Method and system for certificate based alias detection

• US 5,534,855 A
• Filed: 12/15/1994
• Issued: 07/09/1996
• Est. Priority Date: 07/20/1992
• Status: Expired due to Term

• Current Assignee: Google LLC (Alphabet Inc.)
• Original Assignee: Digital Equipment Corporation (HP Inc.)
• Inventors: Gajnak, George E., Shockley, William R.
• Primary Examiner(s): ZIMMERMAN, BRIAN A
• Application Number:
  US08/358,040
• Time in Patent Office: 572 Days
• Field of Search: 340/825.31, 340/825.34, 340/825.3, 380/4, 380/25, 379/188, 379/194, 379/195
• US Class Current: 340/5.52
• CPC Class Codes: G06F 21/31 User authentication
• CPC Class Codes: G06F 21/62 Protecting access to data via a platform, e.g. using keys or access control rules
• CPC Class Codes: G06F 2221/2147 Locking files
• CPC Class Codes: G07C 9/37 using biometric data, e.g. fingerprints, iris scans or voice recognition

Abstract

A distributed computer system employs certificate based alias detection to ensure a policy of separation of duties. Biometric information is collected during computer user account creation that is converted to canonical form and digitized. This digitized canonical form, along with account data and authentication data, is included in the user'"'"'s account information. Authorization to execute any task is validated at the time a request is made by comparison of the digitized canonical forms of biometric data of the user completing the request with those of the user initiating the request.

Claims

1. A method of operating a distributed computer system having alias detection, comprising the steps of:

A) storing, in a user account store of said computer system, identification information associated with each of a plurality of user accounts, said identification information for each said user account uniquely characterizing a computer user associated with said account;

B) storing a list of selected ones of said user accounts in an authorization store;

C) after steps (A) and (B), initiating execution of a computer system resources access program in response to a request on behalf of a first of said user accounts; and

D) after step (C), processing said request from said first user account for authorizing access to a computer system resource by performing the steps of

i) comparing said identification information stored in said user account store in association with said first user account and identification information associated with each of said user accounts of said list of selected user accounts, and

ii) executing said computer system access program if said compared identification information do not match, thereby indicating that said first user account is not an alias of any of said selected user accounts.

2. A method in accordance with claim 1, wherein said identification information for each said user account includes authenticating information, digitized biometric information, and user account information.

3. A method in accordance with claim 2, further comprising the step of:

an account registrar verifying said digitized biometric information prior to a representation of said digitized biometric information being stored in a said user account store.

4. A method in accordance with claim 2, further including the step of creating said user accounts, and said accounts creation step includes said account registrar verifying step.

5. A method in accordance with claim 2, further comprising the step of:

an account registrar digitally signing said digitized biometric information and said authenticating information and said user account information prior to said digitally signed information being stored in said user account store.

6. A method in accordance with claim 1, wherein said step of initiating execution of a computer systems access program comprises the steps of:

E) comparing a validation credential linking said access program to user certificates of said selected user accounts in said authorization store to determine whether said user account is authorized to execute said access program; and

F) allowing said user account to execute said access program if authorized to do so.

7. A method in accordance with claim 1, wherein said executing step includes the step of permitting access to said computer resource if said compared identification information do not match.

8. A method in accordance with claim 1, wherein said processing step further comprises the step of:

denying said request if said compared identification information match, thereby indicating that said first user account is an alias of at least one of said selected user accounts.

9. A method in accordance with claim 1, wherein said processing step further comprises the step of:

denying said request on the occurrence of any of the following events;

i) said user account is the same as one of said selected user accounts, ii) said user account has no associated identification information in said user account store, and iii) said user account'"'"'s identification information in said user account store is the same as one of said selected user account'"'"'s identification information.

10. A method of operating a distributed computer system having alias detection, comprising the steps of:

A) storing, in respective user accounts a user account store of said computer system identification information associated with each of a plurality of user accounts, said identification information for each said user account uniquely characterizing a computer user associated with said account;

B) in response to a first request from a first user account, initiating execution of a stage of a selected transaction program having a plurality of stages; and

C) processing a second request from a second user account for authorization of execution of a subsequent stage of said selected transaction program by performing the steps of

i) comparing said identification information stored in said user account store for said first user account and said identification information stored in said user account store for said second user account, and

ii) denying authorization to said second user account if said compared identification information do match, thereby indicating that said second user account is an alias of said first user account.

11. A method in accordance with claim 10, wherein said identification information for each user account contains a digitally-signed account certificate.

12. A method in accordance with claim 11, wherein said digitally-signed account certificate includes authenticating information, digitized biometric information, and user account information.

13. A method in accordance with claim 12, further including the step of:

an account registrar verifying said digitized biometric information prior to said digitized biometric information being stored in said user account store.

14. A method in accordance with claim 12, further comprising the step of:

an account registrar digitally signing said digitized biometric information, said authenticating information and said user account information prior to said digitized biometric information, said authenticating information and said user account information being stored in said user account.

15. A method in accordance with claim 10, wherein said step of initiating a stage of a transaction program comprises the steps of:

D) comparing a validation credential linking said transaction program to user certificates of accounts authorized to execute selected transactions of said transaction program, with a list of authorized user accounts to determine whether said first user account is authorized to execute said first stage of said selected transaction program; and

E) allowing said first user account to initiate execution of said first stage only if authorized to do so.

16. A method according to claim 10, wherein during said processing step, said request is allowed to execute said subsequent stage of said selected transaction program if said second user account is not an alias of said first user account.

17. A method in accordance with claim 10, wherein said processing step further comprises the step of:

if said first user account is the same as said second user account, or if said second user account contains has no associated identification information in said user account store, or if said second user account'"'"'s identification information is the same as said first user account'"'"'s identification information, denying authorization to said second request.

18. A distributed computer system having alias detection, comprising:

A) a registry store of respective user accounts, said accounts containing identification information uniquely characterizing each of a plurality of computer users;

B) a stored application transaction program having at least two stages requiring separate initiation requests for execution of said stages;

C) means, responsive to a first user account transaction initiation request, for executing one stage of said application program;

D) means, responsive to an approval of a second user account transaction initiation request, for executing a subsequent stage of said application program; and

E) means for comparing identification information of said first and second user accounts in said store and providing said approval if said compared identification information do not match, thereby indicating that said second user account is not an alias of said first user account.

19. A system in accordance with claim 18, further comprising an account registrar for digitally signing an account certificate included in said identification information for each said user account.

20. A system accordance with claim 19, wherein said digitally signed account certificate includes authenticating information and digitized biometric information and account information.

21. A system in accordance with claim 20, wherein said account registrar verifies said digitized biometric information prior to said digitized biometric information being stored in said user account.

22. A system accordance with claim 21, wherein said account registrar digitally signs said digitized biometric information, said authenticating information and said user account information prior to said information being stored in said user account.

23. A system accordance with claim 18, wherein said means responsive to said first request comprises:

F) means for extracting a delegation certificate from a digitally signed delegation certificate that associates said first request with a logan delegation certificate of said first user account;

G) means for verifying said delegation certificate against a list of names of accounts to determine whether said delegation certificate was generated on behalf of one of said accounts appearing on said list and is therefore authorized to execute said first stage of said selected transaction program; and

H) means for allowing said first user account to initiate execution of said first stage only if authorized to do so.

24. A system in accordance with claim 18, wherein said means for comparing comprises:

means for terminating said second request in the event said first user account is the same as said second user account, said second user account contains no identification information, or said second user account'"'"'s identification information is the same as said first use account'"'"'s identification information.

25. A distributed computer system for implementing alias detection, comprising:

A) a store for a plurality of user accounts, said accounts containing digitally-signed account certificates including authentication information, digitized biometric information, and user account information uniquely characterizing, for each said user account, one of a plurality of computer users;

B) a stored application transaction program having at least two stages requiring separate initiation requests for execution of said stages;

C) means, responsive to a first user account transaction initiation request, for executing a first stage of said at least one application program; and

D) means, responsive to a second user account transaction initiation request to execute a subsequent stage of said at least one application program, for comparing said authentication information and said digitized biometric information contained in said user certificate of said first and second user accounts in said store; and

E) means for allowing execution of said subsequent stage of said at least one application program only if said compared authentication information and digitized biometric information do not match, and thus only if said second user account is not an alias of said first user account.

26. A system in accordance with claim 25, wherein said digitized biometric information together with said authenticating information and said user account information is digitally-signed by an account registrar.

27. A system in accordance with claim 25, wherein said means for comparing comprises:

means for denying said second request if said first user account is the same as said second user account, or if said second user account contains no digitized biometric information, or if said second user account'"'"'s identification information is the same as said first user account'"'"'s identification information.