Economical skin-pattern-acquisition and analysis apparatus for access control; systems controlled thereby

• US 5,963,657 A
• Filed: 09/09/1996
• Issued: 10/05/1999
• Est. Priority Date: 09/09/1996
• Status: Expired due to Term

• Current Assignee: Bioscrypt, Inc. (Advent International Corporation)
• Original Assignee: Arete Associates
• Inventors: Bolton, Clive, Bowker, J. Kent, Lubard, Stephen C., Miller, Stephen G., Wartman, John M.
• Primary Examiner(s): Boudreau, Leo H.
• Assistant Examiner(s): MEHTA, BHAVESH M
• Application Number:
  US08/709,785
• Time in Patent Office: 1,121 Days
• Field of Search: 382/115-117, 382/124-127, 356/71, 356/73, 348/156, 348/161, 340/825.3, 340/825.31, 340/825.34, 250/227.11, 250/227.2, 250/556, 235/379-382.5, 902/3-6
• US Class Current: 382/127
• CPC Class Codes: G06V 40/1324 by using geometrical optics, e.g. using prisms G06V40/1312 takes precedence
• CPC Class Codes: G07C 9/37 using biometric data, e.g. fingerprints, iris scans or voice recognition

Abstract

Surface relief of a finger etc. is read using an optical-fiber prism unit, with fiber terminations at one end to contact the surface, and at the other for light passage along fibers from the first. Light enters where NA<0.5 and fiber diameter is constant with longitudinal position. The device is in a 1.4-2 L case, with a battery or power input, converter to form a corresponding data array for verifying, digital signal processor to do the verifying, and output to indicate or implement a decision. A video controller (with custom-programmed logic circuit) operates the sensors to develop the data array; an ADC digitizes the array; memory holds an authorized-user skin-pattern template, firmware for the processor, and data used in verifying; an output register holds the decision signal--all on a control, address, and data bus. High-power, radiative elements and a fast high-impedance data reader are on a common board in an isolating layout. The prism unit is cylindrical, held by a cylindrical-section cradle and forming a novel condenser lens to support lights and couple light to the prism. The imager has a cylindrical wall, transverse face for output of a skin pattern, and angled elliptical face to contact skin. To make many optical-fiber prisms each with one transverse and one angled face, transverse and angled cuts through a fused-fiber cylinder are alternated. The verifier can be within, and respond to the analysis to control, a door handle or lock: a hand need not move from reading position to open the door.

Claims

1. Apparatus for acquiring surface-relief data from a relieved surface such as a finger;

said apparatus comprising;

prism means formed from optical fibers and including;

a first end, comprising terminations of the fibers for contact with such relieved surface, and

a second end, comprising opposite terminations of the same or corresponding fibers, for passage of light traveling along the fibers from the first end;

means for projecting light across the fibers in a region where the prism means satisfy at least one physical condition for efficient nonducting transillumination based upon a relationship between indices of refraction in the prism means, for lighting the first-end terminations;

wherein a light fraction dependent on contact between such relieved surface and each illuminated first-end termination is ducted from that termination along its fiber;

electrooptical means for receiving at the second end each light fraction from the first end, and in response forming an electrical signal characteristic of such surface relief; and

intermediate focal means for relaying each light fraction at said second end to the electrooptical means.

2. The apparatus of claim 1, wherein:

the electrooptical means have an image-receiving area that is smaller than the second end of the prism means; and

the focal means form, on the image-receiving area of the electrooptical means, a reduced image of the second end of the prism means.

3. The apparatus of claim 2, wherein:

the focal means comprise at least one lens.

4. The apparatus of claim 1, wherein:

the focal means comprise an objective lens for imaging the second end of the prism means onto the electrooptical means.

5. The apparatus of claim 4, wherein:

the focal means further comprise means for flattening the focal surface, and improving uniformity of illumination, at the electrooptical means.

6. The apparatus of claim 5, wherein:

the flattening means further comprise a field lens closely adjacent to the second end of the prism means.

7. The apparatus of claim 4, wherein:

the focal means further comprise a field lens closely adjacent to the second end of the prism means.

8. The apparatus of claim 7, wherein:

the field lens is fixed to the second end of the prism means.

9. The apparatus of claim 7, wherein:

the field lens is formed in the second end of the prism means.

10. The apparatus of claim 7, wherein:

the objective focal length is roughly eight millimeters; and

the field-lens focal length is roughly forty millimeters.

11. The apparatus of claim 4, wherein:

the objective focal length is roughly eight millimeters; and

the objective, prism means and electrooptical means are spaced to provide a reduction factor of roughly three.

12. A bright-field FTIR apparatus according to claim 1, wherein:

said projecting means comprise means for projecting light to enter individual fibers, through their respective side walls, immediately adjacent to their respective terminations; and

each termination at said first end is oriented, relative to said projected light and relative to a longitudinal direction of its fiber, so that said light at that termination is;

reflected at that termination into and along its fiber toward the electrooptical means, if such relieved surface is out of contact with that termination, and

in large part scattered by such relieved surface out of the corresponding fiber, if such relieved surface is in contact with that termination.

13. A dark-field FTIR apparatus according to claim 1, wherein:

said projecting means comprise means for projecting light to enter individual fibers, through their respective side walls, immediately adjacent to their respective terminations at the first end; and

each termination at said first end is oriented, relative to said projected light and relative to a longitudinal direction of its fiber, so that said light at that termination is;

reflected at that termination out of its fiber, if such relieved surface is out of contact with that termination, and

fractionally scattered by such relieved surface into and along its said fiber toward the electrooptical means, if such relieved surface is in contact with that fiber termination.

14. A dark-field FTIR apparatus according to claim 1, wherein:

the prism means comprise a fiber-optic prism having a partially reflecting surface;

said projecting means comprise means for projecting light into said prism to enter individual fibers, through their respective side walls, immediately adjacent to the partially reflecting interface;

the partially reflecting interface redirects some of the light from the projecting means to pass along said individual fibers within said prism toward their respective terminations at the first end.

15. The apparatus of claim 1, wherein said at least one physical condition comprises:

a limitation on maximum permissible numerical aperture of the prism means; and

fiber diameter that is substantially constant with respect to longitudinal position.

16. Apparatus for acquiring surface-relief data from a relieved surface such as a finger;

said apparatus comprising;

prism means formed from optical fibers and including;

an optical data-input end, comprising terminations of fibers of the bundle, for contact with such relieved surface at the fiber terminations,

at least one side face for receiving light into the prism means across the fibers in a region where the prism means satisfy at least one physical condition for efficient nonducting transillumination based upon a relationship between indices of refraction in the prism means, and

a partially reflecting surface for redirecting light received through the side face to illuminate the fiber terminations at the data-input end;

means for receiving light that passes through the partially reflecting surface from the illuminated fiber terminations, and in response providing at least one signal which is characteristic of such surface relief; and

intermediate focal means for relaying light that passes through the partially reflecting surface to the receiving-and-providing means.

17. Apparatus according to claim 16, further comprising:

means for projecting light into the light-receiving face of the prism so that the light crosses part of the bundle to enter individual fibers through their respective side walls immediately adjacent to the partially reflecting surface, to be partially redirected by said surface toward the data-input end of the prism for illuminating the terminations at the data-input end of the prism.

18. Dark-field FTIR apparatus according to claim 16, wherein:

light reaching each data-input-end termination, depending on contact between that termination and such relieved surface, can be at least fractionally passed from that termination back into and along the corresponding fiber; and

light fractionally passed back into and along said corresponding fiber passes fractionally through the partially reflecting interface and the second optical element to the light-receiving means; and

further comprising;

an optical element formed from another bundle of optical fibers, secured to the prism along the partially reflecting surface and including an optical data-output end for passage of light traveling along the fibers from the data-input end and through the partially reflecting interface to the light-receiving means.

19. The apparatus of claim 16, wherein said at least one physical condition comprises:

a limitation on maximum permissible numerical aperture of the prism means; and

fiber diameter that is substantially constant with respect to longitudinal position.

20. Apparatus for acquiring surface-relief data from a relieved surface such as a finger;

said apparatus comprising;

prism means formed from optical fibers and including;

a first end, comprising terminations of the fibers for contact with such relieved surface, and

a second end, comprising opposite terminations of the same or corresponding fibers, for passage of light traveling along the fibers from the first end;

means for projecting light across the fibers for lighting the first-end terminations;

wherein a light fraction dependent on contact between such relieved surface and each illuminated first-end termination is ducted from that termination along its fiber; and

electrooptical means for receiving at the second end each light fraction from the first end, and in response forming an electrical signal characteristic of such surface relief; and

intermediate focal means for relaying each light fraction at said second end to the electrooptical means;

wherein the prism means, at least in a region where the light crosses the fibers, have a numerical aperture that does not exceed

space="preserve" listing-type="equation">2n.sub.avg (D/x.sub.F).sup.1/4,

where

n_avg ≡

average of core and cladding refractive indices in said region of the prism means;

D≡

periodicity of the fiber structure in said region; and

x_F ≡

illumination-path distance in said region;

said illumination-path distance being measured across the prism means if the apparatus is illuminated through one said side face, and being measured to the midplane of the prism means if the apparatus is illuminated through more than one said side face.

21. Apparatus for acquiring surface-relief data from a relieved surface such as a finger;

said apparatus comprising;

prism means formed from optical fibers and including;

a first end, comprising terminations of the fibers for contact with such relieved surface, and

a second end, comprising opposite terminations of the same or corresponding fibers, for passage of light traveling along the fibers from the first end;

means for projecting light across the fibers for lighting the first-end terminations;

wherein a light fraction dependent on contact between such relieved surface and each illuminated first-end termination is ducted from that termination along its fiber; and

electrooptical means for receiving at the second end each light fraction from the first end, and in response forming an electrical signal characteristic of such surface relief; and

intermediate focal means for relaying each light fraction at said second end to the electrooptical means;

wherein the prism means, at least where the light crosses the fibers, have a numerical aperture that does not exceed one-half.

22. Apparatus for acquiring surface-relief data from a relieved surface such as a finger;

said apparatus comprising;

prism means formed from optical fibers and including;

a first end, comprising terminations of the fibers for contact with such relieved surface, and

a second end, comprising opposite terminations of the same or corresponding fibers, for passage of light traveling along the fibers from the first end;

means for projecting light across the fibers for lighting the first-end terminations;

wherein a light fraction dependent on contact between such relieved surface and each illuminated first-end termination is ducted from that termination along its fiber; and

electrooptical means for receiving at the second end each light fraction from the first end, and in response forming an electrical signal characteristic of such surface relief; and

intermediate focal means for relaying each light fraction at said second end to the electrooptical means and

wherein the prism means, at least in a region where the light crosses the fibers, have a numerical aperture that does not exceed

space="preserve" listing-type="equation">2n.sub.avg (D/2x.sub.F).sup.1/4,

where

n_avg ≡

average of core and cladding refractive indices in said region of the prism means;

D≡

periodicity of the fiber structure in said region; and

x_F ≡

illumination-path distance in said region;

said illumination-path distance being measured across the prism means if the apparatus is illuminated through one said side face, and being measured to the midplane of the prism means if the apparatus is illuminated through more than one said side face.

23. Apparatus for acquiring surface-relief data from a relieved surface such as a finger;

said apparatus comprising;

prism means formed from optical fibers and including;

a first end, comprising terminations of the fibers for contact with such relieved surface, and

a second end, comprising opposite terminations of the same or corresponding fibers, for passage of light traveling along the fibers from the first end;

means for projecting light across the fibers for lighting the first-end terminations;

wherein a light fraction dependent on contact between such relieved surface and each illuminated first-end termination is ducted from that termination along its fiber; and

electrooptical means for receiving at the second end each light fraction from the first end, and in response forming an electrical signal characteristic of such surface relief; and

intermediate focal means for relaying each light fraction at said second end to the electrooptical means;

wherein the prism means, at least where the light crosses the fibers, have a numerical aperture that does not exceed 0.42.

24. Apparatus for acquiring and using surface-relief data, from a relieved surface such as a finger, for controlling access to facilities, equipment, a financial service or information;

said apparatus comprising;

prism means formed from optical fibers and including;

a first end, comprising terminations of the fibers for contact with such relieved surface, and

a second end, comprising opposite terminations of the same or corresponding fibers, for passage of light traveling along the fibers from the first end;

means for projecting light across the fibers in a region where the prism means satisfy at least one physical condition for efficient nonducting transillumination based upon a relationship between indices of refraction in the prism means, for lighting the first-end terminations;

wherein a light fraction dependent on contact between such relieved surface and each illuminated first-end termination is ducted from that termination along its fiber;

electrooptical means for receiving at the second end each light fraction from the first end, and for processing the received light to determine identity of the relieved surface, and for applying the determined identity to control access to such facilities, equipment, financial service or information; and

intermediate focal means for relaying each light fraction at said second end to the electrooptical means.

25. The apparatus of claim 24, wherein said at least one physical condition comprises:

a limitation on maximum permissible numerical aperture of the prism means; and

fiber diameter that is substantially constant with respect to longitudinal position.

26. A secured system subject to access control based upon surface-relief data from a relieved surface such as a finger;

said system comprising;

utilization means, susceptible to misuse in the absence of a particular such relieved surface that is related to an authorized user, said utilization means being selected from the group consisting of;

a facility,

apparatus,

means for providing a financial service, and

means for providing information;

prism means formed from optical fibers and including;

a first end, comprising terminations of the fibers for contact with such relieved surface, and

a second end, comprising opposite terminations of the same or corresponding fibers, for passage of light traveling along the fibers from the first end;

means for projecting light across the fibers in a region where the prism means satisfy at least one physical condition for efficient nonducting transillumination based upon a relationship between indices of refraction in the prism means, for lighting the first-end terminations;

wherein a light fraction dependent on contact between such relieved surface and each illuminated first-end termination is ducted from that termination along its fiber;

electrooptical means for receiving at the second end each light fraction from the first end, and for processing the received light to determine identity of the relieved surface, and for applying the determined identity to control access to the utilization means and

intermediate focal means for relaying each light fraction at said second end to the electrooptical means.

27. The apparatus of claim 26, wherein said at least one physical condition comprises:

a limitation on maximum permissible numerical aperture of the prism means; and

fiber diameter that is substantially constant with respect to longitudinal position.

28. Self-contained apparatus for skin-pattern verification, comprising:

a case having volume less than about two liters (one hundred twenty cubic inches), and having mounted within or for access at the surface of the case all the following elements;

means for holding an electrical-energy storage device or for receiving electrical power from an external source, to power the apparatus;

means for contacting a skin pattern to develop an electronic data array corresponding to an image of the skin pattern;

means for generating in response a corresponding electronic data array for use in verification;

means for performing a verification procedure;

output means for indicating or effectuating, or both, a verification decision;

means for formatting the data array in a compact form for use in storage, import or export; and

means for converting the data array from said compact form to a different form for use by the verification-procedure performing means.

29. The self-contained skin-pattern-verification apparatus of claim 28, wherein:

the case volume is less than about 1.4 liter (eighty cubic inches).

30. The apparatus of claim 28, further comprising:

means for transmitting skin-pattern image data in said compact form to or from the apparatus.

31. The self-contained skin-pattern-verification apparatus of claim 28, wherein:

said formatting means comprise means for level-downsampling the data to develop said compact form.

32. The self-contained skin-pattern-verification apparatus of claim 31, wherein:

said formatting means comprise means for mapping the data into two- or single-bit data to serve as said compact form.

33. The self-contained skin-pattern-verification apparatus of claim 32, wherein:

said converting means comprise means for placing data in at least one format selected from the group consisting of;

multilevel data,

data expressed in terms of sinusoids, and

data expressed in terms of Fourier transforms, to serve as said data array for use in verification.

34. The self-contained skin-pattern-verification apparatus of claim 28, wherein:

said converting means comprise means for developing data in at least one format selected from the group consisting of;

multilevel data,

data expressed in terms of sinusoids, and

data expressed in terms of Fourier transforms, to serve as said data array for use in verification.

35. The self-contained skin-pattern-verification apparatus of claim 28, wherein the fingertip-contacting means comprise:

prism means formed from optical fibers; and

electrooptical means for receiving light through said optical fibers and in response forming an electrical signal characteristic of such contacted fingertip.

36. The self-contained skin-pattern-verification apparatus of claim 35, wherein:

the fingertip-contacting means comprise means for crosslighting the fibers in a region where fiber diameter is substantially constant with respect to longitudinal position.

37. The self-contained skin-pattern-verification apparatus of claim 36, further comprising:

intermediate focal means for relaying light from the prism means to the electrooptical means.

38. The self-contained apparatus of claim 28, wherein:

the performing means comprise means, wholly within the case of said self-contained apparatus, for carrying out said verification procedure wholly within the case of said self-contained apparatus as distinguished from;

transmission of a data array to a remote apparatus to be processed and then

receipt of decision data from a remote apparatus after processing.

39. The self-contained apparatus of claim 38, wherein:

the carrying-out means comprise means for directly quantifying and manipulating internal characteristics of the data array that are directly related to fingerprint information expressed within the data array, to derive all of said verification decision, as distinguished from data encoding for transmission to a remote apparatus; and

the indicating or effectuating means comprise means for performing said indicating or effectuating of said verification decision derived substantially wholly within the case.

40. Self-contained apparatus for skin-pattern verification, comprising:

a case having volume less than about two liters (one hundred twenty cubic inches), and having mounted within or for access at the surface of the case all the following elements;

means for holding an electrical-energy storage device or for receiving electrical power from an external source, to power the apparatus;

means, including an imaging unit and a sensor array disposed to receive an image therefrom, for contacting a skin pattern to develop an electronic data array corresponding to an image of the skin pattern;

a video controller for controlling the sensor array to develop said electronic data array;

an analog-to-digital converter for digitizing the electronic data array;

a digital signal processor for performing verification procedures based upon the electronic data array, and for developing a decision signal based upon the verification procedures;

memory means for holding an authorized-user skin-pattern template, program firmware for the digital signal processor, and data used in the verification procedures;

an output register for holding the decision signal;

output means for transmitting a utilization-means switching signal, based on the decision signal, from the apparatus for effectuation of the decision signal; and

a control, address, and data bus interconnecting the video controller, analog-to-digital converter, video processor, memory means, and output register.

41. The self-contained skin-pattern-verification apparatus of claim 40, wherein:

the video controller comprises a programmable logic circuit that is custom-programmed for the apparatus.

42. The self-contained skin-pattern-verification apparatus of claim 41, wherein:

the digital signal processor in operation draws more than ten watts of electrical power, and has a characteristic of generating and radiating significant electromagnetic interference within the case;

the holding or receiving means comprise means for converting input voltage to other voltages used in the apparatus, said converting means having the characteristic of generating and radiating extremely significant electromagnetic interference within the case;

the video controller controls the sensor array to read data therefrom at a multiple-megahertz data rate;

whereby noise filtering is necessarily limited, the video controller is sensitive to radiated electromagnetic interference, and the sensor array is extremely sensitive to radiated electromagnetic interference; and

all of said elements are mounted together on a common circuit board that has a generally rectangular shape, and wherein;

the sensor and related circuitry are disposed in one corner of the circuit board,

the video controller and related circuitry are disposed near a second corner of the circuit board,

the converting means are disposed in a third corner of the circuit board, said third corner being diagonally opposite from the first corner, and being generally across the board from the second corner, and

the digital signal processor is disposed between the second and third corners of the board.

43. The apparatus of claim 42, wherein:

the imaging unit is an optical imaging unit; and

the sensor array receives an optical image from the optical imaging unit and in response generates a high-impedance signal at said multiple-megahertz data rate.

44. The self-contained skin-pattern-verification apparatus of claim 43, wherein:

the optical imaging unit comprises prism means formed from optical fibers; and

the sensor array comprises electrooptical means for receiving light through said optical fibers and in response forming said high-impedance electrical signal, characteristic of such contacted fingertip.

45. The self-contained skin-pattern-verification apparatus of claim 44, wherein:

the optical imaging unit comprises means for crosslighting the fibers in a region where fiber diameter is substantially constant with respect to longitudinal position.

46. The self-contained skin-pattern-verification apparatus of claim 45, wherein:

the optical imaging unit further comprises intermediate focal means for relaying light from the prism means to the electrooptical means.

47. The self-contained skin-pattern-verification apparatus of claim 40, further comprising:

a keypad; and

a buffer register transmitting signals from the keypad to the bus.

48. The self-contained skin-pattern-verification apparatus of claim 40, further comprising:

an alphanumeric display module connected to receive signals from the bus.

49. The self-contained skin-pattern-verification apparatus of claim 40, further comprising:

indicator lights or acoustic annunciator means, or both, for indicating system status information such as the decision signal.

50. The apparatus of claim 40, wherein:

the sensor array is an integrating device;

integration time for the sensor array is settable;

the digital signal processor comprises means for automatically monitoring contrast, as represented in the electronic data array, and in response to the monitored contrast automatically adjusting the settable integration time to optimize effective contrast.

51. The self-contained apparatus of claim 40, wherein:

the digital signal processor comprises means, wholly within the case and within the digital signal processor, for carrying out all of said verification procedures by analyzing, wholly within the case, said electronic data array; and

the carrying-out means comprise means for carrying out all of said analyzing by directly quantifying and manipulating internal characteristics of the data array that are directly related to fingerprint information expressed within the data array.

52. Self-contained apparatus for skin-pattern verification, comprising:

a case having volume less than about two liters (one hundred twenty cubic inches), and having mounted within or for access at the surface of the case all the following elements;

means for holding an electrical-energy storage device or for receiving electrical power from an external source, to power the apparatus;

an optical bench disposed within or forming part of, or both, the case;

said bench having;

mounting bosses for optical-fiber prism means,

a mounting ring for an objective lens, and

a mounting pocket for a sensor array;

optical-fiber prism means mounted to the optical-bench bosses for contacting a skin pattern to develop an image thereof;

an objective lens mounted to the optical-bench ring for relaying the skin-pattern image to a sensor array;

a sensor array mounted to the optical-bench pocket for receiving said image and in response developing an electronic data array corresponding to the image;

a surface-mount electronics board holding a digital signal-processing chip for analyzing the data array to verify identity corresponding to such skin pattern; and

verification-decision indicating or effectuating means, or both.

53. The self-contained skin-pattern-verification apparatus of claim 52, further comprising:

associated with the optical-fiber prism means, illumination means for crosslighting the fibers in a region where fiber diameter is substantially constant with respect to longitudinal position.

54. The self-contained skin-pattern-verification apparatus of claim 53, further comprising:

intermediate focal means for relaying light from the optical-fiber prism means to the electrooptical means.

55. The self-contained skin-pattern-verification apparatus of claim 52, wherein:

the optical-fiber prism means comprise fused optical fibers having a numerical aperture less than one half.

56. The apparatus of claim 52:

wherein the optical-fiber prism means are cylindrical; and

further comprising a substantially cylindrical-section cradle fixed to the mounting bosses and supporting the optical-fiber prism means.

57. The apparatus of claim 56, wherein:

the cylindrical-section cradle is a condenser lens for coupling illumination to the optical-fiber prism.

58. The apparatus of claim 57, further comprising:

illumination means also supported from the cylindrical-section cradle and condenser lens.

59. The self-contained apparatus of claim 52, wherein:

the digital signal-processing chip comprises means, wholly within the case and on said board and within the chip, for carrying out all of said analyzing by directly quantifying and manipulating internal characteristics of the data array that are directly related to fingerprint information expressed within the data array.