AUTOMATED CONFLICT OF INTEREST REPORTING METHODS AND APPARATUS

• US 20110208770A1
• Filed: 02/24/2010
• Published: 08/25/2011
• Est. Priority Date: 02/24/2010
• Status: Abandoned Application

• Current Assignee: James H. Snider
• Original Assignee: James H. Snider
• Inventors: Snider, James H.
• Application Number:
  US12/711,503
• Publication Number:
  US 20110208770A1
• Time in Patent Office: Days
• US Class Current: 707/769
• CPC Class Codes: G06F 16/9032 Query formulation
• CPC Class Codes: G06Q 50/18 Legal services

Abstract

Computer-implemented architectures and interfaces for automated conflict of interest reporting using a bias ontology are described. In a covered action search, potential conflicts of interest are identified by associating one or more covered interests for an agent with one or more covered actions performed by the agent on behalf of a principal. A bias report representing the potential conflicts of interest may be displayed to a user reading a covered document or transmitted to a user in a separate notification. Multiple user interfaces for generating a query used to perform a semantic search for data stored according to a bias ontology are also described.

Claims

1. A method of identifying one or more conflicts of interest between a principal and an agent, the method comprising:

determining that the agent has performed a covered action on behalf of the principal;

determining an existence of at least one covered interest for the agent;

associating, with at least one processor, the at least one covered interest with the covered action if it is determined that the at least one covered interest exists.

2. The method of claim 1, further comprising:

outputting, an indication that the at least one covered interest represents a potential conflict of interest between the principal and the agent.

3. The method of claim 2, wherein the indication comprises an out-of-document alert that is provided to a user in a notification separate from a document displayed to the user.

4. The method of claim 3, further comprising:

providing the out-of-document alert to the user in response to detecting an occurrence of the covered action.

5. The method of claim 3, further comprising:

providing the out-of-document alert to the user at a specified time and/or at periodic time intervals.

6. The method of claim 2, wherein the indication comprises an in-document alert embedded in a document displayed to a user.

7. The method of claim 6, wherein the in-document alert comprises at least one visual indication of the potential conflict of interest.

8. The method of claim 7, wherein the at least one visual indication comprises highlighting at least one link in the document to indicate the potential conflict of interest.

9. The method of claim 6, wherein associating the at least one covered interest for the agent with the covered action is performed in response to displaying the document to the user.

10. The method of claim 2, wherein the indication is output in accordance with at least one configuration parameter selected by a user.

11. The method of claim 2, wherein the indication comprises conflict of interest information for a plurality of agents and/or a plurality of covered actions.

12. The method of claim 2, further comprising:

associating with the indication, third party commentary related to a quality of the data in the indication.

13. The method of claim 12, wherein the indication comprises at least some of the third party commentary.

14. A method of identifying one or more potential conflicts of interest between a principal and an agent, the method comprising:

receiving at least one query to identify the one or more potential conflicts of interest;

aggregating, with at least one processor, information from a plurality of data sets based, at least in part, on information in the at least one query and metadata associated with the information in the plurality of data sets; and

outputting an indication of the aggregated information, wherein the indication represents the one or more potential conflicts of interest between the principal and the agent.

15. The method of claim 14, wherein the at least one query specifies an identifier for the principal, an identifier for the agent, at least one covered action, at least one covered interest, and/or a date range used to select information from the plurality of data sets.

16. The method of claim 14, wherein the agent is a corporate agent comprising a first plurality of individuals and/or the principal is a corporate principal comprising a second plurality of individuals.

17. The method of claim 15, wherein the metadata associated with the information in the plurality of data sets identifies at least one principal-agent relationship.

18. The method of claim 17, wherein the at least one principal-agent relationship is specified by one or more tags associated with the information in the plurality of data sets.

19. The method of claim 14, wherein aggregating information from the plurality of data sets comprises associating at least one covered interest for the agent with at least one covered action for the agent.

20. The method of claim 14, further comprising:

receiving conflict of interest metadata manually entered by an author of a document; and

wherein the indication of aggregated information is output based, at least in part, on the manually entered metadata.

21. The method of claim 14, further comprising:

displaying at least one search interface to a user, wherein the at least one search interface comprises one or more fields configured to enable the user to specify information for the at least one query; and

generating the at least one query based, at least in part, on the information specified by the user in the at least one search interface.

22. The method of claim 21, wherein the at least one search interface comprises a Boolean interface.

23. The method of claim 21, wherein the at least one search interface comprises a faceted search interface.

24. The method of claim 21, wherein the faceted search interface comprises a decision tree interface.

25. A computer-readable storage medium encoded with a plurality of instructions that, when executed by a computer, perform a method comprising:

determining that the agent has performed a covered action on behalf of the principal;

determining an existence of at least one covered interest for the agent;

associating the at least one covered interest with the covered action if it is determined that the at least one covered interest exists.

26. A computer system comprising:

at least one processor programmed to;

receive at least one query to identify the one or more potential conflicts of interest;

aggregate, with the at least one processor, information from a plurality of data sets based, at least in part, on information in the at least one query and metadata associated with the information in the plurality of data sets; and

output an indication of the aggregated information, wherein the indication represents the one or more potential conflicts of interest between the principal and the agent.