Computer aided real-time decision support system and method

• US 5,267,148 A
• Filed: 02/06/1990
• Issued: 11/30/1993
• Est. Priority Date: 02/27/1989
• Status: Expired due to Fees

• Current Assignee: Hitachi, Ltd.
• Original Assignee: Hitachi, Ltd.
• Inventors: Mizuno, Hirotaka, Naoe, Hidenori, Matsumoto, Kuniaki, Sasaki, Toshiro, Kosaka, Michitaka
• Primary Examiner(s): Envall, Jr., Roy N.
• Assistant Examiner(s): Shingala, Gita D.
• Application Number:
  US07/475,731
• Time in Patent Office: 1,393 Days
• Field of Search: 364/408, 364/401, 379/96, 379/93, 379/97, 379/98
• US Class Current: 705/37
• CPC Class Codes: G06Q 40/04 Trading; Exchange, e.g. stocks, commodities, derivatives or currency exchange

Abstract

A computer in a securities dealing decision support system is connected via a communication line to a dealer/trader terminal device and customer terminal device. A voice communication line is connected between the dealer/trader terminal device and customer terminal device. The information generated at the computer is outputted to both the terminal devices at the same time. The customer can decide the securities dealing by using the voice communication line while looking at the same information as that for the dealer/trader.

Claims

1. A decision support system for inputting and outputting information useful for assisting a customer in making decisions related to securities dealing while referring to substantially identical display information as that for a dealer and/or trader, the system comprising:

a computer for obtaining text information necessary for the dealing of securities in accordance with input information corresponding to said securities, and outputting said text information necessary for the dealing of said securities;

a communication network connected to said computer for transferring the text information and voice information;

a first terminal device used by said dealer and/or trader and connected to said communication network for displaying said text information necessary for the dealing of said securities supplied from said computer, and for inputting and outputting the voice information;

a second terminal device used by said customer and connected to said communication network for displaying said text information necessary for the dealing of said securities supplied from said computer, and for inputting and outputting said voice information to and from said first terminal device via said communication network;

a knowledge data base connected to said computer for storing dealing conditions regarding said securities of said customer; and

,

a communication management frame for grouping communication counterparts into groups and for managing a communication request to determine from which customer the communication request is received;

wherein if the input information regarding said securities satisfies said dealing conditions stored in said knowledge data base, said computer outputs, to said first terminal device via said communication network, customer information regarding said customer and corresponding to said dealing conditions and said test information necessary for the dealing of said securities, and,

further wherein priority information is provided to said dealer and/or trader to determine which of a plurality of customer terminals connected to said communication network is to be selected as a counterpart terminal for one to one communication based on a condition of said knowledge data base and the state of said communication management frame and to establish a one-to-one communication with a customer having a high priority.

2. The decision support system according to claim 1,

wherein said first terminal device displays the customer information regarding another customer while displaying said text information necessary for the dealing of said securities regarding to said customer.

3. The decision support system according to claim 1, further comprising:

a third terminal device to be used by another customer and connected to said communication network for inputting a communication request to said dealer and/or trader and for outputting said input communication request to said computer via said communication network;

wherein said computer outputs customer information regarding said communication request supplied from said third terminal device to said first terminal device via said communication network; and

further wherein said first terminal device displays the customer information regarding said communication request by said another customer while displaying said text information necessary for the dealing of said securities regarding said customer.

4. The decision support system according to claim 3, wherein said first terminal device displays said customer information regarding said communication request by said another customer in a mode different from that of said text information necessary for the dealing of said securities.

5. The decision support system according to claim 3, wherein if there are a plurality of other customers, the customer information regarding communication requests by said plurality of other customers is displayed in accordance with a priority order assigned to each of said plurality of other customers.

6. The decision support system according to claim 1, further comprising means for storing a condition for an information disclosure level of each customer, wherein said computer includes a table for storing management information for managing an output of said text information necessary for the dealing of said securities, and if said management information stored in said table indicates a permission of outputting said text information necessary for the dealing of said securities to said second terminal device, said text information necessary for the delaying of said securities is outputted to said second terminal device via said communication network, so that a judgment of information as to whether the information is allowed to be provided is made in accordance with the information disclosure level of the customer.

7. A decision support method for inputting and outputting information useful for assisting a customer in making decisions related to securities dealing while referring to substantially identical display information as that for a dealer and/or trader, in a system including a computer, a first terminal device to be used by the dealer and/or trader, and a second terminal device to be used by the customer, the method comprising steps of:

obtaining by the computer text information necessary for the dealing of securities in accordance with input information corresponding to said securities;

outputting by the computer said text information necessary for the dealing of said securities to said first and second terminal devices;

permitting an input and output of voice information between said first terminal device to be used by said dealer and/or trader and said second terminal device to be used by said customer;

storing dealing conditions regarding said securities of said customer in a knowledge data base connected to said computer;

grouping communication counterparts into groups and managing a communication request to determine from which customer the communication request is received by a communication management frame;

wherein if the input information regarding said securities satisfies said dealing conditions stored in said knowledge data base, outputting by said computer, to said first terminal device via a communication network, customer information regarding said customer and corresponding to said dealing conditions and said text information necessary for the dealing of said securities and providing priority information to said dealer and/or trader to determine which of a plurality of customer terminals connected to said communication network is to be selected as a counterpart terminal for one to one communication based on a condition of said knowledge data base and a state of said communication management frame and to establish the one-to-one communication with a customer having a high priority.

8. The decision support method according to claim 7, wherein

when the input information regarding said securities satisfies said dealing conditions stored in said knowledge data base, the outputting to said first terminal device customer information regarding said another customer and corresponding to said dealing conditions occurs while displaying said text information necessary for the dealing of said securities regarding said customer.

9. The decision support method according to claim 7, wherein there is provided a third terminal device to be used by another customer, the method further comprising:

inputting from said third terminal device a communication request to said dealer and/or trader; and

,

outputting said input communication request to said first terminal while displaying said text information necessary for the dealing of said securities regarding said customer.

10. The decision support method according to claim 9, wherein the displaying by said first terminal device of customer information regarding said communication request by said another customer occurs in a mode different from that of said text information necessary for the dealing of said securities regarding to said customer.

11. The decision support method according to claim 9, wherein if there are a plurality of other customers, the method further comprises displaying customer information regarding communication requests by said plurality of other customers in accordance with a priority order assigned to each of said plurality of other customers.

12. The decision support method according to claim 7, wherein there is provided a table for storing management information for managing an output of said text information necessary for the dealing of said securities, the method further comprising:

outputting, if said management information stored in said table indicates a permission of outputting said text information necessary for the dealing of said securities to said second terminal device, to said second terminal said text information necessary for the dealing of said securities; and

storing a condition for an information disclosure level of each customer, so that a judgment of information as to whether the information is allowed is provided in accordance with the information disclosure level of the customer.

13. A securities dealing support system having a computer for assisting a customer known to a dealer/trader in making a decision in securities dealing, the system comprising:

a customer terminal;

a dealer/trader terminal;

means for receiving market information, the market information comprising shared text information and protected text information;

a communication network for transferring the shared and protected text information and voice information in the system;

means for providing the shared text information to the customer through the customer terminal and the dealer/trader through the dealer/trader terminal by using the communication network;

means for displaying the shared text information on the customer terminal and the dealer/trader terminal;

means for providing the protected text information to only the dealer/trader terminal by using the communication network;

means for displaying customer information corresponding to another customer on the dealer/trader terminal while the shared text information is being displayed thereon;

a knowledge data base connected to said computer for storing dealing conditions regarding said securities of said customer; and

,

a communication management frame for grouping communication counterparts into groups and for managing a communication request to determine from which customer the communication request is received;

wherein if the input information regarding said securities satisfies said dealing conditions stored in said knowledge data base, said computer outputs, to said first terminal device via said communication network, customer information regarding said customer and corresponding to said dealing conditions and said text information necessary for the dealing of said securities; and

,

further wherein priority information is provided to said dealer/trader to determine which of a plurality of customer terminals connected thereto is to be selected as a counterpart terminal for one to one communication based on a condition of said knowledge data base and a state of said communication management frame and to establish the one-to-one communication with a customer having a high priority is made possible.

14. The system of claim 13 further including means for allowing simultaneous exchange of the voice information and the shared text information between the customer and the dealer/trader.