Method for determining forgeries and authenticating signatures

• US 5,737,886 A
• Filed: 04/04/1996
• Issued: 04/14/1998
• Est. Priority Date: 04/04/1996
• Status: Expired due to Term

• Current Assignee: Legends Incorporated
• Original Assignee: Robert J. Kruckemeyer
• Inventors: Kruckemeyer, Robert J.
• Primary Examiner(s): Fridie, Jr., Willmon
• Application Number:
  US08/627,600
• Time in Patent Office: 740 Days
• Field of Search: 283/67, 283/70, 283/72, 283/82, 283/74, 283/75, 380/23, 380/25, 380/26, 340/825.34
• US Class Current: 283/67
• CPC Class Codes: B42D 25/29 Securities; Bank notes
• CPC Class Codes: G06Q 20/341 Active cards, i.e. cards including their own processing means, e.g. including an IC or chip
• CPC Class Codes: G06Q 20/40145 Biometric identity checks
• CPC Class Codes: G07D 7/0043 using barcodes
• CPC Class Codes: G07F 7/1008 Active credit-cards provided with means to personalise their use, e.g. with PIN-introduction/comparison system

Abstract

A method for deterring forgeries and authenticating signatures placed on any document or other object (collectively "Item") is disclosed. A first forgery-proof diffraction grating pattern or similar information bearing medium (Electronic Fingerprint or "EF") is issued to a person whose signature is being protected ("Principal") by a central registrar ("CR"). A personal identification number ("PIN") which has been assigned by the CR to the Principal is encoded on the EF. The PIN remains constant and is encoded on all EFs distributed to the Principal. In addition to the PIN, the EF contains another code ("Code") that is distinct for each EF distributed to the Principal. The Principal must acknowledge to the CR, through the use of his or her PIN, that he or she has received physical possession of the EFs before the EFs are considered valid. As the Item is transferred from one Holder to the next, a record of the transfer of the Item is kept by the CR which has the capacity to issue CAs to all subsequent Holders of the Item.

Claims

1. A forgery deterrent and authentication system, comprising:

a. the encoding of a principal'"'"'s personal identification number and separately numbered codes on an information bearing medium using a central registrar;

b. the placing of the principal'"'"'s information bearing medium on items signed by the principal with a tamper proof adhesive;

c. the authenticating of the principal'"'"'s information bearing medium through a reeder;

d. the issuing of a certificate of authenticity of at least one of the items including attaching a duplicate information bearing medium thereto; and

e. the maintaining of a database containing the record of possession of at least one of the items.

2. The system of claim 1, wherein the information bearing medium includes a forgery proof diffraction grating pattern.

3. The system of claim 2, wherein the diffraction grating pattern includes an optically generated diffraction pattern.

4. The system of claim 2, wherein the diffraction grating pattern includes a mechanically generated diffraction pattern.

5. The system of claim 1, wherein the information bearing medium includes a forgery proof random dot matrix pattern.

6. The system of claim 1, wherein the information contained on the principal'"'"'s information bearing medium and the information on the duplicate information bearing medium are identical.

7. The system of claim 1, wherein there is further included:

f. the accessing of the identity of the principal assigned to the personal identification number encoded on the information bearing medium by an agent of the central registrar.

8. The system of claim 1, wherein the record of possession includes a record of the issuance of the certificates of authenticity.

9. The system of claim 1, wherein the information bearing medium includes individual pieces for a principal, each piece having the personal identification number of the principal and a separately numbered one of the separately numbered codes.

10. The system of claim 9, wherein the separately numbered one of the separately numbered codes is a unique code.

11. The system of claim 10, wherein the separately numbered codes are sequentially numbered.

12. The system of claim 10, wherein the issuing of the certificate of authority includes:

g. the entering of a description of the item corresponding to the separately numbered code in the database.

13. The system of claim 12, wherein there is further included:

h. the providing of accessibility of portions of the database to an agent.

14. The system of claim 13, wherein the description of the item assigned to the code encoded on the information bearing medium is accessible to the agent.

15. The system of claim 14, wherein the agent acts with the central registrar.

16. The system of claim 1, wherein the item includes a signature.

17. The system of claim 16, wherein the item includes a will.

18. Apparatus for a forgery deterrent and authentication system for a principal having items, comprising:

a. an information bearing medium;

b. a central registrar;

c. a first set of codes, each code corresponding to a principal personal identification number;

d. a second set of separately numbered codes;

e. encoding means for encoding information including said principal'"'"'s personal identification number and said separately numbered codes on said information bearing medium using said central registrar;

f. a tamper proof adhesive;

g. placement means for placing of said principal'"'"'s information bearing medium on the items with said tamper proof adhesive

h. a reader;

i. authentication means for authentication of said principal'"'"'s information bearing medium through said reader

j. a certificate of authenticity, said certificate corresponding to at least one of the items, said certificate including duplicate information bearing medium attached thereto having second information; and

k. a database having means for maintaining said database, said database containing records of possession of at least one of the items.

19. The apparatus of claim 18, wherein said information bearing medium includes a forgery proof diffraction grating pattern.

20. The apparatus of claim 19, wherein said diffraction grating pattern includes an optically generated diffraction pattern.

21. The apparatus of claim 19, wherein said diffraction grating pattern includes a mechanically generated diffraction pattern.

22. The apparatus of claim 18, wherein said information bearing medium includes a forgery proof random dot matrix pattern.

23. The apparatus of claim 18, wherein said information contained on said principal'"'"'s information bearing medium and said information on said information bearing medium are identical.

24. The apparatus of claim 18, wherein an agent is used and there is further included:

l. access means for accessing the identity of the principal assigned to said personal identification number encoded on said information bearing medium by the agent.

25. The apparatus of claim 18, wherein said record of possession include a record of the issuance of said certificates of authenticity.

26. The apparatus of claim 18, wherein said information bearing medium includes individual pieces for the principal, each piece having said personal identification number of the principal and a separately numbered one of said separately numbered codes.

27. The apparatus of claim 26, wherein said separately numbered one of the separately numbered codes is a unique code.

28. The system of claim 27, wherein said separately numbered codes are sequentially numbered.

29. The apparatus of claim 27, wherein there is further included:

m. enter means for entering a description of the item corresponding to said separately numbered code in said database.

30. The apparatus of claim 29, wherein an agent is used and wherein there is further included:

n. access means for providing availability of portions of said database to the agent.

31. The apparatus of claim 30, wherein said description of the item assigned to said code encoded on said information bearing medium is accessible to the agent.

32. The apparatus of claim 31, wherein the agent acts with said central registrar.

33. The apparatus of claim 18 wherein the item includes a signature and said authentication means includes means for verifying the signature.

34. A forgery deterrent and authentication method for signatures, comprising the steps of:

a. registering the principal with a central registrar that issues to the principal an information bearing medium that includes an encoded personal identification number and a second numbered code;

b. placing the information bearing medium on an item by the principal next to the principal'"'"'s signature with a tamper proof adhesive;

c. reading of the principal'"'"'s information bearing medium placed on the item using the central registrar;

d. identifying the principal through the principal'"'"'s personal identification number by the central registrar;

e. identifying of the item through the second numbered code by the central registrar;

f. providing a certificate of authenticity by the central registrar including thereon a second information bearing medium with an identical personal identification number and second numbered code; and

g. maintaining a database that identifies principals, items, the current known holder of an item and the date of issuance of a certificate of authenticity.

35. The method of claim 34, wherein step c is performed by an agent.

36. The method of claim 34, wherein step d is performed by an agent.

37. The method of claim 34, wherein step e is performed by an agent.