System for controlling the distribution and use of digital works having attached usage rights where the usage rights are defined by a usage rights grammar

• US 5,715,403 A
• Filed: 11/23/1994
• Issued: 02/03/1998
• Est. Priority Date: 11/23/1994
• Status: Expired due to Term

• Current Assignee: ContentGuard Holdings, Inc. (Pendrell Corporation)
• Original Assignee: Xerox Corporation (Xerox Holdings Corp.)
• Inventors: Stefik, Mark J.
• Primary Examiner(s): Pan, Daniel H.
• Application Number:
  US08/344,041
• Time in Patent Office: 1,168 Days
• Field of Search: 395/800, 395/600, 395/700, 395/775, 395/650, 395/182.13, 395/608, 395/183.14, 395/201, 395/569, 395/825, 395/712, 395/187.01, 395/188.01, 395/244, 395/217, 380/4, 380/15, 380/18, 380/20, 380/25, 380/24, 380/23, 380/30, 364/DIG. 1, 364/DIG. 2, 364/401 R, 340/825.33, 340/825.34, 348/3, 455/4.1, 455/5.1, 455/26.1
• US Class Current: 705/44
• CPC Class Codes: G06F 21/10 Protecting distributed programs or content, e.g. vending or licensing of copyrighted material protection in video systems or pay television H04N7/16 ; Digital rights management [DRM]
• CPC Class Codes: G06F 2211/007 Encryption, En-/decode, En-/decipher, En-/decypher, Scramble, (De-)compress
• CPC Class Codes: G06F 2221/2105 Dual mode as a secondary aspect
• CPC Class Codes: G06F 2221/2135 Metering
• CPC Class Codes: G06Q 20/40 Authorisation, e.g. identification of payer or payee, verification of customer or shop credentials; Review and approval of payers, e.g. check credit lines or negative lists
• CPC Class Codes: G06Q 30/04 Billing or invoicing

Abstract

A system for controlling use and distribution of digital works. The present invention allows the owner of a digital work to attach usage rights to their work. The usage rights define how the individual digital work may be used and distributed. Instances of usage rights are defined using a flexible and extensible usage rights grammar. Conceptually, a right in the usage rights grammar is a label associated with a predetermined behavior and conditions to exercising the right. The behavior of a usage right is embodied in a predetermined set of usage transactions steps. The usage transaction steps further check all conditions which must be satisfied before the right may be exercised. These usage transaction steps define a protocol for requesting the exercise of a right and the carrying out of a right.

Claims

1. A distribution system for distributing digital works, said digital works having one or more usage rights attached thereto, said distribution system comprising:

a grammar for creating instances of usage rights indicating a manner by which a possessor of an associated digital work is able to transport said associated digital work, and said grammar further specifies a default plurality of conditions for an instance of a usage right, wherein said one or more conditions must be satisfied before said usage right may be exercised;

means for creating usage rights from said grammar;

means for attaching created usage rights to a digital work;

a requester repository for accessing digital works, said requesting repository having means for generating usage transactions, each said usage transactions specifying a usage right;

a server repository for storing digital works with attached created usage rights, said server repository having means for processing usage transactions from said requester repository to determine if access to a digital work can be granted.

2. The distribution system as recited in claim 1 wherein said means for creating usage rights from said grammar is further comprised of means for changing said default plurality of conditions for an instance of a usage right.

3. The distribution system as recited in claim 1 wherein said grammar is further for creating instances of a usage right indicating a manner by which said possessor of an associated digital work is able to render said associated digital work.

4. The distribution system as recited in claim 1 wherein said grammar is further for creating instances of a usage right indicating the manner by which said possessor of an associated digital work can permit said associated digital work to be used to create a new digital work.

5. The distribution system as recited in claim 1 wherein said grammar is further for creating instances of a usage right indicating that said possessor of said associated digital work is able to make a back-up copy of said associated digital work.

6. The distribution system as recited in claim 1 wherein said grammar is further for creating instances of a usage right indicating that said possessor of said digital work is able to conceal said associated digital work on the server repository on which said digital work is stored.

7. The distribution system as recited in claim 1 wherein said grammar is further for creating instances of a usage right indicating that said possessor of said digital work is able to delete said associated digital work from a server repository on which it is stored.

8. The distribution system as recited in claim 1 wherein said digital work is a software program.

9. The distribution system as recited in claim 8 wherein said grammar is further for creating instances of a usage right indicating that said possessor of said digital work is able to install said software program.

10. The distribution system as recited in claim 8 wherein said grammar is further for creating instances of a usage right indicating that said possessor of said digital work is able to uninstall said software program.

11. The distribution system as recited in claim 1 wherein said grammar is further for creating instances of a usage right having a first identifier for identifying a revenue owner.

12. The distribution system as recited in claim 1 wherein said grammar is further for creating instances of a usage right having a second identifier for identifying a class of rendering devices upon which an associated digital work can be rendered.

13. The distribution system as recited in claim 1 wherein said grammar is further for creating a first version of a usage right having a first set of conditions and a second version of said usage right having a second set of conditions.

14. A computer based system for controlling distribution and use of digital works comprising:

a usage rights grammar for creating instances of usage rights which define how a digital work is capable of being used or distributed, said usage rights grammar comprising a first plurality of grammar elements for defining transport usage rights and a second plurality of grammar elements for defining rendering usage rights;

means for attaching usage rights to digital works;

a plurality of repositories for storing and exchanging digital works, each of said plurality of repositories comprising;

means for storing digital works and their attached usage rights;

transaction processing means having a requester mode of operation for requesting access to a requested digital work, said request specifying a usage right, and a server mode of operation for processing requests to access said requested digital work based on said usage right specified in said request and the usage rights attached to said requested digital work; and

a coupling means for coupling to another of said plurality of repositories across a communications medium.

15. The computer based system for controlling distribution and use of digital works as recited in claim 14 wherein said first plurality of grammar elements is comprised of:

a loan grammar element for enabling a digital work to be loaned to another repository;

a copy grammar element for enabling a copy of digital work to be made and transported to another repository; and

a transfer grammar element for enabling a digital work to be transferred to another repository.

16. The computer based system for controlling distribution and use of digital works as recited in claim 14 wherein said second plurality of grammar elements is comprised of:

a play grammar element for enabling a digital work to be rendered on a specified class of player device; and

a print grammar element for enabling a digital work to be printed on a specified class of printer device.

17. The computer based system for controlling distribution and use of digital works as recited in claim 14 wherein said grammar is further comprised of a third plurality of grammar elements for defining file management usage rights.

18. The computer based system for controlling distribution and use of digital works as recited in claim 17 wherein said third plurality of grammar elements is comprised of:

a backup grammar element for enabling a backup copy of digital work to be made;

a restore grammar element for enabling an existing backup copy of a digital work to be restored; and

a delete grammar element for enabling a digital work to be deleted.

19. The computer based system for controlling distribution and use of digital works as recited in claim 14 wherein said grammar is further comprised of a fourth plurality of grammar elements for enabling a digital work to be used in the creation of a new digital work.

20. The computer based system for controlling distribution and use of digital works as recited in claim 19 wherein said fourth plurality of grammar elements is comprised of:

an extract grammar element for enabling extraction of a portion of a digital work for insertion into another digital work;

an embed grammar element for enabling a digital work to be embedded into another digital work; and

an edit grammar element for enabling a digital work to be edited by a specified class of edit processes.

21. The computer based system for controlling distribution and use of digital works as recited in claim 14 wherein said grammar is further comprised of a fifth plurality of grammar elements for enabling the secure installation and uninstallation of digital works comprising of software programs.

22. The computer based system for controlling distribution and use of digital works as recited in claim 14 wherein said usage rights grammar provides for a set of creator specified conditions which must be satisfied for each instantiation of a usage right defined by a grammar element.

23. The computer based system for controlling distribution and use of digital works as recited in claim 22 wherein said set of creator specified conditions is comprised of a security class condition, access conditions, copy count condition, fee conditions and time restriction conditions.

24. The computer based system for controlling distribution and use of digital works as recited in claim 23 wherein said access condition specifies an authorization certificate that must be present before an associated right may be exercised and each of said plurality of repositories is further comprised of an authorization server for checking authorization certificates.

25. A method for controlling distribution and use of digital works comprising the steps of:

a) creating a set of usage rights from a usage rights grammar, each of said usage rights defining a specific instance of how a digital work is capable of being used or distributed, each of said usage rights specifying one or more conditions which must be satisfied in order for said usage right to be exercised;

b) attaching said set of usage rights to a digital work;

c) storing said digital work and its attached usage rights in a first repository;

d) a second repository initiating a request to access said digital work in said first repository, said request specifying a usage right;

e) said first repository receiving said request from said second repository;

f) said first repository determining if said specified usage right is attached to said digital work;

g) said first repository denying access to said digital work if said identified usage right is not attached to said digital work;

h) if said identified usage right is attached to said digital work, said first repository determining if conditions specified by said usage right are satisfied;

i) if said conditions are not satisfied, said first repository denying access to said digital work; and

j) if said conditions are satisfied, said first repository transmitting said digital work to said second repository.

26. The method as recited in claim 25 wherein said one or more conditions specified by said usage right includes a security class condition, access conditions, copy count condition, fee condition and time restriction conditions and said step of said first repository determining if conditions specified by said usage right are satisfied is further comprised of the step of:

f1) said first repository determining if all specified security class conditions are satisfied;

f2) said first repository determining if all specified access conditions are satisfied;

f3) said first repository determining if all specified copy count conditions are satisfied;

f4) said first repository determining if all specified fee conditions are satisfied; and

f5) said first repository determining if all specified time restriction conditions are satisfied.

27. The method as recited in claim 26 wherein said step of a second repository initiating a request to access said digital work in said first repository is further comprised of the step of said second repository specifying the version of said usage right.

28. The method as recited in claim 25 wherein said step of creating a set of usage rights from a usage rights grammar is further comprised of the step of creating a first version of a usage right having a first set of conditions and a second version of said usage right having a second set of conditions.