SYSTEM AND METHOD FOR EVALUATING SECURITIES TRANSACTIONS

• US 20100070431A1
• Filed: 09/17/2009
• Published: 03/18/2010
• Est. Priority Date: 09/17/2008
• Status: Abandoned Application

• Current Assignee: Scott Kaylie
• Original Assignee: Scott Kaylie
• Inventors: KAYLIE, SCOTT
• Application Number:
  US12/562,120
• Publication Number:
  US 20100070431A1
• Time in Patent Office: Days
• US Class Current: 705/36.R
• CPC Class Codes: G06Q 40/04 Trading; Exchange, e.g. stocks, commodities, derivatives or currency exchange
• CPC Class Codes: G06Q 40/06 Asset management; Financial planning or analysis

Abstract

A processor based server for evaluating performance of financial transactions comprises a database containing historical financial data of a plurality of financial assets, a user interface, a controller, a filter and a processor based analytical tool. The user interface communicates with a plurality of client devices over a communications network and receives input from a client device associated with a user. The input comprises information relating to at least two asset-date pairs and a statistic for measuring the performance of the two asset-date pairs. The information on each asset-date pair comprises identifying information of a financial asset and a time period selected by the user for analysis. The processor based analytical tool receives the statistic and the requested historical financial data of the selected financial asset from the database through the controller. The filter divides the requested historical financial data into groups based on association to each asset-date pair such that a first data group comprises a first historical financial data of a first asset-date pair and a second data group comprises a second historical financial data of a second asset-date pair. The analytical tool evaluates the statistic on the first and second data groups to provide first and second resulting values to the controller. The controller converts the first and second resulting values from the analytical tool to first and second graphical values, respectively. The user interface renders graph series for each data group using different type of lines or color on the client device associated with the user based on the first and second graphical values over the communications network.

Claims

1. A processor based server for evaluating performance of financial transactions, comprising:

a database containing historical financial data of a plurality of financial assets;

an user interface for communicating with a plurality of client devices over a communications network, said user interface receiving an input from a client device associated with a user to over said communications network, said input comprising information relating to at least two asset-date pairs and a statistic for measuring the performance of said at least two asset-date pairs, the information on each asset-date pair comprises identifying information of a financial asset and a time period selected by the user for analysis;

a controller receiving said input from said user interface, storing said input in a storage device, requesting said historical financial data on said at least two asset-date pairs from said database, and receiving said requested historical data from said database;

a filter for dividing said requested historical data into groups based on association to each asset-date pair such that a first data group comprises a first historical financial data of a first asset-date pair and a second data group comprises a second historical financial data of a second asset-date pair;

a processor based analytical tool receiving said statistic, said first data group and said second data group from said controller, evaluating said statistic on said first and second data groups to provide first and second resulting values, respectively, to said controller; and

wherein said controller converts said first and second resulting values from said processor based analytical tool to first and second graphical values, respectively, and provides said first and second graphical values to said user interface; and

wherein said user interface renders graph series for each data group using different type of lines or color on said client device associated with said user based on said first and second graphical values over said communications network.

2. The processor based server of claim 1, wherein each asset-date pair is associated with a different financial asset over a same time period or is associated with a same financial asset over a different time period.

3. The processor based server of claim 1, wherein said filter divides said at least two asset-date pairs into profitable and unprofitable groups based on said financial transactions of each asset-date pair.

4. The processor based server of claim 1, wherein said time period of each asset-date pair covers purchase dates or sale dates of said financial transactions of said each asset-date pair.

5. The processor based server of claim 1, wherein said financial transactions are securities transactions.

6. The processor based server of claim 1, wherein said user interface comprises an asset entry interface for importing an input file containing said input from said client device associated with the user over said communications network.

7. The processor based server of claim 1, wherein said user interface comprises a statistic selector for receiving a statistic selected by said user using said client device over said communications network;

wherein said controller retrieves a definition file associated with said selected statistic from said storage device, said definition file comprising instructions for calculating said selected statistic; and

wherein said processor based analytical tool evaluates said selected statistic for said first and second data groups and generates said first and second resulting values based on said definition file.

8. The processor based server of claim 1, wherein said historical financial data stored in said database comprises at least one of the following data for each financial asset of said plurality of financial assets:

pricing, trading volume, performance related data and fundamental data of an underlying company if financial asset is a stock or bond.

9. The processor based server of claim 1, wherein the controller aligns said first and second resulting values of said first and second data groups based on user specified dates for said at least two asset-date pairs received by said user interface from said client device associated with the user over said communications network.

10. A processor based computer for evaluating performance of financial transactions, comprising:

a display;

an input device receiving an input from a user, said input comprising information relating to at least two asset-date pairs and a statistic for measuring the performance of said at least two asset-date pairs, the information on each asset-date pair comprises identifying information of a financial asset and a time period selected by the user for analysis;

a storage device storing said input; and

a processor executing analytical tools to retrieve historical financial data on said at least two asset-date pairs from a database containing historical financial data of a plurality of financial assets, to divide said retrieved historical data into groups based on association to each asset-date pair such that a first data group comprises a first historical financial data of a first asset-date pair and a second data group comprises a second historical financial data of a second asset-date pair, to respectively evaluate said statistic on said first and second data groups to provide first and second resulting values, to respectively convert said first and second resulting values to first and second graphical values, and to render graph series for each data group using different type of lines or color on said display based on said first and second graphical values.

11. The processor based computer of claim 10, wherein each asset-date pair is associated with a different financial asset over a same time period or associated with a same financial asset over a different time period.

12. The processor based computer of claim 10, wherein said processor aligns said first and second resulting values of said first and second data groups based on user specified dates for said at least two asset-date pairs.

13. The processor based computer of claim 10, wherein said analytical tools are downloaded from a sever using a communications device over a communications network or loaded from a computer readable medium.

14. The processor based computer of claim 10, wherein said historical financial data on said at least two asset-date pairs are retrieved from said database using a communications device over a communications network.

15. The processor based computer of claim 10, wherein said processor retrieves a definition file associated with said statistic from said storage device, said definition file comprising instructions for calculating said selected statistic;

and wherein said processor evaluates said selected statistic and generates said resulting values based on said definition file.

16. The processor based computer of claim 10, wherein said processor stores said resulting value and said graphical values in said storage device.

17. The processor based computer of claim 10, wherein said analytical tool divides said at least two asset-date pairs into profitable and unprofitable groups based on said financial transactions of each asset-date pair.

18. The processor based computer of claim 10, wherein said time period of each asset-date pair covers purchase dates or sale dates of said financial transactions of said each asset-date pair.

19. A computer readable medium comprising computer executable code for evaluating performance of financial transactions, said computer executable code comprising instructions for

receiving an input from a user, said input comprising information relating to at least two asset-date pairs and a statistic for measuring the performance of said at least two asset-date pairs, the information on each asset-date pair comprises identifying information of a financial asset and a time period selected by the user for analysis;

storing said input in a storage device;

requesting historical financial data on said at least two asset-date pairs from a database containing historical financial data of a plurality of financial assets on a communications network;

receiving said requested historical data from said database on said communications network;

dividing said requested historical data into groups based on association to each asset-date pair such that a first data group comprises a first historical financial data of a first asset-date pair and a second data group comprises a second historical financial data of a second asset-date pair;

evaluating said statistic on said first and second data groups to generate first and second resulting values, respectively, by said processor;

converting said first and second resulting values to first and second graphical values, respectively; and

rendering graph series for each data group using different type of lines or color based on said first and second graphical values on a display.

20. The computer readable medium of claim 19, further comprising instructions for retrieving a definition file associated with said statistic from said storage device, said definition file comprising instructions for calculating said statistic;

and evaluating said statistic to generate said first and second resulting values based on said definition file.

21. The computer readable medium of claim 19, further comprising instructions for receiving information on each asset-date pair that is associated with a different financial asset over a same time period or associated with a same financial asset over a different time period.

22. The computer readable medium of claim 19, further comprising instructions for aligning said first and second resulting values of said first and second data groups based on user specified dates for said at least two asset-date pairs.

23. The computer readable medium of claim 19, further comprising instructions for dividing said at least two asset-date pairs into profitable and unprofitable groups based on said financial transactions of each asset-date pair.

24. The computer readable medium of claim 19, further comprising the instructions for receiving said time period of each asset-date pair which cover purchase dates or sale dates of said financial transactions of said each asset-date pair from the user.