Method and system for detection of deception using scaled P300 scalp amplitude distribution

• US 5,957,859 A
• Filed: 07/28/1997
• Issued: 09/28/1999
• Est. Priority Date: 07/28/1997
• Status: Expired due to Fees

• Current Assignee: Brainwave Science Incorporated
• Original Assignee: J. Peter Rosenfeld Ph.D.
• Inventors: Rosenfeld, J. Peter
• Primary Examiner(s): Manuel, George
• Assistant Examiner(s): SHAW, SHAWNA JEANNINE
• Application Number:
  US08/901,617
• Time in Patent Office: 792 Days
• Field of Search: 600/544, 600/545, 600/546, 128/898, 128/920
• US Class Current: 600/544
• CPC Class Codes: A61B 5/164 Lie detection
• CPC Class Codes: A61B 5/369 Electroencephalography [EEG] devices for psychotechnics A61B5/16
• CPC Class Codes: A61B 5/372 Analysis of electroencephalograms

Abstract

A method and system for testing for untruthfulness in a subject. In a testing session, at least one test stimulus is presented to the subject. The subject'"'"'s brain waves are sensed from at least two locations of the subject'"'"'s scalp to obtain a scaled distribution representing the subject'"'"'s response to the at least one test stimulus. The distribution obtained in response to the test stimulus is compared to a similarly scaled control distribution of the subject'"'"'s brain waves. The control distribution represents the brain waves sensed from the at least two locations of the subject'"'"'s scalp in response to a control stimulus. The subject'"'"'s truthfulness in response to the at least one test stimulus is inferred from the comparison.

Claims

1. A system for detecting untruthfulness in a subject comprising:

equipment for administering one or more testing sessions, each of said one or more testing sessions comprising presenting at least one test to the subject and obtaining a reply to said at least one test from the subject the untruthfulness of which is to be determined;

sensing equipment responsive to brain waves from at least two locations of a subject'"'"'s scalp and producing output signals indicative thereof, each of said output signals having a peak amplitude associated with each reply; and

analysis equipment including a program responsive to said output signals for generating a test profile representing the relationship between said peak amplitudes sensed at said at least two locations for each reply and comparing said test-profile to a previously obtained control profile for which truthfulness by the subject has been established.

2. The system of claim 1 wherein said testing session comprises:

a series of tests, wherein in each of said tests the subject is required to provide a reply; and

wherein a profile of the subject'"'"'s brain waves is obtained during each of said tests.

3. The system of claim 1 wherein said testing session comprises:

a presentation to the subject of a control sample stimulus about which the subject is known to be familiar;

and wherein said program determines a control profile from the output signals from said sensing equipment associated with said presentation of said control sample stimulus to thereby provide said previously obtained control profile for which truthfulness has been established.

4. The system of claim 1 wherein said test profile and said control profile each represent a scaled distribution of said output signals.

5. The system of claim 1 wherein said sensing equipment is responsive to brain waves from at least three locations.

6. The system of claim 1 wherein said analysis equipment further comprises means for calculating a bootstrapped distribution of said output signals and means for determining an analysis of variance on the means of said bootstrapped distributions between the control profile and the test profile of said output signals associated with said reply.

7. The system of claim 1 wherein said sensing equipment is responsive to P300 brain waves.

8. The system of claim 1 wherein said testing session comprises:

a presentation of a sample stimulus; and

a presentation of the test, said test comprising a test stimulus;

and wherein said reply comprises an indication by the subject whether said test stimulus matches said sample stimulus.

9. The system of claim 1 wherein said testing session comprises:

a presentation of a sample stimulus; and

a presentation of a test, said test comprising presentation of a plurality of test stimuli wherein at least one of said test stimuli matches said sample stimulus and wherein at least one of said test stimuli does not match said sample stimulus;

and wherein said reply comprises an indication on the part of the subject whether said test stimulus matches said sample stimulus.

10. The system of claim 9 wherein said at least one of said test stimuli matching said sample stimulus is presented infrequently enough to produce an oddball effect.

11. The system of claim 1 further comprising:

acquisition of the control profile by presentation of a plurality of stimuli including control stimuli about which the subject is known to be familiar, obtaining P300 brain waves of the subject at said at least two locations in response to said control stimuli, and generation of a profile thereof.

22. The invention of claim 1 wherein said test profile and said control profile each represent an amplitude independent distribution of said output signals.

37. The system of claim 1 wherein said relationship is a curve.

38. The system of claim 1 wherein said relationship is a iso-potential map.

12. A method for detecting untruthfulness in a subject, said method comprising the steps of:

presenting a trial to a subject;

during said trial, obtaining brain wave measurements from at least two scalp sites of the subject;

calculating a peak amplitude for each brain wave measurement from each site;

generating a profile representative of the relationship between said peak amplitudes from the at least two sites; and

comparing said profile of said brain wave measurements to a profile for which truthfulness has been established.

13. The method of claim 12 further comprising:

presenting a series of tests, wherein in each of said tests the subject is required to provide a reply to a test stimulus; and

obtaining a profile representing the relative amplitudes for the amplitude distribution of the subject'"'"'s brain waves from said at least two sites during each of said series of tests.

14. The method of claim 12 further comprising:

presenting to the subject a control sample stimulus about which the subject is known to be familiar; and

obtaining brain wave measurements from said at least two scalp sites of the subject in response to presentation of said control sample; and

determining a control profile representing a comparison of the amplitude distribution from the brain wave measurements obtained from said at least two sites in response to said presentation of said control sample.

15. The method of claim 14 further comprising:

comparing said profile of said brain wave measurements to said control profile.

16. The method of claim 12 wherein said trial requires the subject to provide a reply to a test stimulus.

17. The method of claim 12 wherein said step of comparing further comprises determining a scaled distribution of said brain wave measurements from the at least two sites.

18. The method of claim 12 wherein said step of comparing further comprises calculating a bootstrapped distribution of said brain wave measurements and determining an analysis of variance on the means of said bootstrapped distributions between the profile of said brain wave measurements for which truthfulness had been established and the profile of said brain wave measurements from the at least two sites obtained during the trial.

19. The method of claim 12 wherein said step of comparing further comprises performing a cross correlation analysis between the profile of said brain wave measurements for which truthfulness had been established and the profile of said brain wave measurements from the at least two sites obtained during the trial.

23. The method of claim 12 wherein the comparing step further comprises an amplitude independent comparison of said brain wave measurements from the at least two sites.

39. The method of claim 12 wherein said step of generating further comprises the step of generating a curve.

40. The method of claim 12 wherein said step of generating further comprises the step of generating a iso-potential map.

20. A system for determining truthfulness of a subject and having sensing equipment responsive to brain waves from at least two scalp sites of the subject and a test session in which the subject replies to a presentation of a test stimulus, the system comprising:

means for obtaining a control profile representing P300 responses of a subject at a plurality of scalp sites;

means for presenting the subject with a plurality of trials;

means for obtaining a response profile of the subject representing P300 responses of the subject at said plurality of scalp sites to said plurality of trials; and

means for comparing said response profile to said control profile as an indicator of truthfulness.

21. The system of claim 20 wherein said presenting means further comprises means for presenting a series of trials wherein at least some trials of said series of trials present information about which the subject is unfamiliar and other trials of said series of trials present information about which the subject'"'"'s familiarity is subject to detection for deception.

24. The system of claim 20 wherein said response profile and said control profile each represent amplitude independent distributions of said P300 responses.

25. The system of claim 20 wherein said response profile and said control profile each represent a vector length scaled distribution of said P300 responses.

26. A method for detecting untruthfulness in a subject, said method comprising the steps of:

presenting a trial to a subject;

during said trial, obtaining brain wave measurements from at least two scalp sites of the subject;

calculating a peak amplitude for the brain wave measurements from each site;

generating a curve from said peak amplitudes from the at least two sites, said curve representing a test profile of said brain wave measurements; and

comparing said test profile curve of said brain wave measurements to a similarly obtained control profile curve for which truthfulness has been established.

27. The method of claim 26 wherein said comparing step further includes the step of comparing the shapes of said test profile and said control profile.

28. The method of claim 26 further comprising the step of normalizing said brain wave measurements from the at least two sites.

29. The method of claim 28 wherein said normalizing step further includes the step of vector length scaling said brain wave measurements from the at least two sites.

30. The method of claim 26 further comprising:

presenting a series of tests, wherein in each of said tests the subject is required to provide a reply to a test stimulus; and

generating a curve representing a test profile from the amplitude distribution of the subject'"'"'s brain waves from said at least two sites during each of said series of tests.

31. The method of claim 26 further comprising:

presenting to the subject a control sample stimulus about which the subject is known to be familiar; and

obtaining brain wave measurements from said at least two scalp sites of the subject in response to presentation of said control sample; and

generating a curve representing a control profile from the amplitude distribution of the brain wave measurements obtained from said at least two sites in response to said presentation of said control sample.

32. The method of claim 31 further comprising:

comparing said test profile of said brain wave measurements to said control profile.

33. The method of claim 26 wherein said trial requires the subject to provide a reply to a test stimulus.

34. The invention of claim 26 wherein said step of comparing further comprises determining a scaled distribution of said brain wave measurements from the at least two sites.

35. The method of claim 26 wherein said step of comparing further comprises calculating a bootstrapped distribution of said brain wave measurements and determining an analysis of variance on the means of said bootstrapped distributions between the control profile of said brain wave measurements for which truthfulness had been established and the test profile of said brain wave measurements from the at least two sites obtained during the trial.

36. The method of claim 26 wherein said step of comparing further comprises performing a cross correlation analysis between the control profile of said brain wave measurements for which truthfulness had been established and the test profile of said brain wave measurements from the at least two sites obtained during the trial.