Business document having security features

• US 5,698,296 A
• Filed: 12/12/1995
• Issued: 12/16/1997
• Est. Priority Date: 04/18/1989
• Status: Expired due to Term

• Current Assignee: The Standard Register Company (Middleby Corporation)
• Original Assignee: The Standard Register Company (Middleby Corporation)
• Inventors: Mehta, Rajendra, Pinell, William F., Dotson, Mark, Saluke, William M.
• Primary Examiner(s): KRYNSKI, WILLIAM A
• Application Number:
  US08/571,140
• Time in Patent Office: 735 Days
• Field of Search: 346/135.1, 346/159, 346/160.1, 428/195, 428/323, 428/537.5, 428/913, 428/914, 428/204, 428/219, 428/341, 428/342, 428/402, 428/402.2, 430/126, 503/200, 283/95
• US Class Current: 428/195.1
• CPC Class Codes: B41M 3/142 using chemical colour-formers or chemical reactions, e.g. leuco-dye/acid, photochromes
• CPC Class Codes: B41M 5/165 characterised by the use of microcapsules; Special solvents for incorporating the ingredients
• CPC Class Codes: B41M 5/1655 Solvents
• CPC Class Codes: G03G 7/0013 Inorganic components thereof
• CPC Class Codes: G03G 7/002 Organic components thereof
• CPC Class Codes: Y10S 428/913 Material designed to be responsive to temperature, light, moisture
• CPC Class Codes: Y10T 428/24802 Discontinuous or differential coating, impregnation or bond [e.g., artwork, printing, retouched photograph, etc.]
• CPC Class Codes: Y10T 428/24876 Intermediate layer contains particulate material [e.g., pigment, etc.]
• CPC Class Codes: Y10T 428/273 of coating
• CPC Class Codes: Y10T 428/277 Cellulosic substrate
• CPC Class Codes: Y10T 428/2982 Particulate matter [e.g., sphere, flake, etc.]
• CPC Class Codes: Y10T 428/2984 Microcapsule with fluid core [includes liposome]

Abstract

A security coating for business documents printed using noncontact as well as impact printing devices is provided which enhances the adhesion of toner particles and/or ink to a document substrate. Other security features may be also be added to the coating to provide a dual-function coating which also provides visible evidence of tampering, either by the application of solvents, mechanical abrasion, heat, or when pressure is applied.

Claims

1. A coated sheet or web useful with noncontact printers using toner particles or impact printers using ink-containing ribbons comprising a sheet or web substrate, and a coating on at least a portion of one surface of said substrate which enhances the adhesion of said toner or ink to the coated surface of the substrate, said coating comprising a polymeric matrix, wherein after said toner or ink has been fixed onto said web by printing, said toner or ink is retained on said coated surface in an amount greater than the amount of toner or ink retained on an uncoated surface of said substrate after said coated and uncoated surfaces have been subjected to a tape test, and wherein said coating is present on said substrate on a dry weight basis in an amount of between about 0.3 to 2.0 lbs per ream.

2. A coated sheet or web useful with noncontact printers using toner particles or impact printers using ink-containing ribbons comprising a sheet or web substrate, and a coating on at least a portion of one surface of said substrate which enhances the adhesion of said toner or ink to the coated surface of the substrate, said coating comprising a polymeric matrix, wherein after said toner or ink has been fixed onto said web by printing, said toner or ink is retained on said coated surface in an amount greater than the amount of toner or ink retained on an uncoated surface of said substrate after said coated and uncoated surfaces have been subjected to a tape test, said polymeric matrix including therein a chromogen and an agent capable of activating said chromogen to form a visible color when said sheet or web is subjected to attempted tampering or alteration through the application of solvents, mechanical abrasion, or heat, and wherein said coating is present on said substrate on a dry weight basis in an amount of between about 0.3 to 2.0 lbs per ream.

3. A coated sheet or web as claimed in claim 2 in which said chromogen is selected from the group consisting of dye precursors and solvent soluble dyes.

4. A coated sheet or web as claimed in claim 2 in which said chromogen comprises a dye precursor and said agent for activating said chromogen comprises a color developer for said dye precursor.

5. A coated sheet or web as claimed in claim 2 in which said chromogen comprises solvent soluble dye particles and said agent includes a solvent for said dye particles.

6. A coated sheet or web as claimed in claim 5 in which said solvent is encapsulated.

7. A coated sheet or web as claimed in claim 5 in which said solvent is in the form of solid particles.

8. A coated sheet or web as claimed in claim 2 in which said chromogen comprises an encapsulated dye precursor.

9. A coated sheet or web as claimed in claim 8 in which said agent comprises a color developer for said dye precursor.

10. A coated sheet or web as claimed in claim 9 further including a solvent for either said dye precursor or said color developer.

11. A coated sheet or web as claimed in claim 2 in which said coating is applied as a series of covert images to at least a portion of one surface of said substrate.

12. A security coated sheet comprising a sheet or web substrate which has been coated with a coating comprising a chromogen and an agent capable of activating said chromogen to form a visible color when said sheet or web is subjected to attempted tampering or alteration through the application of solvents, mechanical abrasion, or heat, and wherein said chromogen comprises solvent soluble dye particles, said agent includes a solid solvent for said dye particles in particulate form and wherein said coating is present on said substrate on a dry weight basis in an amount of between about 0.3 to 2.0 lbs. per ream substituted thereof.

13. A coated sheet or web useful with noncontact printers using toner particles or impact printers using ink-containing ribbons comprising a sheet or web substrate which has been coated on at least a portion of one surface thereof with a coating which enhances the adhesion of said toner or ink to the coated surface of the substrate, said coating comprising a polymeric matrix, said polymeric matrix including therein a chromogen and an agent capable of activating said chromogen to form a visible color when said sheet or web is subjected to attempted tampering or alteration through the application of solvents, mechanical abrasion, or heat;

wherein said polymeric matrix, said chromogen and said agent have been applied to said substrate as a single coating, and wherein said coating is present on said substrate on a dry weight basis in an amount of between about 0.3 to 2.0 lbs. per ream.