Method and apparatus for the collection and preservation of fluid biological evidence

• US 4,873,193 A
• Filed: 08/26/1987
• Issued: 10/10/1989
• Est. Priority Date: 08/26/1987
• Status: Expired due to Fees

• Current Assignee: Forensic Technology WAI, Inc. (Ultra Electronics Holdings PLC)
• Original Assignee: Forensic Applications Corporation
• Inventors: Nichols, Donald H., Hemphill, D. Gary, Jensen, Richard E.
• Primary Examiner(s): Richman, Barry S.
• Assistant Examiner(s): Wallen, T. J.
• Application Number:
  US07/089,586
• Time in Patent Office: 776 Days
• Field of Search: 220/406, 220/23.83, 206/499, 206/514-517, 206/828, 206/807, 215/10, 215/DIG. 3, 422/102, 436/176
• US Class Current: 436/176
• CPC Class Codes: A61B 10/007 for taking urine samples measuring urological functions A61B5/20; genital receptacles A61F5/451; urinals for bed-ridden persons A61G9/006
• CPC Class Codes: A61B 2010/0009 Testing for drug or alcohol abuse
• CPC Class Codes: B01L 3/508 rigid containers not provided for above
• CPC Class Codes: G01N 2001/007 Devices specially adapted for forensic samples, e.g. tamper-proofing, sample tracking
• CPC Class Codes: Y10S 206/807 Tamper proof
• CPC Class Codes: Y10T 436/2525 Stabilizing or preserving

Abstract

An apparatus for collecting and preserving fluid biological evidence comprising a specimen vial and lid, the lid having an adhesive coated disk inserted therein with the lid initially being inverted on the rim of the specimen vial and encased in a tamper evident plastic wrapper. The specimen vial and lid, encased in the tamper evident wrapper, are sealed along with a pair of adhesive backed sealing tapes, an instruction manual, and a compressible foam cushioning pad, within an outer container with a second tamper evident plastic wrapper.

Claims

1. An apparatus for collecting and preserving a sample of a biological fluid for evidentiary purposes, said apparatus comprising:

a vial, said vial defining a first aperture and a first receptacle region for containing a sample;

a first lid, said first lid being engagingly mountable on said vial adjacent said first aperture to form a removable closure over said first aperture;

sealing means for producing a removable fluid tight seal between said vial and said first lid when said first lid is engagingly mounted on said vial;

a tamper evident wrapper means, said wrapper means initially encasing said vial, said first lid, and said sealing means with said first lid being inverted upon said vial such that said sealing means does not form said fluid tight seal between said vial and said first lid,

an outer container for initially receiving said vial and said first lid, said outer container defining a second aperture through which said vial and said lid and said sealing means encased in said tamper evident wrapper means may be inserted, and a second receptacle region which may receive and contain said vial, said lid, said sealing means, and said tamper evident wrapper means; and

a second lid, said second lid being engagingly mountable on said outer container adjacent said second aperture to form a removable closure over said second aperture, whereby a person collecting the sample may remove the vial, the first lid, and the sealing means from the tamper evident wrapper means, place the sample within the first receptacle of the vial, engagingly mount the first lid on the vial such that the sealing means forms the fluid tight seal therebetween, and then return the vial and lid to the second receptacle region within the outer container.

2. The apparatus of claim 1 wherein the vial has a peripheral rim adjacent to and surrounding the first aperture, said sealing means comprises:

a disk, said disk being insertable within the first lid, said disk having a peripheral edge substantially conforming to the peripheral rim of the vial, said disk having a surface coated with an adhesive, said adhesive extending across said surface of said disk at least around a portion of said disk adjacent to said peripheral edge of said disk, whereby said adhesive forms a fluid tight seal between said disk and the rim of the vial when the surface of the disk coated with the adhesive is pressed into contact with the rim of the vial.

3. The apparatus of claim 2 wherein the rim is generally circular and the disk is generally circular, the disk and the rim each have a diameter, said diameter of the disk being slightly greater than or substantially equal to said diameter of the rim.

4. The apparatus of claim 2 wherein the adhesive coating covers substantially the entire surface of the disk.

5. The apparatus of claim 1 further comprising:

a first tamper evident sealing tape, said first tamper evident sealing tape having an adhesive backing and a length and two ends, said length being sufficient such that said first tamper evident sealing tape may be attached to the vial and the first lid so as to extend across the first lid and extending substantially downward to contact and adhere to the vial.

6. The apparatus of claim 1 wherein the fluid sample is to comprise a volume within a predetermined range of acceptable volumes between a minimum volume and a maximum volume, at least a portion of the vial being sufficiently translucent to permit visual observation of the same contained therein, said apparatus further comprising:

indicator means associated with said vial for identifying by visual comparison the volume of the fluid sample relative to the minimum volume and the maximum volume, whereby a viewer may determine by visual inspection whether the volume of the fluid sample is within the predetermined range of acceptable volumes.

7. The apparatus of claim 6 wherein the vial has a substantially translucent or transparent portion, and said indicator means comprises:

a label attached to the vial, said label having a marking adjacent the translucent or transparent portion corresponding to the maximum volume, said label further having a marking adjacent the translucent or transparent portion corresponding to the minimum volume.

8. The apparatus of claim 1 wherein the outer container and second lid are substantially enclosed within a second tamper evident wrapper means.

9. The apparatus of claim 1 further comprising a cushioning pad, said cushioning pad being positioned between the vial and the outer container so as to prevent the vial from contacting the outer container.

10. The apparatus of claim 1 wherein the outer container has a generally cylindrical shape.

11. The apparatus of claim 1 wherein the outer container further has a routing label attached thereto.

12. The apparatus of claim 1 wherein the vial contains an aliquot of granular sodium fluoride.

13. The apparatus of claim 12 wherein the aliquot of sodium fluoride has a weight of approximately one gram.

14. The apparatus of claim 1 wherein the outer container has a pair of opposing sides adjacent the second lid when the second lid is mounted upon the outer container, said apparatus further comprising:

a tamper evident sealing tape having a length and two ends and an adhesive backing, said length being sufficient such that said tamper evident sealing tape may be secured by means of said adhesive backing over said second lid with each of said two ends of said sealing tape extending downwardly over one of the opposing sides of the outer container.

15. A method for collecting and preserving a fluid biological sample for evidentiary purposes, said method comprising the steps of:

breaking a seal of a tamper evident closure which encases a vial having a receptacle region and an aperture and a rim surrounding said aperture, a lid which may be engagingly mounted on said rim, and an adhesive sealing means contained within said lid and initially separated from said vial by said lid;

removing said tamper evident closure from said vial and said lid;

placing the fluid sample through said aperture and within said receptacle region of said vial; and

engagingly mounting said lid on the vial such that said adhesive sealing means contacts said rim of said vial and forms a fluid tight seal therewith.

16. The method of claim 15 further comprising the step of:

placing a tamper evident sealing tape having an adhesive backing across said lid and downward substantially along said vial with said adhesive backing contacting and adhering to said lid and said vial such that said tamper evident sealing tape will show visible signs of tampering if said lid is removed from said vial.

17. The method of claim 15 further comprising the steps of:

breaking a seal of a tamper evident closure which encases an outer container and second lid, said outer container defining a second aperture and a second receptacle region, said second lid being engagingly mounted on said outer container creating a closure over said second aperture, said outer container enclosing the vial, the lid, the adhesive sealing means, and the tamper evident wrapper;

removing the second lid from the outer container; and

removing the vial, the lid, and the adhesive sealing means from said outer container through said second aperture.

18. The method of claim 17 wherein the outer container has a pair of opposing sides, said method further comprising the steps of:

returning the vial with the fluid sample contained therein and the lid mounted thereon through the second aperture to within the second receptacle region; and

placing a tamper evident sealing tape having an adhesive backing across said second lid and downwardly substantially along the outer container with said adhesive backing contacting and adhering to said second lid and the outer container such that said tamper evident sealing tape will show visible signs of tampering if said second lid is removed from said outer container.

19. The method of claim 17 further comprising the step of:

placing a document recording a chain of custody for the vial within the outer container.

20. The method of claim 15 wherein the fluid sample has a volume within a predetermined range of acceptable volumes between a minimum volume and a maximum volume, at least a portion of the vial being sufficiently translucent to permit visual observation of the sample contained therein, said method further comprising the step of:

identifying by visual comparison the volume of the fluid sample within the vial relative to an indicator means on said vial corresponding to the minimum volume and the maximum volume, whereby the visual comparison discloses whether the volume of the fluid sample is within the predetermined ranger of acceptable volumes.