SHAREHOLDER MANAGEMENT APPARATUS, SHAREHOLDER MANAGEMENT METHOD, AND PROGRAM

• US 20130096992A1
• Filed: 10/09/2012
• Published: 04/18/2013
• Est. Priority Date: 10/13/2011
• Status: Abandoned Application

• Current Assignee: Investor Networks, Inc.
• Original Assignee: Investor Networks, Inc.
• Inventors: Sugimoto, Mitsuo, Matsuda, Naoki
• Application Number:
  US13/647,734
• Publication Number:
  US 20130096992A1
• Time in Patent Office: Days
• US Class Current: 705/12
• CPC Class Codes: G06Q 10/06 Resources, workflows, human or project management; Enterprise or organisation planning; Enterprise or organisation modelling
• CPC Class Codes: G06Q 30/02 Marketing; Price estimation or determination; Fundraising
• CPC Class Codes: G06Q 40/04 Trading; Exchange, e.g. stocks, commodities, derivatives or currency exchange

Abstract

To promote computerization of exchange of various data, etc., between a listed corporation and its individual shareholders. An individual shareholder management apparatus includes an individual shareholder client terminal, an individual shareholder management server connected to the individual shareholder client terminal through a network, and a database group including an individual shareholder database connected to the individual shareholder management server.

Claims

1. An individual shareholder management apparatus comprising:

an individual shareholder client terminal;

an individual shareholder management server connected to the individual shareholder client terminal through a network; and

a database group including an individual shareholder database connected to the individual shareholder management server, wherein

the individual shareholder database includes, for each individual shareholder, at least;

an individual shareholder table that includes an attribute of an individual shareholder for each unique individual shareholder ID;

an individual shareholder corporate attribute table that includes the individual shareholder ID that associates the individual shareholder and a corporation that has issued shares for each individual shareholder corporate attribute ID, a securities code that is a stock securities ID, and a latest shareholder number; and

a storage medium log table that includes the individual shareholder corporate attribute ID, a storage medium unique ID, and a serial number enclosed with the storage medium and manages the contents in the storage medium and the provision state for each storage medium log ID for identifying a storage medium sent to the individual shareholder (by mail),

the individual shareholder management apparatus further includes an information processing unit to perform a search and check process of data of the database group, and

the information processing unit checks the storage medium unique ID obtained by reading the storage medium by the individual shareholder client terminal against a storage medium unique ID in the storage medium log table, obtains an individual shareholder corporate attribute ID corresponding to the checked storage medium log ID in the storage medium log table, obtains a latest shareholder number by search of the individual shareholder corporate attribute table using the individual shareholder corporate attribute ID as a key, provides the latest shareholder number for a client terminal held by the individual shareholder, checks the serial number replied from the individual shareholder against a serial number in the storage medium log table in response to the reply of the serial number from the individual shareholder, and obtains data that is stored in the individual shareholder corporate attribute table and associated by the individual shareholder corporate attribute ID on condition of the verification of the serial numbers.

2. The individual shareholder management apparatus according to claim 1, wherein

the information processing unit obtains and creates data that is data for displaying a personal information input screen on the client terminal and data for screen display for an input including an input field for inputting an e-mail address by search of the individual shareholder table, based on data of the individual shareholder table associated with the individual shareholder corporate attribute table and the individual shareholder corporate attribute ID associated by the obtained individual shareholder corporate attribute ID, prompts the client terminal to display the obtained data, and stores the e-mail address from the client terminal that is input in the screen display for an input, in the individual shareholder table.

3. The individual shareholder management apparatus according to claim 2, wherein

when the information processing unit stores the e-mail address, the information processing unit registers a temporary key for user registration confirmation to a timed key table that stores an individual shareholder ID of the individual shareholder table with a timed key, prompts the reference of a URL in which the temporary key is embedded by sending an e-mail including the URL to the e-mail address of the client terminal, extracts the temporary key from the URL in response to the reference of the URL, extracts an individual shareholder ID by search of the timed key table based on the temporary key, and extracts user information by search of the individual shareholder table based on the individual shareholder ID to obtain data for creating a login screen.

4. An individual shareholder management apparatus comprising:

an individual shareholder client terminal;

an individual shareholder management server that is connected to the individual shareholder client terminal through a network; and

a database group that includes an individual shareholder database and a distribution action database that are connected to the individual shareholder management server, an individual shareholder search condition database, and a voting right exercise database, wherein

the individual shareholder database includes, for each individual shareholder, at least;

an individual shareholder table that includes an attribute of an individual shareholder for each unique individual shareholder ID;

an individual shareholder corporate attribute table that includes the individual shareholder ID that associates the individual shareholder and a corporation that has issued shares, a securities code that is a stock securities ID, and a latest shareholder number for each individual shareholder corporate attribute ID,

the individual shareholder management apparatus further includes an information processing unit that performs a search and check process of data of the database group, and

in the distribution action database, the information processing unit obtains a search condition saving ID item that is identified by a distribution action ID of a distribution action setting table for setting a distribution action item for each distribution action ID, from a search condition distribution destination table including a distribution action ID and a search condition saving ID and stores the search condition saving ID item, searches a search condition saving table that includes a search condition item for each of the search condition saving IDs using the search condition saving ID as a key, obtains, based on the search condition saving ID, each search condition from a search condition saving mapping table that includes a search condition saving ID and an individual shareholder attribute ID, an individual shareholder range search condition table that identifies a condition of a search range of an individual shareholder for each individual shareholder range search condition ID, an individual shareholder range search condition option table that includes an individual shareholder range search condition ID and an option name for each individual shareholder range search condition option ID, an individual shareholder range search condition saving mapping table that includes a search condition saving ID and an individual shareholder range search condition option ID, and an extended attribute search condition saving mapping table that includes the search condition saving ID and an individual shareholder extended attribute option ID, in order to build search conditions,

the information processing unit searches, based on each of the obtained search conditions, the individual shareholder table, the individual shareholder corporate attribute table, and an individual shareholder corporate extended attribute answer table that includes the individual shareholder corporate attribute ID and the individual shareholder extended attribute option ID, obtains a distribution member by obtaining the individual shareholder ID of the individual shareholder table of corresponding data and the e-mail address of the individual shareholder client terminal,

in the distribution action database, the information processing unit registers data that is available for distribution to an individual shareholder distribution action log table that includes a distribution action ID, an individual shareholder ID for each log ID, and a distribution status based on the distribution action ID obtained by search under the condition that a distribution reservation time of a distribution action table is earlier than a start date and time of the process and the individual shareholder ID obtained in the distribution member obtaining process, and

in the voting right exercise database, the information processing unit obtains data by search of the individual shareholder distribution action log table using an individual shareholder data (individual shareholder ID) in login as a key in response to the login and reply to an e-mail that reports to the individual shareholder client terminal that voting right exercise is available and is sent based on the obtained e-mail address of the individual shareholder client terminal, obtains data of the distribution action setting table, a voting right exercise distribution setting table that includes the distribution action ID for each voting right exercise distribution setting ID, and a voting content table that includes a voting right exercise distribution setting ID and proposal content for each proposal ID, using the distribution action ID that is the data as a key, and prompts reply by sending data for displaying a voting right exercise screen on the individual shareholder client terminal.

5. An individual shareholder management apparatus comprising:

an individual shareholder client terminal;

an individual shareholder management server that is connected to the individual shareholder client terminal through a network; and

a database group that includes an individual shareholder database and a distribution action database that are connected to the individual shareholder management server, an individual shareholder search condition database, and a point exchange database, wherein

the individual shareholder database includes, for each individual shareholder, at least;

an individual shareholder table that includes an attribute of an individual shareholder for each unique individual shareholder ID; and

an individual shareholder corporate attribute table that includes the individual shareholder ID that associates the individual shareholder and a corporation that has issued shares, a securities code that is a stock securities ID, and a latest shareholder number for each individual shareholder corporate attribute ID,

the individual shareholder management apparatus further includes an info illation processing unit that performs a search and check process of data of the database group, and

the information processing unit receives a product type (product category) that is replied in response to a menu selection from the individual shareholder client terminal, obtains data from an exchange point master table that includes a securities code for each exchange point ID, a product ID, and an exchange point, and a product master table that stores the product display contents including a product name for each product ID in the point exchange database using the securities code and the product type (product category) in response to the menu selection as keys, sends the data for displaying the point exchange product screen to the individual shareholder client terminal, obtains data from the product master table and the exchange point master table using a product ID for identifying the product as a search key in response to a product specified by replying in accordance with a product selection operation, sends data for displaying the detail of the selected product on the client terminal, obtains the number of held points (balance) of the individual shareholder corporate attribute table of the client terminal in response to the selection confirmation, determines whether or not the selected product and the points can be changed by comparing the selected product and the points, newly writes an exchange point identified by the individual shareholder ID in a point exchange log table that includes an individual shareholder ID and an exchange point for each log ID in the point exchange database, and updates the number of held points of the individual shareholder corporate attribute table by recalculating new held points obtained after the point exchange.

6. An individual shareholder management apparatus comprising:

an individual shareholder client terminal;

an individual shareholder management server that is connected to the individual shareholder client terminal through a network; and

a database group that includes an individual shareholder database and a distribution action database that are connected to the individual shareholder management server, and an individual shareholder search condition database, wherein

the individual shareholder database includes, for each individual shareholder, at least;

an individual shareholder table that includes an attribute of an individual shareholder for each unique individual shareholder ID; and

an individual shareholder corporate attribute table that includes the individual shareholder ID that associates the individual shareholder and a corporation that has issued shares, a securities code that is a stock securities ID, and a latest shareholder number for each individual shareholder corporate attribute ID,

the individual shareholder management apparatus further includes an information processing unit that performs a search and check process of data of the database group, and

when an obtaining request of shareholder information is issued through login from the corporate client terminal, the information processing unit obtains individual shareholder corporate attribute information by search of the individual shareholder corporate attribute table and the individual shareholder table through the individual shareholder corporate attribute table using the corporate securities code of the corporate client terminal as a search key, prompts an input of a search condition regarding the individual shareholder corporate attribute in the corporate client terminal in response to the replied shareholder corporate attribute information, searches the individual shareholder corporate attribute table, the individual shareholder table, and an individual shareholder corporate extended attribute answer table that includes the individual shareholder corporate attribute ID and the individual shareholder extended attribute option ID, in the individual shareholder database based on a securities code of the login corporation and the input search condition, in response to the input, replies after obtaining only a number of cases that has been searched for, and creates statistical data.

7. The individual shareholder management apparatus according to claim 6, wherein

the information processing unit registers the search condition to the individual shareholder corporate attribute table and the individual shareholder table as a search condition of the individual shareholder based on the statistical data, obtains data by search of the registered individual shareholder corporate attribute table and the individual shareholder table in response to a shareholder information search request from the corporate client terminal, and replies to the corporate client terminal by sending an individual shareholder member list created based on the data.

8. An individual shareholder management method using an individual shareholder management apparatus including an individual shareholder client terminal, an individual shareholder management server that is connected to the individual shareholder client terminal through a network, and a database group that includes an individual shareholder database connected to the individual shareholder management server, for each individual shareholder, the individual shareholder database including at least:

an individual shareholder table that includes an attribute of an individual shareholder for each unique individual shareholder ID;

an individual shareholder corporate attribute table that includes an individual shareholder ID that associates the individual shareholder and a corporation that has issued shares for each individual shareholder corporate attribute ID, a securities code that is a stock securities ID, and a latest shareholder number; and

a storage medium log table that includes the individual shareholder corporate attribute ID, a storage medium unique ID, and a serial number enclosed with the storage medium and manages the contents in the storage medium and the provision state for each storage medium log ID for identifying a storage medium sent to the individual shareholder (by mail), the individual shareholder management apparatus used in the individual shareholder management method further including an information processing unit to perform a search and check process of data of the database group, and the individual shareholder management method causing the information processing unit to execute;

a step of checking the storage medium unique ID obtained when the storage medium is read against a storage medium unique ID in the storage medium log table and obtaining an individual shareholder corporate attribute ID of the storage medium log table;

a step of obtaining a latest shareholder number by search of the individual shareholder corporate attribute table using the individual shareholder corporate attribute ID as a key;

a step of providing the latest shareholder number for a client terminal held by the individual shareholder and checking the serial number replied from the individual shareholder against a serial number in the storage medium log table in response to the reply of the serial number from the individual shareholder; and

a step of obtaining data that is stored in the individual shareholder corporate attribute table and associated by the individual shareholder corporate attribute ID on condition of the verification of the serial numbers.