Data processing system and method to enforce payment of royalties when copying softcopy books

• US 5,532,920 A
• Filed: 12/28/1994
• Issued: 07/02/1996
• Est. Priority Date: 04/29/1992
• Status: Expired due to Fees

• Current Assignee: International Business Machines Corporation
• Original Assignee: International Business Machines Corporation
• Inventors: Stevens, Jeffrey N., Sabia, Nicholas J., Hartrick, Thomas V.
• Primary Examiner(s): McElheny, Jr., Donald E.
• Assistant Examiner(s): Tkacs, Stephen R.
• Application Number:
  US08/365,980
• Time in Patent Office: 552 Days
• Field of Search: 340/825.31, 340/825.33, 340/825.34, 340/825.35, 364/419.19, 364/478, 364/479, 364/419.1, 364/401, 379/88, 379/89, 380/4, 380/25, 380/3, 380/55, 395/144, 395/148, 395/147
• US Class Current: 715/234
• CPC Class Codes: G06F 21/10 Protecting distributed programs or content, e.g. vending or licensing of copyrighted material protection in video systems or pay television H04N7/16 ; Digital rights management [DRM]
• CPC Class Codes: G06F 2211/007 Encryption, En-/decode, En-/decipher, En-/decypher, Scramble, (De-)compress
• CPC Class Codes: G06F 2221/2135 Metering
• CPC Class Codes: G06F 40/117 Tagging; Marking up details of markup languages G06F40/143; Designating a block; Setting of attributes style sheets, e.g. eXtensible Stylesheet Language Transformation [XSLT], G06F40/154
• CPC Class Codes: G06F 40/12 Use of codes for handling textual entities
• CPC Class Codes: G06F 40/174 Form filling; Merging
• CPC Class Codes: G06Q 30/04 Billing or invoicing
• CPC Class Codes: G07F 17/0014 for vending, access and use of specific services not covered anywhere else in G07F17/00 meter-controlled dispensing of liquid, gas or electricity G07F15/00
• CPC Class Codes: G07F 17/26 for printing, stamping, franking, typing or teleprinting apparatus ticket printing or the like apparatus G07F17/42

Abstract

A publisher of a softcopy book includes royalty payment information either within the structured document text of the book or in a royalty payment information file which accompanies the book. To read the book from the storage disk, the user applies a special softcopy book reading program at his workstation. If the user enters a command to copy the book onto a writable storage medium such as a magnetic disk or to print a hardcopy of the book with a printer or to transmit a copy of the book over a modem, a royalty payment program intercepts the copying command and suspends the copying operations. Instead, the royalty payment program presents the user with a display of the royalty payment information stored in the book text or in a file accompanying the book. The user must select the option of paying a royalty to the publisher before the royalty payment program permits a copy of the book to be made.

Claims

1. A method for managing the printing of pages of a structured document on a user'"'"'s printer in a network, so as to comply with royalty payment requirements of the document, comprising the steps of:

loading into memory of a user'"'"'s data processor in said network, a formatted text stream of a structured document which includes a plurality of portions, at least one portion having an associated document portion royalty payment element including an identification tag and a document portion royalty payment amount tag defining a document portion royalty payment amount;

receiving a print command from a user to print a portion of said document on a printer controlled by said user'"'"'s data processor;

searching said formatted text stream to identify said document portion royalty payment element associated with the portion to be printed and storing said document portion royalty payment element in a memory in said user'"'"'s data processor;

transmitting, in response to said print command and to said identified document portion royalty payment element, a request by said user'"'"'s data processor to a second data processor in said network, for authorization to print said portion of said document, said request for authorization including said document portion royalty payment amount defined by said document portion royalty payment amount tag;

receiving said request at said second data processor and in response thereto, creating a charge of said document portion royalty payment amount to an account of said user;

transmitting from said second data processor to said user'"'"'s data processor an authorization message for printing said portion of said document;

receiving said authorization message at said user'"'"'s data processor and in response thereto, outputting a print control signal from said user'"'"'s data processor to a user'"'"'s printer to print, controlled by said user'"'"'s data processor, said portion of said document.

2. The method of claim 1, wherein said step of loading into memory of said user'"'"'s data processor a formatted text stream further comprises

reading a file containing said formatted text stream from a storage medium coupled to said user'"'"'s data processor;

said storage medium further including an address file containing a network address for said second data processor and wherein

said step of transmitting said request for authorization from said user'"'"'s data processor to said second data processor in said network further comprises;

reading said address file to access said network address of said second data processor.

3. The method of claim 2, wherein said step of transmitting said request for authorization from said user'"'"'s data processor to a second data processor in said network, further comprises:

assembling document identity data for said document, portion specification data for said portion to be printed, and user identity data for said user; and

including said document identity data, said portion specification data, and said user identity data in said request for authorization.

4. The method of claim 1, wherein said step of inputting a formatted text stream further comprises:

reading a file containing said formatted text stream from a storage medium coupled to said user'"'"'s data processor wherein

said storage medium further includes a validation file containing validation data for said second data processor; and

wherein

said step of transmitting an authorization message from said second data processor to said first data processor, further comprises the steps of;

transmitting sender identity data which identifies said second data processor as the actual sender of said authorization message; and

reading said validation file to access said validation data at said first data processor; and

wherein

said step of receiving said authorization message at said user'"'"'s data processor further comprises;

validating that said second data processor is the actual sender of said authorization message by processing said sender identity data with said validation data at said user'"'"'s data processor.

6. The method of claim 4, wherein

said validation data is the public key portion of a public key--private key pair issued by said second data processor;

said sender identity data is an encrypted message, encrypted by said second data processor under said private key; and

wherein

said step of validating further comprises a step of decrypting said encrypted message using said public key at said user'"'"'s data processor.

7. The method of claim 1, wherein said step of outputting a print control signal from said first data processor, further comprises:

outputting a user'"'"'s acknowledgement signal from said user'"'"'s data processor to said second data processor when a first fraction of said portion of said document has been printed by said printer;

outputting a second acknowledgement signal from said user'"'"'s data processor to said second data processor when a second fraction of said portion of said document has been printed by said printer; and

further comprising a step at said second data processor of reducing the charged royalty payment amount if said second acknowledgement signal is not received.

8. The method of claim 7, further comprising steps of:

outputting a second authorization message from said second data processor to said user'"'"'s data processor in response to receiving said first acknowledgement signal from said user'"'"'s data processor,

said second authorization message giving authorization to print said second fraction of said portion of said document by said printer.

9. The method of claim 8, further comprising a step of

said second data processor counting said acknowledgement signals from said user'"'"'s data processor to enable resumption of said printing of said document at said second fraction if said second acknowledgement signal is not received by said second data processor.

5. The method of claim wherein

said step of validating comprises comparing said sender identity data with said validation data.

10. A method for managing the copying of pages of a structured document on a copier included in a network so as to comply with royalty payment requirements of the document, comprising the steps of:

loading into memory of a user'"'"'s data processor in said network, a formatted text stream of a structured document which includes a plurality of portions, at least one portion having an associated document portion royalty payment element including a document portion royalty payment amount tag defining a document portion royalty payment amount;

receiving a copy command from a user to copy a portion of said document on a copier controlled by said user'"'"'s data processor;

searching said formatted text stream to identify said document portion royalty payment element associated with the portion to be copied and storing said document portion royalty payment element in a memory in said user'"'"'s data processor;

transmitting a request in response to said copy command and to said identified document portion royalty payment element from said user'"'"'s data processor to a second data processor in said network for authorization to copy said portion of said document, said request for authorization including said document portion royalty payment amount defined by said document portion royalty payment amount tag;

receiving said request at said second data processor and in response thereto, creating a charge of said document portion royalty payment amount to an account of said user;

transmitting from said second data processor to said user'"'"'s data processor an authorization message for copying said portion of said document;

receiving said authorization message at said user'"'"'s data processor and in response thereto, outputting a copy control signal from said user'"'"'s data processor to said copying device to copy said portion of said document on said copying device.

11. The method of claim 10, wherein

said step of inputting a formatted text stream further comprises:

reading a file containing said formatted text stream, from a storage medium coupled to said user'"'"'s data processor;

wherein said storage medium further includes an address file containing a network address for said second data processor; and

wherein

said step of transmitting said request for authorization from said user'"'"'s data processor to a second data processor in said network, further comprises a step of;

reading said address file to access said network address of said second data processor.

12. The method of claim 11, wherein

said step of transmitting said request for authorization from said user'"'"'s data processor to a second data processor in said network includes

assembling document identity data for said document, portion specification data for said portion to be copied, and user identity data for said user and

including said document identity data, said portion specification data, and said user identity data in said request for authorization.

13. The method of claim 10, wherein

said step of inputting a formatted text stream further comprises:

reading a file containing said formatted text stream from a storage medium coupled to said user'"'"'s data processor, wherein

said storage medium includes a validation file containing validation data for said second data processor;

and wherein said step of transmitting an authorization message from said second data processor to said first data processor, further comprises the steps of;

transmitting sender identity data which identifies said second data processor as the actual sender of said authorization message; and

reading said validation file to access said validation data at said first data processor; and

wherein;

said step of receiving said authorization message at said user'"'"'s data processor further comprises

validating that said second data processor is the actual sender of said authorization message by processing said sender identity data with said validation data at said user'"'"'s data processor.

14. The method of claim 13, wherein

said step of validating comprises comparing said sender identity data with said validation data.

15. The method of claim 13, wherein

said validation data is the public key portion of a public key--private key pair issued by said second data processor;

said sender identity data is an encrypted message, encrypted by said second data processor under said private key; and

wherein,

said step of validating further comprises a step of decrypting said encrypted message using said public key at said user'"'"'s data processor.

16. The method of claim 10, wherein

said step of outputting a copy control signal from said first data processor, further comprises:

outputting a first acknowledgement signal from said user'"'"'s data processor to said second data processor when a first fraction of said portion of said document has been copied by said copying device;

outputting a second acknowledgement signal from said user'"'"'s data processor to said second data processor when a second fraction of said portion of said document has been copied by said copying device; and

further comprises a step at

said second data processor of reducing the changed royalty payment amount if said second acknowledgement signal is not received.

17. The method of claim 16, further comprising steps of

outputting a second authorization message from said second data processor to said user'"'"'s data processor in response to receiving said first acknowledgement signal from said user'"'"'s data processor,

said second authorization message giving authorization to copy said second fraction of said portion of said document by said copying device.

18. The method of claim 17, further comprising a step of

said second data processor counting said acknowledgement signals from said user'"'"'s data processor to enable resumption of said copying of said document at said second fraction if said second acknowledgement signal is not received by said second data processor.

19. A method for managing the communicating of pages of a structured document on a communications apparatus in a network so as to comply with royalty payment requirements of the document, comprising the steps of:

loading into memory of a user'"'"'s data processor in said network, a formatted text stream of a structured document which includes a plurality of portions, at least one portion having an associated document portion royalty payment element including an identification tag and a document portion royalty payment amount tag defining a document portion royalty payment amount;

receiving a communicate command from a user to communicate a portion of said document on a communications apparatus controlled by said user'"'"'s data processor;

searching said formatted text stream to identify said document portion royalty payment element associated with the portion to be communicated and storing said document portion royalty payment element in a memory in said user'"'"'s data processor;

transmitting a request in response to said communicate command and to said identified document portion royalty payment element from said user'"'"'s data processor to a second data processor in said network, for authorization to communicate said portion of said document, said request for authorization including said document portion royalty payment amount defined by said document portion royalty payment amount tag;

receiving said request at said second data processor and in response thereto, creating a charge of said document portion royalty payment amount to an account of said user;

transmitting from said second data processor to said user'"'"'s data processor an authorization message for communicating said portion of said document;

receiving said authorization message at said user'"'"'s data processor and in response thereto, outputting a communicate control signal from said user'"'"'s data processor to said communications apparatus to communicate said portion of said document on said communications apparatus.

20. The method of claim 19, wherein

said step of inputting a formatted text stream further comprises

reading a file containing said formatted text stream, from a storage medium coupled to said user'"'"'s data processor;

wherein said storage medium further includes an address file containing a network address for said second data processor; and

wherein

said step of transmitting said request for authorization from said first data processor to a second data processor in said network, further comprises

reading said address file to access said network address of said second data processor.

21. The method of claim 20, wherein

said step of transmitting said request for authorization from said user'"'"'s data processor to a second data processor in said network includes:

assembling document identity data for said document, portion specification data for said portion to be copied, and user identity data for said user and

including said document identity data, said portion specification data, and said user identity data in said request for authorization.

22. The method of claim 19, wherein

said step of inputting a formatted text stream further comprises

reading a file containing said formatted text stream from a storage medium coupled to said user'"'"'s data processor;

wherein

said storage medium includes a validation file containing validation data for said second data processor;

and wherein said step of transmitting an authorization message from said second data processor to said user'"'"'s data processor, further comprises the steps of

transmitting sender identity data which identifies said second data processor as the actual sender of said authorization message; and

reading said validation file to access said validation data at said first data processor; and

wherein

said step of receiving said authorization message at said user'"'"'s data processor further comprises

validating that said second data processor is the actual sender of said authorization message by processing said sender identity data with said validation data at said user'"'"'s data processor.

23. The method of claim 22, wherein

said step of validating comprises comparing said sender identity data with said validation data.

24. The method of claim 22, wherein

said validation data is the public key portion of a public key--private key pair issued by said second data processor;

said sender identity data is an encrypted message, encrypted by said second data processor under said private key; and

wherein

said step of validating further comprises a step of decrypting said encrypted message using said public key at said user'"'"'s data processor.

25. The method of claim 19, wherein

said step of outputting a communicate control signal from said first data processor, further comprises

outputting a first acknowledgement signal from said user'"'"'s data processor to said second data processor when a first fraction of said portion of said document has been copied by said communicating device;

outputting a second acknowledgement signal from said user'"'"'s data processor to said second data processor when a second fraction of said portion of said document has been copied by said communicating device; and

further comprises a step at

said second data processor of reducing the charged royalty payment amount if said second acknowledgement signal is not received.

26. The method of claim 25, which further comprises:

outputting a second authorization message from said second data processor to said user'"'"'s data processor in response to receiving said first acknowledgement signal from said user'"'"'s data processor;

said second authorization message giving authorization to communicate said second fraction of said portion of said document by said communicating device.

27. The method of claim 26, further comprising a step of

said second data processor counting said acknowledgement signals from said user'"'"'s data processor to enable resumption of said communicating of said document at said second fraction if said second acknowledgement signal is not received by said second data processor.

28. A data processing system for managing the printing of pages of a structured document on a user'"'"'s printer in a network, so as to comply with royalty payment requirements of the document, the system comprising:

input means for loading into memory of a user'"'"'s data processor in said network, a formatted text stream of a structured document which includes a plurality of portions, at least one portion having an associated document portion royalty payment element including a document portion royalty payment amount tag defining a document portion royalty payment amount;

first receiving means coupled to said memory, for receiving a print command from a user to print a portion of said document on a printer device controlled by said user'"'"'s data processor;

searching means coupled to said input means, for searching said formatted text stream to identify said document portion royalty payment element associated with the portion to be printed and storing said document portion royalty payment element in a memory in said user'"'"'s data processor;

first transmitting means, responsive to said print command and to said identified document portion royalty payment element, coupled to said memory means, for transmitting from said user'"'"'s data processor to a second data processor in said network a request for authorization to print said portion of said document, said request for authorization including said document portion royalty payment amount defined by said document portion royalty payment amount tag;

second receiving means in said second data processor for receiving said request at said second data processor and in response thereto, creating a charge of said document portion royalty payment amount to an account of said user;

second transmitting means coupled to said second receiving means for transmitting from said second data processor to said user'"'"'s data processor an authorization message for printing said portion of said document;

authorization receiving means at said user'"'"'s data processor for receiving said authorization message at said user'"'"'s data processor and in response thereto, outputting a print control signal from said user'"'"'s data processor to a user'"'"'s printer, controlled by said user'"'"'s data processor, to print said portion of said document on said printer.

29. A data processing system for managing the copying of pages of a structured document on a copier included in a network, so as to comply with royalty payment requirements of the document, the system comprising:

input means for loading into memory of a user'"'"'s data processor in said network a formatted text stream of a structured document which includes a plurality of portions, at least one portion having an associated document portion royalty payment element including a document portion royalty payment amount tag defining a document portion royalty payment amount;

first receiving means coupled to said memory, for receiving a copy command from a user to copy a portion of said document on a copier controlled by said user'"'"'s data processor;

searching means coupled to said input means, for searching said formatted text stream to identify said document portion royalty payment element associated with the portion to be copied and storing said document portion royalty payment element in a memory in said user'"'"'s data processor;

first transmitting means coupled to said memory means and responsive to said copy command and to said identified document portion royalty payment element, for transmitting from said user'"'"'s data processor to a second data processor in said network a request for authorization to copy said portion of said document, said request for authorization including said document portion royalty payment amount defined by said document portion royalty payment amount tag;

second receiving means in said second data processor for receiving said request at said second data processor and in response thereto, creating a charge of said document portion royalty payment amount to an account of said user;

second transmitting means coupled to said second receiving means for transmitting from said second data processor to said user'"'"'s data processor an authorization message for copying said portion of said document;

authorization receiving means at said user'"'"'s data processor for receiving said authorization message at said user'"'"'s data processor and in response thereto, outputting a copy control signal from said user'"'"'s data processor to said copier to copy said portion of said document on said copier.

30. A data processing system for managing the communicating of pages of a structured document using a communications device in a network, so as to comply with royalty payment requirements of the document, the system comprising:

input means for loading into memory of a user'"'"'s data processor in said network, a formatted text stream of a structured document which includes a plurality of portions, at least one portion having an associated document portion royalty payment element including a document portion royalty payment amount tag defining a document portion royalty payment amount;

first receiving means coupled to said memory, for receiving a communications command from a user to communicate a portion of said document using a communications device controlled by said user'"'"'s data processor;

searching means coupled to said input means, for searching said formatted text stream to identify said document portion royalty payment element associated with the portion to be communicated and storing said document portion royalty payment element in a memory in said user'"'"'s data processor;

first transmitting means coupled to said memory means and responsive to said communications command and to said identified document portion royalty payment element, for transmitting from said user'"'"'s data processor to a second data processor in said network, a request for authorization to communicate said portion of said document, said request for authorization including said document portion royalty payment amount defined by said document portion royalty payment amount tag;

second receiving means in said second data processor, for receiving said request at said second data processor and in response thereto, creating a charge of said document portion royalty payment amount to an account of said user;

second transmitting means coupled to said second receiving means for transmitting from said second data processor to said user'"'"'s data processor an authorization message for communicating said portion of said document;

authorization receiving means at said user'"'"'s data processor, for receiving said authorization message at said user'"'"'s data processor and in response thereto, outputting a communications control signal from said user'"'"'s data processor to said communications device, controlled by said user'"'"'s data processor, to communicate said portion of said document on said communications device.