Anti-fraud biometric scanner that accurately detects blood flow

• US 5,737,439 A
• Filed: 10/29/1996
• Issued: 04/07/1998
• Est. Priority Date: 10/29/1996
• Status: Expired due to Term

• Current Assignee: Open Invention Network LLC
• Original Assignee: Smarttouch Incorporated
• Inventors: Hoffman, Ned, Pare, Jr., David Ferrin, Lee, Jonathan Alexander, Lapsley, Philip Dean
• Primary Examiner(s): JOHNS, ANDREW W
• Application Number:
  US08/739,313
• Time in Patent Office: 525 Days
• Field of Search: 382/115, 382/116, 382/124, 382/128, 356/71, 340/825.31, 340/825.34, 128/666, 128/687, 902/3
• US Class Current: 382/115
• CPC Class Codes: A61B 5/02416 using photoplethysmograph signals, e.g. generated by infrared radiation A61B5/14552 takes precedence
• CPC Class Codes: A61B 5/1171 based on the shapes or appearances of their bodies or parts thereof
• CPC Class Codes: G06V 10/143 Sensing or illuminating at different wavelengths
• CPC Class Codes: G06V 40/1394 using acquisition arrangements
• CPC Class Codes: G06V 40/40 Spoof detection, e.g. liveness detection
• CPC Class Codes: G07C 9/37 using biometric data, e.g. fingerprints, iris scans or voice recognition
• CPC Class Codes: H04L 63/0861 using biometrical features, e.g. fingerprint, retina-scan cryptographic mechanisms or cryptographic arrangements for entity authentication using biological data H04L9/3231

Abstract

The invention discloses an anti-fraud biometric scanner that determines whether an object exhibits characteristics of blood flow consistent with that of a live human. The anti-fraud biometric scanner has biometric scanning means for obtaining a biometric sample from the object, blood flow detection means for determining whether the object exhibits characteristics of blood flow consistent with that of a live human, and deception detection means for determining if the object is attempting to deceive the blood flow detection means. The blood flow detection means comprises a first light source for illuminating the object, a photodetector for measuring light energy from the object, and computing means for controlling the first light source and processing output from the photodetector. The deception detection means provides means for detecting movement by the object in an attempt to deceptively simulate blood flow. The means for detecting movement uses the computing means and turns off the first light source, turns on a second light source, measures any time-varying light energy from the object, and, if the measured time-varying light energy is above a threshold, determines that fraud is occurring.

Claims

1. An anti-fraud biometric scanner that determines whether an object exhibits characteristics of blood flow consistent with that of a live human, comprising:

a) biometric scanning means for obtaining a biometric sample from the object;

b) blood flow detection means for determining whether the object exhibits characteristics of blood flow consistent with that of a live human; and

c) deception detection means for determining if the object is attempting to deceive the blood flow detection means.

2. The apparatus of claim 1 wherein the blood flow detection means comprises:

a) a first light source for illuminating the object;

b) a photodetector for measuring light energy from the object; and

c) computing means for controlling the first light source and processing output from the photodetector.

3. The apparatus of claim 2 wherein the deception detection means comprises means for detecting movement by the object in an attempt to deceptively simulate blood flow.

4. The apparatus of claim 3 wherein the means for detecting movement comprises a second light source, and wherein the computing means turns off the first light source, turns on the second light source, measures any time-varying light energy from the object, and, if the measured time-varying light energy is above a threshold, determines that fraud is being attempted.

5. The apparatus of claim 4 wherein the second light source has a wavelength of approximately 805 nm.

6. The apparatus of claim 4 wherein the second light source is a light-emitting diode.

7. The apparatus of claim 2 wherein the deception detection means comprises means for detecting whether the object emits light in an attempt to deceptively simulate blood flow.

8. The apparatus of claim 7 wherein when the first light source is off, the computing means processes any measured light energy from the photodetector, and, if the measured light energy is above a threshold, determines that fraud is being attempted.

9. The apparatus of claim 2 wherein the first light source has a wavelength of approximately 660 nm.

10. The apparatus of claim 2 wherein the first light source comprises a light-emitting diode.

11. The apparatus of claim 2 wherein the first light source comprises a bi-color light-emitting diode.

12. The apparatus of claim 11 wherein the bi-color light-emitting diode produces light at a wavelength of approximately 660 nm when electrically biased in a first direction, and light at a wavelength of approximately 805 nm when electrically biased in the opposite direction.

13. The apparatus of claim 2 wherein the computing means is selected from the group comprising:

a microprocessor, a microcontroller, a digital signal processor, digital logic circuitry, analog circuitry.

14. The apparatus of claim 2 wherein the first light source and the photodetector are arranged such that light from the first light source is transmitted through the object and impinges upon the photodetector.

15. The apparatus of claim 2 wherein the first light source and the photodetector are arranged such that light from the first light source is reflected from the object and impinges upon the photodetector.

16. The apparatus of claim 2 wherein the photodetector comprises an image-conversion means for converting a two-dimensional image into an electrical signal.

17. The apparatus of claim 16 wherein the image-conversion means is a CCD.

18. The apparatus of claim 16 wherein the image-conversion means is a CMOS image array.

19. The apparatus of claim 2 wherein the first light source is a bi-color light-emitting diode.

20. The apparatus of claim 19 wherein the deception detection means comprises means for detecting movement by the object in an attempt to deceptively simulate blood flow.

21. The apparatus of claim 20 wherein the computing means electrically biases the bi-color light-emitting diode to produce infrared light, measures any time-varying light energy from the object, and, if the measured time-varying light energy is above a threshold, determines that fraud is being attempted.

22. The apparatus of claim 19 wherein the deception detection means comprises means for detecting whether the object emits light in an attempt to deceptively simulate blood flow.

23. The apparatus of claim 22 wherein when the first light source is off, the computing means processes any measured light energy from the photodetector, and, if the measured light energy is above a threshold, determines that fraud is being attempted.

24. The apparatus of claim 1 wherein the biometric scanning means comprises a fingerprint scanner.

25. The apparatus of claim 24 wherein the fingerprint scanner comprises:

a) a prism on which the object rests,

b) a fingerprint scanner light source for illuminating the object, and

c) a fingerprint scanner image-conversion means for converting a two-dimensional image of the object to an electrical signal.

26. The apparatus of claim 24 wherein the fingerprint scanner comprises a two-dimensional capacitance detector, whereby a fingerprint image is formed using capacitance.

27. The apparatus of claim 24 wherein the fingerprint scanner comprises:

a) a transparent surface on which the object is placed,

b) at least two holograms for redirecting light incident at an angle substantially parallel to the surface of the holograms to an angle of about 90 degrees to the surface of the holograms,

c) a fingerprint scanner light source for illuminating the holograms at an angle substantially parallel to the surface of the holograms, and

d) an image-conversion means for converting a two-dimensional image of the object to an electrical signal.

28. The apparatus of claim 24 wherein the fingerprint scanner comprises:

a) a surface on which the object is placed,

b) an ultrasound transmitter for irradiating the object with ultrasonic energy,

c) an ultrasound receiver for measuring ultrasonic energy reflected from the object, and

d) an ultrasound imaging means for converting electrical signals from the ultrasound receiver to another electrical signal that represents a two-dimensional image of the object,

whereby a fingerprint image is formed using ultrasonic energy.

29. The apparatus of claim 1 wherein the biometric scanning means comprises a hand geometry scanner.

30. An anti-fraud biometric scanner that determines whether an object exhibits characteristics of blood flow consistent with that of a live human, comprising:

a) biometric scanning means for obtaining a biometric sample from the object;

b) blood flow detection means for determining whether the object exhibits characteristics of blood flow consistent with that of a live human; and

c) means for detecting movement by the object in an attempt to deceptively simulate blood flow.

31. An anti-fraud biometric scanner that determines whether an object exhibits characteristics of blood flow consistent with that of a live human, comprising:

a) biometric scanning means for obtaining a biometric sample from the object;

b) blood flow detection means for determining whether the object exhibits characteristics of blood flow consistent with that of a live human; and

c) means for detecting whether the object has a light source that it is using in an attempt to deceptively simulate blood flow.

32. An anti-fraud biometric scanner that determines whether an object exhibits characteristics of blood flow consistent with that of a live human, comprising:

a) biometric scanning means for obtaining a biometric sample from the object;

b) blood flow detection means for determining whether the object exhibits characteristics of blood flow consistent with that of a live human, further comprising;

i) a first light source for illuminating the object;

ii) a photodetector for measuring light energy from the object;

iii) computing means for controlling the first light source and processing output from the photodetector; and

c) deception detection means wherein the computing means turns off the first light source, turns on an infrared light source, measures any time-varying light energy from the object, and determines that fraud is being attempted if the measured time-varying light energy is above a threshold.

33. An anti-fraud biometric scanner that determines whether an object exhibits characteristics of blood flow consistent with that of a live human, comprising:

a) biometric scanning means for obtaining a biometric sample from the object,

b) blood flow detection means for determining whether the object exhibits characteristics of blood flow consistent with that of a live human, further comprising;

i) a light source for illuminating the object;

ii) a photodetector for measuring light energy from the object;

iii) computing means for controlling the light source and processing output from the photodetector; and

c) deception detection means wherein the photodetector measures light energy emitted by the object when the light source is off, and wherein the computing means determines that fraud is being attempted if the measured light energy is above a threshold.

34. A method for rapidly determining whether an object presented to a biometric scanner exhibits characteristics of blood flow consistent with that of a live human, comprising the steps of:

a) illuminating the object with a first light source,

b) measuring the light energy from the object to produce a first measurement,

c) a blood flow detection step, wherein the first measurement is processed to determine if the measurement is consistent with blood flow of a live human, and

d) a deception detection step, wherein attempts to deceive the blood flow detection step are detected.

35. The method of claim 34 wherein the deception detection step comprises:

a) extinguishing the first light source,

b) measuring the light energy emitted by the object while the first light source is extinguished to produce a second measurement wherein it is determined that fraud is being attempted if the second measurement is above a threshold.

36. The method of claim 34 wherein the deception detection step comprises:

a) extinguishing the first light source,

b) illuminating the object with a second light source,

c) measuring the time-varying light energy from the object while the first light source is extinguished and the object is illuminated with the second light source to produce a third measurement wherein it is determined that fraud is being attempted if the third measurement is above a threshold.

37. The method of claim 36 wherein the second light source has a wavelength of approximately 805 nm.

38. The method of claim 34 wherein the blood flow detection step further comprises the steps of:

a) scaling the amplitude of the measured light energy, producing a scaled signal,

b) filtering the scaled signal to remove low-frequency components, producing a filtered signal,

c) measuring the frequency of the filtered signal, producing a frequency indication,

d) measuring the amplitude of the filtered signal, producing an amplitude indication,

e) comparing the frequency indication and the amplitude indication to thresholds to determine if they exhibit characteristics of blood flow consistent with that of a live human.

39. The method of claim 38 wherein the measurement of the frequency of the filtered signal is performed by a method selected from the following:

a phase-locked loop, a Kalman filter, an LMS adaptive filter, or a slope-detecting filter.

40. The method of claim 38 wherein the measurement of the amplitude of the filtered signal comprises squaring the measured light energy.

41. The method of claim 38 wherein the measurement of the amplitude of the filtered signal comprises taking the absolute value of the measured light energy.

42. The method of claim 34 wherein the steps are repeated periodically.

43. The method of claim 34 wherein the deception detection step is executed at randomly selected times.

44. The method of claim 34 wherein the first light source has a wavelength of approximately 660 nm.

45. A method for rapidly determining whether an object presented to a biometric scanner exhibits characteristics of blood flow consistent with that of a live human, comprising the steps of:

a) illuminating the object with a first light source,

b) measuring the light energy from the object to produce a first measurement,

c) a blood flow detection step, wherein the first measurement is processed to determine if the first measurement is consistent with blood flow of a live human, and

d) a deception detection step, wherein attempts to deceive the blood flow detection step are detected, further comprising;

i) extinguishing the first light source,

ii) measuring the light energy emitted by the object while the first light source is extinguished to produce a second measurement,

iii) illuminating the object with a second light source,

iv) measuring the time-varying light energy from the object while the first light source is extinguished and the object is illuminated with the second light source to produce a third measurement

wherein it is determined that fraud is being attempted if the second or third measurement is above a threshold.