SYSTEM AND METHOD FOR MANAGING DATA RELATING TO INVESTMENTS FROM A VARIETY OF SOURCES

• US 20110060670A1
• Filed: 09/04/2009
• Published: 03/10/2011
• Est. Priority Date: 09/04/2009
• Status: Active Grant

• Current Assignee: Hartford Fire Insurance Company (The Hartford Financial Services Group, Inc.)
• Original Assignee: Hartford Fire Insurance Company (The Hartford Financial Services Group, Inc.)
• Inventors: Toutoungi, Nasri, Brazdzionis, Paul L., Serhant, James A. II, Gray, Michael, Giancarlo, Phillip A.
• Granted Patent: US 8,266,029 B2
• Time in Patent Office: Days
• US Class Current: 705/35
• CPC Class Codes: G06Q 10/06 Resources, workflows, human or project management; Enterprise or organisation planning; Enterprise or organisation modelling
• CPC Class Codes: G06Q 40/00 Finance; Insurance; Tax strategies; Processing of corporate or income taxes
• CPC Class Codes: G06Q 40/06 Asset management; Financial planning or analysis

Abstract

A computer system for furnishing data relating to investments has a processor and one or more memory storage devices in communication with the processor. Data relating to investments is stored in the one or more memory storage devices. A catalog includes at least data stored in at least one of the one or more memory storage devices, the data including at least logical locations for the data relating to investments. The processor is adapted to execute services for calling to the catalog for locations of the data, and, employing at least logical locations of the selected data obtained from the catalog, access the selected data from at least one of the memory storage devices, perform one or more operations on the selected data, and provide the selected data for display to a user.

Claims

1. A computer system for accessing, retrieving, analyzing and displaying data related to financial securities, comprising:

a processor;

a memory storage device in communication with the processor; and

a client device having a display in communication with the processor;

the processor adapted to;

access, responsive to instructions received via one of a plurality of services, the services providing at least charting and analytics of data, a memory storage device having a catalog comprising at least logical locations of data related to issuers of the financial securities;

employ location data accessed from the catalog to access the data related to the issuers;

transform the accessed data into a data structure compatible with the one of the plurality of services;

in accordance with the one of the plurality of services, select and process the transformed data and provide an output signal for display of the transformed data on the display.

2. The system of claim 1, wherein the processor is further adapted to, in accordance with instructions from one of the services:

output data relating to one of the issuers to the client device for display in a single page format;

provide a text editor for receiving from the client device research commentary in text form with respect to the issuer; and

associate the received research commentary with the issuer in the catalog.

3. The system of claim 1, wherein the processor is further adapted to receive from the client device identifications of files, and associate the received files with the issuer in the catalog, such that a subsequent request from a client device for data related to the issuer returns data including the identified files.

4. The system of claim 1, wherein the processor is adapted to provide a text editor for receiving from the client device research commentary in text form with respect to a selected issuer;

receive an indication that the research commentary is a draft, and associate the draft research commentary with a first user and the selected issuer, such that a subsequent request from a client device for data related to the issuer only returns the draft research commentary if received from the first user.

5. A computer system for furnishing data relating to investments, comprising:

a processor;

one or more memory storage devices in communication with the processor;

data relating to investments stored in the one or more memory storage devices; and

a catalog comprising at least data stored in at least one of the one or more memory storage devices, the data comprising at least logical locations for the data relating to investments;

the processor being adapted to execute services for calling to the catalog for locations of the data, and, employing at least logical locations of the selected data obtained from the catalog, access the selected data from at least one of the memory storage devices, perform one or more operations on the selected data, and provide the selected data for display to a user.

6. The system of claim 5, wherein the processor is further adapted to transform the selected data to a common data format.

7. The system of claim 5, wherein the data relating to investments comprises data relating to investments in real estate.

8. The system of claim 5, wherein the data relating to investments comprises data relating to a plurality of issuers and a plurality of securities issued by the plurality of issuers.

9. The system of claim 5, further comprising a firewall unit in communication with the processor via a local network, the processor being configured to access and receive data from one or more data sources via the firewall unit.

10. The system of claim 5, wherein the one processor is adapted to, in performing the one or more operations, display on a client device in communication with the processor data including a listing of issuers and, associated with each issuer in the listing, a plurality of criteria and a result of application of a surveillance rule to each of the plurality of criteria.

11. The system of claim 10, wherein the result of application of the surveillance rule is displayed graphically in color.

12. The system of claim 10, wherein the processor is further adapted to receive a prompt from the client device to display only those issuers having an exception included in the result of application of the surveillance rule, and to display only those issuers having at least one exception included in the result of application of at least one of the surveillance rules.

13. The system of claim 10, wherein the processor is further adapted to receive from the client device an indication of review and closure of an exception in the application of one of the surveillance rules, and responsive to receipt of the indication, graphically display in association with the issuer and the rule an indication of a reviewed exception.

14. The system of claim 5, wherein the processor is further adapted to, in performing the one or more operations, access and display at an analyst client device data comprising research associated with at least one issuer of securities included in the investment, and prompt a user at the analyst client device to provide recommendations relating to the issuer via drop down menus and via a text editor.

15. The system of claim 14, wherein the processor is further adapted to receive from the user at the analyst client device associations between one or more documents and the issuer, and to cause the received associations to be stored in the catalog.

16. The system of claim 5, wherein the processor is further adapted, in executing instructions provided by one of the services, to receive from a user at a client device filtering criteria for selecting from the data relating to investments issuers of securities and data items to associate with selected issuers, and responsive to the filtering criteria, provide a chart displaying the selected issuers and selected data items associated with each of the selected issuers.

17. The system of claim 5, wherein the processor is further adapted, in executing instructions provided by one of the services, to provide a graphical display of an application of a plurality of surveillance rules with respect to an issuer.

18. A computer-implemented method for furnishing data relating to investments, comprising:

accessing by a processor, in accordance with instructions from one of a plurality of services, a catalog comprising at least catalog data stored in at least one or more memory storage devices, the catalog data comprising at least logical locations for the data relating to investments;

employing location data accessed from the catalog, accessing by the processor selected data of the data relating to investments stored in one or more memory storage devices; and

performing by the processor in accordance with the instructions from the one of the plurality of services, one or more operations on the selected data and providing an output signal for display of the selected data on a user-accessible display device.

19. The computer-implemented method of claim 18, wherein the processor is further adapted to transform the accessed data to a common data structure prior to the performing the operations on the data.

20. The computer-implemented method of claim 19, wherein the common data structure comprises a collection of arrays indexed by a key structure.

21. The computer-implemented method of claim 18, further comprising accessing at least a portion of the selected data relating to investments via a firewall unit.

22. The computer-implemented method of claim 18, wherein the data for display on the client device includes a listing of issuers and, associated with each issuer in the listing, a plurality of criteria and a result of application of a surveillance rule to each criterion.

23. The computer-implemented method of claim 22, further comprising graphically representing for at least some of the criteria a subject value, a reference value and a limit of tolerance of the subject value.

24. The computer-implemented method of claim 22, further comprising, responsive to a prompt from the client device, displaying only those issuers having an exception included in the result of application of at least one of the surveillance rules.

25. The computer-implemented method of claim 24, further comprising receiving from the client device an indication of review and closure of an exception in the application of one of the surveillance rules, and responsive to receipt of the indication, graphically displaying in association with the issuer and the rule an indication of a reviewed exception.

26. The computer-implemented method of claim 18, wherein the displaying comprises displaying at the client device research associated with an issuer, and further comprising receiving recommendation data from the client device via a text editor.

27. The computer-implemented method of claim 18, further comprising receiving from the user at the client device associations between one or more documents and the issuer, and storing the received associations in the catalog.

28. The computer-implemented method of claim 18, further comprising prompting a user at the client device to provide selection criteria for issuers and data items, and responsive to receipt of the selection criteria, providing an output signal comprising data indicative of a chart displaying the selected issuers and the selected data items.

29. A computer-readable medium having a plurality of instructions thereon for furnishing data relating to investments, which instructions, when executed by a processor, cause the processor to:

access a catalog comprising at least catalog data stored in at least one or more memory storage devices, the catalog data comprising at least logical locations for the data relating to investments;

employ location data accessed from the catalog to access selected data of the data relating to investments stored in one or more memory storage devices; and

perform in accordance with instructions from one of a plurality of services, one or more operations on the selected data and provide an output signal for display of the selected data on a user-accessible display device.

30. The computer-readable medium of claim 29, wherein the data relating to investments comprises data relating to issuers, and the instructions, when executed by the processor, further cause the processor to display a listing of selected ones of the issuers and, associated with each of the issuers issuer in the listing, a plurality of criteria and a result of application of a surveillance rule to each criterion.

31. The computer-readable medium of claim 30, wherein the instructions, when executed by the processor, cause the processor further to associate an e-mail communication with the issuer.

32. The computer-readable medium of claim 29, wherein the data relating to investments comprises macroeconomic data.

33. The computer-readable medium of claim 29, wherein the data relating to investments comprises data relating to investments in real estate.

34. The computer-readable medium of claim 29, wherein the instructions further cause the processor to enhance the data and to store the enhanced data in one or more memory storage devices and incorporate at least logical locations of the enhanced data in the catalog.

35. The computer-readable medium of claim 29, wherein the instructions further cause the processor to perform transformation of the selected data from a first format to a common data structure.