Electronic tag with source certification capability

• US 5,469,363 A
• Filed: 05/19/1994
• Issued: 11/21/1995
• Est. Priority Date: 05/19/1994
• Status: Expired due to Fees

• Current Assignee: Thomas V. Saliga
• Original Assignee: Thomas V. Saliga
• Inventors: Saliga, Thomas V.
• Primary Examiner(s): Trammell, James P.
• Application Number:
  US08/246,147
• Time in Patent Office: 551 Days
• Field of Search: 364/478, 364/468, 364/408, 364/401-403, 364/464.01-464.03, 235/380, 235/379, 235/375, 235/385, 340/551, 340/572, 340/825.35, 340/568
• US Class Current: 700/225
• CPC Class Codes: G06Q 20/346 Cards serving only as information carrier of service
• CPC Class Codes: G07F 7/1008 Active credit-cards provided with means to personalise their use, e.g. with PIN-introduction/comparison system

Abstract

An inventory control system uses an electronic tag that keeps an unalterable log of each step in the handling of a controlled item, which may be a flight safety critical aircraft replacement part. The tag is electrically powered via an inductive coupling to a computer with which it communicates, and comprises a non-volatile computer memory element configured so that data may be written into unused portions of it, but so that no existing data can be overwritten or erased. Each tag contains an unalterable secret identification record that is only accessible to a user who has a valid password. As a countermeasure against sophisticated theft attempts involving communicating with the "smart tag" to defeat the security system by learning the password and thereafter altering identification records, etc., the tag permits only a limited number of attempts to read out the secret identification number.

Claims

1. Apparatus for tracking a controlled item, said apparatus comprising:

a tag operatively associated with said item, said tag comprising

a tag microprocessor,

a non-volatile memory operatively connected to said microprocessor, said non-volatile memory containing, as separate records therein, an access attempt number record, a valid password, a secret identification record, and a lock record set at an initialization time,

means for receiving electrical power from an external source, and

first communication means for communicating with a local interrogation station;

said local interrogation station comprising

means for supplying electrical power to said tag,

second communication means operatively associated with said first communication means, and

a computer controlling said second communication means, said computer transmitting a test password to said tag by said second means;

said tag microprocessor acting under program control to read said lock record and, if said lock record is set, to increment said access attempt record on receiving said test password and to transmit said secret identification record to said interrogation station only if said test password matches said valid password and said access attempt number is less than a predetermined value, said tag microprocessor storing a record only once in any portion of said memory, other than that portion used for said access attempt record, if said lock record is set.

2. Apparatus of claim 1 wherein said interrogation station further transmits a trace record to said microprocessor, and wherein said microprocessor writes said trace record in said non-volatile memory only if said act of writing said trace record does not overflow said non-volatile memory.

3. Apparatus of claim 2 wherein said tag is associated with said item by being physically attached thereto by physical attachment means comprising a one-time actuable binary electric element, the state of said element irreversibly changed on the removal of said tag from said item, and wherein each said trace record comprises a datum representing the state of said element at the time said trace record is written.

4. Apparatus of claim 1 wherein said means of supplying electric power, and said means for communicating data comprise an inductive coupling between said tag and said interrogation station.

5. Apparatus of claim 1 wherein the means for supplying electrical power to the tag comprise a resonant circuit and wherein the tag comprises a storage capacitor and an inductive coupling circuit coupled to the resonant circuit, and wherein the tag is not electrically powered by other means.

6. An inventory tracking system comprising:

a plurality of interrogation stations, each said interrogation station comprising a computer controlling an interrogator, said interrogator comprising power supply and interface means, each said computer further comprising an interrogation station memory containing as a record therein a unique interrogation station identification record;

a plurality of tags, each said tag associated with a protected item, each said tag comprising

means for receiving power from said interrogator power supply,

tag communication means transmitting data to and receiving data from said interrogator interface means, and

a tag microprocessor operating under program control to receive from a said computer at an initialization time, an initial record comprising a lock record, said microprocessor thereafter operating to receive a trace record comprising said interrogation station identification record, to write said interrogation station identification record into a non-volatile tag memory if said record can be written into a previously unused portion of said memory, said microprocessor otherwise not writing said record into said memory.

7. A system of claim 6 wherein said microprocessor further receives a test password from said interrogation station and transmits to said interrogation station a secret identification record stored in said non-volatile memory only if said test password matches a valid password stored in said non-volatile memory.

8. Apparatus of claim 6 wherein a said tag is associated with a said item by being physically attached thereto by physical attachment means comprising a one-time actuable binary electric element, the state of said element irreversibly changed on the removal of said a said tag from said a said item, and wherein each said trace record comprises a record of the state of said binary actuable element at the time of creation of said record.

9. Apparatus of claim 6 wherein said means of receiving electric power and said means for communicating data comprise an inductive coupling between a said tag and a said interrogator.

10. The tracking system of claim 6 wherein the means for receiving power from the interrogator power supply comprises the sole means of powering the tag.

11. Inventory tracking apparatus comprising

a tag associated with a protected item, said tag comprising a tag microprocessor operating under program control, said tag further comprising a non-volatile memory operatively associated with said tag microprocessor, said non-volatile memory containing as separate records therein a settable lock record, a valid password, a secret identification record, an overt identification record, and an access attempt number record, said non-volatile memory further capable of storing a predetermined number of trace records, said tag further comprising communication means communicating with

a interrogation station acting under operator control to communicate to said tag microprocessor ones of:

a said trace record, each said trace record containing an interrogator identification record;

a data upload request; and

a test password;

wherein said tag microprocessor, reads said lock record, and if said lock record is set;

communicates said overt identification record to said interrogation station on receipt of said upload request;

writes a said trace record into said non-volatile memory only if no more than one fewer than said predetermined number of said trace records have been previously stored therein; and

increments said access attempt number on the receipt of said test password request and thereafter communicates said secret identification record to said interrogation station only if said test password matches said valid password and said access attempt number is less than a predetermined maximum value.

12. Apparatus of claim 11, wherein said tag is associated with said item by being physically attached thereto by physical attachment means comprising a one-time actuable binary electric element, the state of said element irreversibly changed on the removal of said tag from said item.

13. Apparatus of claim 11 wherein said tag receives electric power from said interrogation station and communicates data to said interrogation station by means of an inductive coupling between said tag and said station.

14. A method of tracking a protected article through a multi-transaction distribution process terminated by delivery of said article to an end user thereof, said method comprising the steps of:

a) attaching to said article a tag comprising a one-time actuable binary electric element, the state of said element irreversibly altered by the removal of said tag from said article;

b) transmitting, from one of a plurality of interrogation stations to a microprocessor within said tag and storing, as separate records in a non-volatile memory operatively connected to said microprocessor, said memory having a predetermined capacity, a valid password, a secret identification record, an overt identification record, an access attempt number and a lock byte;

c) storing in said non-volatile memory, at a said transaction in said distribution process, a trace record comprising a tamper bit representative of said status of said binary element;

d) repeating step c) at a plurality of subsequent said transactions until either;

i) said capacity of said non-volatile memory is exceeded, or

ii) said article is delivered to said end user.

15. The method of claim 14 further comprising the steps, after step d) ii) therein, of

e) supplying, by means of a second interrogation station, a test password to said tag at a time of said delivery to said end user,

f) comparing, within said tag, said test password and said valid password, and transmitting said secret identification record from said tag to said interrogation station only if said test password and said valid password match.

16. The method of claim 14 further comprising the additional steps after step b) of

b1) transmitting a request for data from a second of said interrogation stations to said microprocessor and

b2) thereafter receiving from said microprocessor said overt identification record.

17. The method of claim 14 further comprising the additional steps, after a repetition of step c) of

d) transmitting a request for data from a second of said interrogation stations to said microprocessor and

e) thereafter receiving from said microprocessor said overt identification record and a plurality of said trace records.

18. The method of claim 14 further comprising the steps, after Step d) ii) therein, of

e) reading, at a first location proximate the end user, the secret identification record and the overt identification record,

f) communicating the secret identification record and the overt identification record to a central computer at a second location remote from the first location, the central computer having stored in memory means associated therewith a concordance table comprising a plurality of pairs of records,

g) matching, by means of the central computer, the secret identification record with one of the records stored in the concordance table and matching the overt identification record with that record paired with the matched stored record, and

h) communicating to the first location a message declaring the tag to be valid.

19. A system for validating the identity of a protected article passing through a plurality of handling transactions, the system comprising

a tag operatively associated with the protected article, the tag comprising a tag microprocessor having non-volatile computer memory operatively associated therewith, the nonvolatile memory having stored therein a first covert identification record, a first overt identification record, an access attempt number, and a valid password,

a local computer at a first location comprising means communicating a test password to the tag microprocessor, the tag microprocessor thereupon reading the access attempt number and, if the value thereof is less than a predetermined value, incrementing the access attempt number and communicating both the first covert identification record and the first overt identification record to the local computer if the test password matches the valid password,

means at the first location communicating the first covert identification record and the first overt identification record to a second location remote from the first location, and

a concordance table at the second location, the concordance table comprising a plurality of valid covert identification records, each uniquely associated with a valid overt identification record,

wherein the identity of the protected article is deemed valid only if one of the plurality of valid covert identification records in the concordance table and the valid overt identification record uniquely associated therewith respectively match the first covert identification record and the first overt identification record.

20. The system of claim 19 wherein the local computer comprises telecommunication means at the first location communicating the covert identification record and the overt identification record over the public switched telephone network to a central computer at the second location, the central computer storing the concordance table.