables the user to; record a plurality of controls in the memory, each control comprising a measure implemented by an organization to achieve one or more goals of the organization; for each control of the plurality of controls, define a testing project configuration (“
TPC”
) file, each control'"'"'s TPC file including testing information specific to that control;define a project template comprising a list of related controls to be tested as part of a testing project; define one or more control templates, each comprising a list of one or more tasks to be performed to test a particular type of control; record each control'"'"'s TPC file, the project template, and the one or more control templates in the memory; and initiate the testing project to test the related controls by selecting the project template; and the one or more processors are operable in response to selection of the project template to; automatically generate a list of tasks to be performed to test the related controls; and automatically output the list of tasks. - View Dependent Claims (10, 11, 12, 13, 14, 15, 16)
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17. Logic tangibly encoded on a computer readable medium executable by a computer system comprising a user interface and one or more processors coupled to a memory, the logic operable when executed by the computer system to:
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at the user interface, enable a user to; record a plurality of controls in the memory, each control comprising a measure implemented by an organization to achieve one or more goals of the organization; for each control of the plurality of controls, define a testing project configuration (“
TPC”
) file, each control'"'"'s TPC file including testing information specific to that control;define a project template comprising a list of related controls to be tested as part of a testing project; define one or more control templates, each comprising a list of one or more tasks to be performed to test a particular type of control; record each control'"'"'s TPC file, the project template, and the one or more control templates in the memory; and initiate the testing project to test the related controls by selecting the project template; and enable the one or more processors to, in response to selection of the project template; automatically generate a list of tasks to be performed to test the related controls; and automatically output the list of tasks. - View Dependent Claims (18, 19, 20, 21)
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Specification