Apparatus and method for biometric identification using silhouette and displacement images of a portion of a person's hand

• US 5,483,601 A
• Filed: 07/28/1994
• Issued: 01/09/1996
• Est. Priority Date: 02/10/1992
• Status: Expired due to Term

• Current Assignee: Accu-Time Systems Incorporated (Amano Corporation)
• Original Assignee: Keith Faulkner, Lowell Bergstedt, Robert Groetzinger
• Inventors: Faulkner, Keith W.
• Primary Examiner(s): Boudreau, Leo H.
• Assistant Examiner(s): Johns, Andrew W.
• Application Number:
  US08/282,210
• Time in Patent Office: 530 Days
• Field of Search: 382/1, 382/2, 382/25, 382/115, 382/124, 382/126, 382/203, 340/825.3, 340/825.31, 340/825.34, 356/71
• US Class Current: 382/115
• CPC Class Codes: G06V 10/145 Illumination specially adapted for pattern recognition, e.g. using gratings
• CPC Class Codes: G06V 40/11 Hand-related biometrics; Hand pose recognition
• CPC Class Codes: G06V 40/1312 direct reading, e.g. contactless acquisition
• CPC Class Codes: G07C 9/257 electronically G07C9/26 takes precedence

Abstract

Biometric measuring apparatus for recognizing a person'"'"'s identity based on measurements performed on the person'"'"'s hand. An arrangement for producing and storing a silhouette image of at least a portion of a person'"'"'s hand is combined with an arrangment for producing and storing a displacement image of the same portion of a person'"'"'s hand to provide measurement data on finger height characteristics. An analyzing device analyzes the silhouette image and the displacement image to produce hand feature data. The apparatus stores hand feature data obtained during a hand enrollment operation cycle and to compare with hand feature data obtained during a subsequent hand bid operation cycle to determine if the person has previously been enrolled on the apparatus.

Claims

1. Biometric measuring apparatus for recognizing a person'"'"'s identity based on measurements performed on the person'"'"'s hand, said apparatus comprising:

means for producing and storing a silhouette image of at least a portion of a person'"'"'s hand including at least one finger to provide a stored silhouette image,

means for producing and storing a displacement image of the same portion of a person'"'"'s hand to provide a stored displacement image from which measurement data on finger height characteristics can be derived;

means for analyzing said stored silhouette image and said stored displacement image to produce hand feature data, including hand feature data derived at least in part from said measurement data on finger height characteristics derived from said stored displacement image;

means for storing hand enrollment data comprising said hand feature data obtained during a hand enrollment operation cycle;

means for storing hand bid data comprising said hand feature data obtained during a hand bid operation cycle; and

means for comparing hand bid data with hand enrollment data to decide on the basis of prearranged decision criteria whether said hand bid data and said hand enrollment data were produced by the same hand portion.

2. Apparatus as claimed in claim 1, further comprising support means for supporting a portion of a person'"'"'s hand including at least a pair of fingers in spread apart positions;

and wherein said means for producing and storing a silhouette image comprises;

image capture means for viewing said hand portion and said support means from a prearranged first viewing direction;

first illumination means for illuminating said hand portion and said support means during a silhouette image capture period to present a silhouette image of said hand portion to said image capture means; and

storage means for storing at least a portion of said silhouette image presented to said image capture means to provide said stored silhouette image;

said means for producing and storing a displacement image comprises;

said image capture means for viewing said hand portion and said support means during a displacement image capture period;

second illumination means for directing a structured light pattern onto at least one finger from a prearranged direction substantially different from said first viewing direction to present to said image capture means a displacement image comprising an element of said structured light pattern striking a surface region of at least one finger at a position displaced from a precalibrated striking position on said support means in the absence of a finger presented on said support means, the magnitude of said position displacement providing said finger height characteristic data; and

storage means for storing at least a portion of said displacement image to provide said stored displacement image for later analysis using said stored silhouette image as a guide.

3. Apparatus as claimed in claim 2, wherein

said support means is a platen having a substantially retro-reflective surface and a two dimensional area for supporting at least a pair of fingers;

said first illumination means comprises a circular array of light sources for producing a substantially uniform flood lighting of said platen and any hand portion placed thereon;

said image capture means comprises an image forming lens and an image sensing device mounted coaxial with said circular array of light sources; and

said second illumination means comprises a second array of light sources,

aperture means mounted in front of said second array of light sources for forming light emitted from said array of light sources into a structured light pattern, and

lens means mounted in the path of said light emitted from said second array of light sources through said aperture means for focussing said structured light pattern onto said platen and any hand portion placed on said platen.

5. Apparatus as claimed in claim 3, wherein said platen has a curvilinear shape from front to back thereof for aiding in positioning a hand portion such that major portions of the bottom surfaces of the fingers are substantially in contact with said retroreflective surface.

6. Apparatus as claimed in claim 5, further comprising finger guide means carried on said platen for assisting in positioning a hand portion inserted thereon with consistently reproducible finger orientations from one hand insertion to another.

7. Apparatus as claimed in claim 3, wherein

said aperture means comprises at least one elongated slit to form said light from said second array into a structured light pattern comprising at least one line segment beam, and

said lens means focuses said line segment beam onto said platen at a region such that the line segment beam intersects at least one finger of a person'"'"'s hand presented on said platen.

8. Apparatus as claimed in claim 7, wherein

said aperture means comprises a plurality of separated elongated slits to form said light from said array into a structured light pattern comprising a plurality of separate line segment beams, and

said lens means focusses said separate line segment beams onto said platen such that each of said line segment beams intersects a plurality of fingers of a person'"'"'s hand presented on said platen at different positions along the axis of each of said fingers.

9. Apparatus as claimed in claim 3, further comprising finger guide means carried on said platen for defining finger orientations and thereby to assist a person in achieving generally reproducible finger orientations during presentation of the person'"'"'s hand on said platen during said hand enrollment operation cycle and during subsequent hand bid operation cycles;

said aperture means comprises at least a plurality of separated apertures of preselected geometry to form said light from said second array into a structured light pattern comprising a plurality of separate light beams which form small light spots upon striking said platen and upon striking fingers of a person'"'"'s hand presented thereon using said finger guide means, and

said lens means focusses said separate light beams onto said platen at locations corresponding to said defined finger orientations.

10. Apparatus as claimed in claim 3, wherein said second illumination means further comprises means for scanning said structured light pattern relative to said platen to enable a plurality of hand enrollment data sets to be obtained during a hand enrollment operation cycle with each data set corresponding to a different position of said structured light pattern striking fingers of a person'"'"'s hand presented on said platen.

11. Apparatus as claimed in claim 3, wherein

said displacement image capture period is a separate period following said silhoutte image capture period;

said second illumination means further comprises scanning means for scanning said structured light pattern relative to said platen;

and said apparatus further comprises;

means operative during said displacement image capture period for utilizing finger position informaton derived from said stored silhoutte image to control said scanning means to move said structured light pattern to a preselected position on at least one of said fingers presented on said platen.

13. Apparatus as claimed in claim 1, wherein said means for analyzing said stored silhoutte image and said stored displacement image includes means for first analyzing said stored silhouette image to produce prearranged finger feature data and means for thereafter analyzing said stored displacement image using said prearranged finger feature data as a guide to analysis of said stored displacement image.

14. Apparatus as claimed in claim 1, further comprising

support means for supporting a portion of a person'"'"'s hand including at least a pair of fingers in spread apart positions, said support means including an optical background plane located a short distance behind said hand portion;

and wherein said means for producing and storing a silhouette image comprises;

image capture means for viewing said hand portion and said optical background plane from a prearranged direction;

first illumination means for illuminating said hand portion and said optical background plane from a prearranged direction substantially normal to said optical background plane to present a silhouette image of said hand portion to said image capture means; and

storage means for storing at least a portion of said silhouette image presented to said image capture means to produce a stored silhouette image;

and said means for producing and storing a displacement image comprises;

said image capture means; and

a second illumination means for illuminating said hand portion and said optical background plane from a direction substantially different from said prearranged direction to present a displaced shadow image of said hand portion to said image capture means, said displaced shadow image having the outline of the shadow of one side of each of said fingers of said hand portion displaced from the corresponding portion of said silhouette image and,

storage means for storing at least a portion of said displaced shadow image to produce a stored displacement image which can be analyzed relative to said stored silhouette image to provide said measurement data on finger height characteristics.

4. Apparatus as claimed in claims, wherein said first illumination means further comprises

a first mirror supported in a prearranged orientation above said platen, and wherein

said circular array of light sources is mounted in a prearranged

location generally adjacent said platen and oriented to direct output light beams emitted therefrom onto said

first mirror to be reflected onto said platen;

and wherein said second illumination means further comprises a second mirror supported in a prearranged orientation above said platen and generally adjacent said first mirror for directing said structured light pattern onto said platen.

12. Apparatus as claimed in 1, wherein said means for storing hand enrollment data comprises means for storing a plurality of hand enrollment data sets, each of said hand enrollment data sets being associated with one of a plurality of slightly different finger positions of the same person'"'"'s hand produced by multiple presentations of said hand on said platen so that said plurality of hand enrollment data sets may be utilized to produce more useful hand enrollment data during said hand enrollment operation cycle.

15. In biometric measuring apparatus for recognizing a person'"'"'s identity based on measurements of the person'"'"'s hand, the combination comprising:

support means on which at least a portion of the hand of a person including at least a pair of fingers may be placed;

image capture means for viewing said support means from a prearranged image viewing direction and for capturing and storing an image of a hand portion placed thereon;

first illumination means for illuminating said support means and a hand portion placed thereon to present to said image capture means a silhouette image of said hand portion;

second illumination means for illuminating said support means and a hand portion placed thereon to present to said image capture means a displacement image of said hand portion which can be correlated with said silhouette image to provide measurement data on finger height characteristics;

image acquisition means coupled to said image capture means, said first illumination means and said second illumination means for operating said image capture means and said first illumination means during a silhoutte image capture period to acquire and store said sihouette image of said hand portion to produce a stored silhouette image, and for operating said image capture means and said second illumination means during a displacement image capture period to acquire and store said displacement image of said hand portion to produce a stored displacement image.

16. Apparatus as claimed in claim 15, further comprising image analyzing means for first analyzing said stored silhouette image and for subsequently analyzing said stored displacement image using said stored silhouette image as a guide to produce hand feature data derived from both said stored silhouette image and said stored displacement image.

17. Apparatus as claimed in claim 16, further comprising

means for storing hand enrollment data comprising hand feature data obtained during a hand enrollment operation cycle of said apparatus based upon an initial presentation of a person'"'"'s hand on said support means;

means for storing hand bid data comprising hand feature data obtained during a hand bid operation cycle of said apparatus based upon a subsequent presentation of said person'"'"'s hand on said support means; and

means for comparing hand bid data with hand enrollment data to decide-on the basis of prearranged decision criteria whether said hand bid data and said hand enrollment data were produced by the same person'"'"'s hand.

18. Apparatus as claimed in claim 16, wherein said image analyzing means for analyzing said stored silhouette image and said stored displacement image includes means for first analyzing said stored silhouette image to produce prearranged finger feature data and means for thereafter analyzing said stored displacement image using said prearranged finger feature data as a guide to analysis of said stored displacement image.

19. Apparatus as claimed in claim 15, wherein

said image capture means means comprises a first image capture device associated with said first illumination means and a second image capture device associated with said second illumination means;

and

said image acquisition means is coupled to both said first and second image capture devices and operates said first image capture device and said first illumination means during said silhouette image capture period and operates said second image capture device and said second illumination means during said displacement image capture period, said second illumination means directing a structured light pattern onto a hand portion presented on said support means and thereby producing a structured light form of displacement image from which measurement data on finger height characteristics can be derived without correlation with said silhouette image.

20. Apparatus as claimed in claim 15, wherein

said second illumination means comprises means operative during a displacement image capture period for directing a structured light pattern onto at least one of a pair of fingers presented on said support means from a prearranged direction substantially different from said prearranged image viewing direction to present to said image capture means a displacement image comprising an element of said structured light pattern striking a surface region of at least one finger of said pair of fingers at a finger striking position displaced from a precalibrated background striking position on a predefined background image plane in the absence of said pair of fingers on said support means, the magnitude of the distance between said finger striking position and said background striking position providing said measurement data on finger height characteristics.

21. Apparatus as claimed in claim 20, wherein

said support means is a platen having a substantially retro-reflective surface, the area of said platen being preselected to accommodate the entire length of two fingers of a hand placed thereon and said platen being curved from front to back to accommodate the natural curvature of human fingers in a relaxed state;

said first illumination means comprises a circular array of light sources mounted in a position above the back portion of said platen and a mirror mounted in a position above said light sources, said light sources being directed upward toward said mirror at an angle for producing a substantially uniform flood lighting of said platen and any hand portion placed thereon;

said image capture means comprises an image forming lens and an image sensing device mounted coaxial with said circular array of light sources and having a viewing direction toward said mirror for capturing a mirror image of said platen and any hand portion placed thereon; and

said second illumination means comprises a light source array comprising at least a pair of light emitting diodes,

light baffle means mounting said pair of light emitting diodes in side by side relation at a position above and to one side portion of said platen and below said mirror and having a forward baffle structure to form light from said diodes into a light beam directed generally parallel to said mirror and blocking light from said diodes from directly striking said mirror or said platen,

a lens mounted forward of a front edge of said mirror and cooperating with said light baffle means to form a structured light beam pattern, and

a second mirror mounted forward of said lens for directing said structured line beam pattern onto said platen at a prearranged position adapted for striking at least one finger of a person'"'"'s hand when presented on said platen.

22. Apparatus as claimed in claim 21, further comprising finger guide means mounted on said platen for defining finger placement positions and thereby to assist a person in presenting two fingers of a hand in consistently reproducible finger positions during a hand bid operation cycle and thereby defining finger location regions on said platen;

said lens forms said light from said light source array into a structured light pattern comprising a plurality of separate light beams which are directed by said second mirror into small separated light spots illuminating said platen at preselected points within said finger location regions and thereby striking the fingers of a person'"'"'s hand presented on said platen at substantially reproducible finger positions.

23. Apparatus as claimed in claim 21, wherein said second illumination means further comprises means for scanning said structured light pattern relative to said platen to enable a plurality of hand enrollment data sets to be obtained during a hand enrollment operation cycle.

24. Apparatus as claimed in claim 21, wherein

said displacement image capture period is a separate period following said silhouette image capture period;

said second illumination means further comprises scanning means for changing the orientation of said second mirror to move said structured light beam pattern to different positions on said platen during said displacement image capture period;

and said apparatus further comprises;

means operative during said displacement image capture period for utilizing said stored silhouette image produced during said silhouette image capture period to control said scanning means during said displacement image capture period to move said structured light pattern to a preselected position relative to at least one feature on one of pair of fingers of a person'"'"'s hand presented on said platen.

25. Apparatus as claimed in claim 21, wherein

said lens is a cylindrical lens, and

said cylindrical lens and second mirror combine to focus said light from said diodes into a line segment beam and to direct said line segment beam onto said platen at a region such that said line segment beam is positioned to intersect each of two fingers a person'"'"'s hand when presented on said platen.

26. Apparatus as claimed in claim 25, wherein

said light source array comprises a plurality of pairs of light emitting diodes,

said light baffle means mounts each of said pairs of light emitting diodes at vertically separated positions and has separate forward baffle structures associated with each pair of light emitting diodes to form light emitted therefrom into separate beams directed through said cylindrical lens onto said second mirror and to block emitted light from directly striking said mirror or said platen,

said cylindrical lens and said second mirror combining to focus each of said separate beams into line segment beams and to direct said line segment beams onto said platen such that each of said line segment beams is positioned to intersect each of two fingers of a person'"'"'s hand presented on said platen at different locations along the axis of each of said fingers, said cylindrical lens being mounted in a baffle arrangement which precludes light from said diodes directly striking said second mirror without passing through said lens and thereby precludes forming unwanted light patterns on said platen.

27. Apparatus as claimed in claim 15, wherein said second illumination means illuminates said hand portion and said support means from an illumination direction substantially different from said prearranged image viewing direction to present a displaced shadow image of said hand portion to said image capture means, said displaced shadow image having the outline of the shadow of one side of each of said fingers of said hand portion displaced from the corresponding portion of said silhouette image whereby said stored displacement image can be analyzed in conjuction with said stored silhouette image to provide finger height characteristic data.

28. In a method for recognizing a person'"'"'s identity based on measurements performed on the person'"'"'s hand the steps of:

a. disposing a support means on which at least a portion of a person'"'"'s hand including at least one finger may be presented;

b. illuminating said support means and said portion of a person'"'"'s hand presented thereon with a substantially uniform flood of light to produce a silhouette image of said hand portion;

c. capturing and storing silhoutte image data representing said silhouette image to produce stored silhouette image data;

d. illuminating said support means and said portion of a person'"'"'s hand presented thereon with a light source which produces a displacement image of said hand portion which displacement image can be correlated with said silhouette image to produce measurement data on finger height characteristics;

e. capturing and storing displacement image data representing said displacement image to produce stored displacement image data; and

f. analyzing said stored silhouette image data and said stored displacement image data to produce hand feature data.

29. The method of claim 28, further comprising the steps of:

A. performing steps a. through f. during a hand enrollment operation cycle to produce hand enrollment data;

B. performing steps a. through f. during a subsequent hand bid operation cycle to produce hand bid data;

C. comparing said hand bid data with said hand enrollment data to decide on the basis of prearranged decision criteria whether said hand bid data and said hand enrollment data were produced by the same hand portion.

30. The method of claim 28, wherein said support means is a platen;

said step c. includes viewing said platen and said portion of a person'"'"'s hand presented thereon from a prearranged viewing direction; and

said step d. comprises illuminating said platen and at least one finger of said portion of a person'"'"'s hand presented thereon with a structured light pattern directed at said platen from a direction substantially different from said viewing direction to produce a displacement image comprising an element of said structured light pattern striking a surface region of said at least one finger at a position displaced from a precalibrated striking position on a predefined background image plane in the absence of said at least one finger, the magnitude of said position displacement providing said finger height characteristic data.

31. The method of claim 30, wherein said platen is adapted to accomodate two fingers of a person'"'"'s hand presented thereon and said structured light pattern comprises at least one line segment directed onto said platen to strike two fingers of a person'"'"'s hand presented thereon.

32. The method of claim 30, wherein said structured light pattern comprises a plurality of separate line segments directed onto said platen to strike finger portions of a person'"'"'s hand presented on said platen at separated finger locations.

33. The method of claim 30, further comprising the step of:

disposing finger orientation means on said platen for assisting a person in presenting a hand in a prearranged finger orientation thereon;

and wherein said structured light pattern is a pattern of spots directed onto said platen to strike points on said platen corresponding to said prearranged finger orientation and thereby to strike fingers of a person'"'"'s hand presented on said platen at prearranged finger positions.

34. The method of claim 28, wherein

said uniform flood of light in step b. is directed at said platen from a first direction;

said step c. includes viewing said platen and at least two fingers of a hand portion presented thereon from a prearranged viewing direction; and

said step d. comprises illuminating said platen and said at least two fingers presented thereon with light from a direction substantially different from both said first direction and said viewing direction to produce a displaced shadow image of said two fingers when viewed from said prearranged viewing direction, said displaced shadow image having the outline of the shadow of one side of each of said two fingers displaced from the corresponding portion of said silhouette image and providing finger height characteristic data.

35. Biometric measuring apparatus for recognizing a person'"'"'s identity based on measurements performed on the person'"'"'s hand, said apparatus comprising:

means for producing a silhoutte image of at least a portion of a person'"'"'s hand;

means for producing a displacement image of the same hand portion;

means for analyzing said silhouette image and said displacement image to produce hand feature data;

means for comparing hand feature data obtained during a hand bid cycle with hand feature data obtained during a previous hand enrollment cycle to determine if the person'"'"'s hand was previously enrolled,

36. In a method for recognizing a person'"'"'s identity based on measurements of performed on the person'"'"'s hand, the steps of:

a. capturing a silhoutte image of at least a portion of a person'"'"'s hand;

b. capturing a displacement image of said portion of a person'"'"'s hand;

c. analyzing said silhouette image and said displacement image to produce hand feature data; and

d. comparing hand feature data obtained during a hand bid cycle with hand feature data obtained during a previous hand enrollment cycle to determine if the person'"'"'s hand was previously enrolled.