Chemical mechanical polishing apparatus and method having a soft backed polishing head

• US 6,527,625 B1
• Filed: 08/31/2000
• Issued: 03/04/2003
• Est. Priority Date: 08/31/2000
• Status: Expired due to Fees

• Current Assignee: Multi-Expander Technology Inc.
• Original Assignee: Multi-Expander Technology Inc.
• Inventors: Hansen, David A., Moloney, Gerard S., Kajiwara, Jiro
• Primary Examiner(s): NGUYEN, GEORGE BINH MINH
• Application Number:
  US09/652,855
• Time in Patent Office: 915 Days
• Field of Search: 451/41, 451/285-289, 451/388, 451/53, 451/5, 451/398
• US Class Current: 451/41
• CPC Class Codes: B24B 37/16 characterised by the shape of the lapping plate surface, e.g. grooved
• CPC Class Codes: B24B 37/26 characterised by the shape of the lapping pad surface, e.g. grooved
• CPC Class Codes: B24B 37/30 for single side lapping of plane surfaces
• CPC Class Codes: B24B 37/32 Retaining rings
• CPC Class Codes: B24B 57/02 for feeding of fluid, sprayed, pulverised, or liquefied grinding, polishing or lapping agents

Abstract

A polishing apparatus (100) and method for polishing and planarizing a substrate (105) is provided that achieves a high-planarization uniformity across the substrate, while providing a more efficient use of slurry. In one embodiment, the apparatus (100) includes a subcarrier (160) with a flexible member (185) attached to a lower surface (165) of it on which the substrate is held. The flexible member (185) has at least one hole (195) therein so that a pressurized fluid introduced between the flexible member and the subcarrier (160) directly presses the substrate (105) against a polishing surface (125) during operation. The number and size of the holes (195) are selected to provide sufficient friction between the flexible member (185) and the substrate (105) to cause it to rotate when a drive mechanism rotates the subcarrier (160). In another embodiment, the subcarrier (160) further includes a port adapted to draw a vacuum on a cavity (215) between the lower surface (165) and the flexible member (185), and the flexible member and the substrate (105) serve as a valve (225) to isolate the port from the cavity when a predetermined vacuum has been achieved.

Claims

1. A polishing head for positioning a substrate having a surface on a polishing surface of a polishing apparatus having a drive mechanism to rotate the polishing head during the polishing operation, the polishing head comprising:

a carrier adapted to hold the substrate during a polishing operation, the carrier having a lower surface;

a flexible member secured to the carrier and extending across the lower surface thereof, the flexible member having a receiving surface adapted to engage the substrate, and a plurality of openings extending through a thickness of the flexible member to the receiving surface;

a spacer disposed between the flexible member and the lower surface to form a cavity defined by the lower surface of the carrier, the spacer, the flexible member and the substrate;

a passageway in communication with the lower surface for introducing a pressurized fluid into the cavity so as to press the substrate against the polishing surface during the polishing operation;

wherein the number and size of the plurality of openings are selected to enable the pressurized fluid to be applied directly to the substrate; and

wherein at least one of the plurality of openings has an edge angled in relation to a direction of rotation of the polishing head to stiffen the flexible member to increase coupling of rotational energy to substrate.

2. A polishing head according to claim 1, wherein the carrier further comprises a subcarrier carried by the carrier, and wherein the flexible member is secured to the subcarrier and extends across a lower surface of the subcarrier.

3. A polishing head according to claim 1, wherein the number and size of the plurality of openings is selected to provide sufficient frictional forces between the receiving surface of the flexible member and the substrate to impart rotational energy to substrate.

4. A polishing head according to claim 1, wherein the lower surface of the carrier comprises a port in communication with the passageway, the port adapted to admit the pressurized fluid into the cavity during the polishing operation.

5. A polishing head according to claim 4, wherein the lower surface of the carrier further comprises at least one channel adapted to distribute the pressurizing fluid from the port throughout the cavity.

6. A polishing head according to claim 4, wherein the port is further adapted to draw a vacuum on the cavity, and wherein a portion of the flexible member covers and seals the port to isolate the port from the cavity when a predetermined vacuum has been achieved.

7. A polishing head according to claim 6, wherein the predetermined vacuum is selected to hold the substrate to receiving surface during load and unload operations before and after the polishing operation.

8. A polishing head according to claim 6, wherein the polishing apparatus further includes a vacuum switch coupled to the port, and wherein the predetermined vacuum is selected to switch the vacuum switch when a substrate is held on the receiving surface.

9. A polishing head according to claim 6, wherein the port comprises a raised lip to facilitate sealing, and to limit the degree to which the flexible member with the substrate thereon is deformed.

10. A chemical mechanical polishing apparatus having a polishing head according to claim 1, the apparatus further comprising a slurry dispensing mechanism adapted to dispense slurry onto the polishing surface during the polishing operation.

11. A chemical mechanical polishing apparatus having a polishing head according to claim 1, the apparatus further comprising a polishing surface having a fixed abrasive thereon and a chemical dispensing mechanism adapted to dispense a chemical onto the polishing surface during the polishing operation.

12. A polishing head according to claim 1, wherein the number and size of the plurality of openings extending through the thickness of the flexible member is selected to provide sufficient frictional forces between the receiving surface of the flexible member and the substrate to impart rotational energy to substrate during the polishing operation.

13. A polishing head according to claim 12, wherein the number and size of the plurality of openings is selected to provide a total area of the holes of at least about 66 percent of the receiving surface.

14. A method of polishing a substrate having a surface using a polishing apparatus having a polishing head, a polishing surface and a drive mechanism to rotate the polishing head during the polishing operation, the polishing head having a carrier provided with a lower surface and a flexible member extending across the lower surface, the flexible member having a receiving surface adapted to engage the substrate, and a plurality of openings extending through a thickness to the receiving surface, the method comprising steps of:

positioning the substrate on the receiving surface to form a cavity defined by the lower surface of the carrier, the flexible member and the substrate;

positioning the polishing head on the polishing surface so that the surface of the substrate rests on the polishing surface;

introducing a pressurized fluid into the cavity through a passageway in communication with the lower surface so as to press the substrate against the polishing surface during the polishing operation, the pressurized fluid extending through the openings so as to be exerted directly against the substrate; and

rotating the polishing head to impart rotational energy to substrate,

wherein at least one of the plurality of openings has an edge angled in relation to a direction of rotation of the polishing head to stiffen the flexible member to increase coupling of rotational energy to substrate.

15. A method according to claim 14, wherein the carrier further comprises a spacer disposed between the flexible member and the lower surface of the carrier to form the cavity, the lower surface of the carrier having a port adapted to introduce the pressurized fluid into the cavity, and wherein the step of introducing the pressurized fluid into the cavity comprises the step of introducing the pressurized fluid into the cavity through the port.

16. A method according to claim 15, wherein the port is further adapted to draw a vacuum on the cavity, and wherein the method further comprises a loading step of drawing a vacuum on the cavity to hold the substrate to the receiving surface.

17. A method according to claim 16, wherein the loading step of drawing a vacuum on the cavity further comprises isolating the port from the cavity when a predetermined vacuum has been achieved by covering and sealing the port with a portion of the flexible member.

18. A method according to claim 16, wherein the polishing apparatus further includes a vacuum switch coupled to the port, and wherein the loading step comprises the step of sensing the presence of the substrate on the receiving surface by switching the vacuum switch when the predetermined vacuum has been achieved.

19. A method according to claim 16, wherein the method further comprises the step of during an unload step after the polishing operation drawing a vacuum on the cavity to hold the substrate to the receiving surface before lifting the carrier from the polishing surface.

20. A method according to claim 14, wherein the number and size of the plurality of holes extending through the thickness of the flexible member is selected to provide sufficient frictional forces between the receiving surface of the flexible member and the substrate to impart rotational energy to substrate during the polishing operation.

21. A method according to claim 20, wherein the number and size of the plurality of openings is selected to provide a total area of the holes of at least about 66 percent of the receiving surface.

22. A polishing head for positioning a substrate having a surface on a polishing surface of a polishing apparatus, the polishing head comprising:

a carrier adapted to hold the substrate during a polishing operation, the carrier having a lower surface, and a port extending through the lower surface for supplying suction;

a flexible member secured to the carrier and extending across the lower surface, the flexible member having a receiving surface for engaging the substrate, and at least one hole extending through the thickness to the receiving surface;

a spacer disposed between the flexible member and the lower surface to form a cavity defined by the lower surface of the carrier, the spacer, the flexible member and the substrate; and

wherein the flexible member is movable from first position in which the flexible member is spaced apart from the lower surface in the vicinity of the port and a second position in which a portion of the flexible member engages the lower surface around the port to cover and seal the port when a predetermined vacuum has been achieved, thus minimizing undesirable stresses on the substrate.

23. A polishing head according to claim 22, wherein the spacer comprises a thickness selected to further reduce deformation of the flexible member when a vacuum is drawn on the cavity, whereby stress on the substrate held on the receiving surface is reduced.

24. A polishing head according to claim 22, wherein the polishing apparatus further includes a vacuum switch coupled to the port, and wherein the presence of the substrate on the receiving surface is sensed when the predetermined vacuum has been achieved by switching the vacuum switch.

25. A polishing head according to claim 22, wherein the polishing apparatus further comprises a drive mechanism to rotate the carrier during the polishing operation, and wherein the size of the at least one opening is selected to provide sufficient frictional forces between the receiving surface of the flexible member and the substrate to impart rotational energy to substrate.

26. A polishing head according to claim 22, wherein a plurality of openings extend through the thickness of the flexible member to the receiving surface.

27. A polishing head according to claim 26, wherein the carrier further comprises a passageway in communication with the port for introducing a pressurized fluid into the cavity during the polishing operation, and wherein the plurality of openings are adapted to enable the pressurized fluid to be applied directly to the substrate through the plurality of openings to press the substrate against the polishing surface during the polishing operation.

28. A polishing head according to claim 26, wherein the polishing apparatus further comprises a drive mechanism to rotate the carrier during the polishing operation, and wherein the number and size of the plurality of openings is selected to provide sufficient frictional forces between the receiving surface of the flexible member and the substrate to impart rotational energy to substrate.

29. A method of polishing a substrate having a surface using a polishing apparatus comprising a polishing surface and a polishing head adapted to hold the substrate during a polishing operation, the polishing head having a carrier with a lower surface, a flexible member secured to the carrier and extending across the lower surface, the flexible member having a receiving surface adapted to receive the substrate, the flexible member having a thickness and at least one hole extending through the thickness to the receiving surface, and a spacer disposed between the flexible member and the lower surface, the method comprising steps of:

receiving the substrate on the receiving surface, to form a cavity defined by the lower surface of the carrier, the spacer, the flexible member and the substrate;

drawing a vacuum on the cavity through a port in the lower surface, to hold the substrate to the carrier;

isolating the port from the cavity when a predetermined vacuum has been achieved by covering and sealing the port with a portion of the flexible member, thereby minimizing an amount of stress to which the substrate is exposed; and

positioning the surface of the substrate on the polishing surface.

30. A method according to claim 29, wherein the polishing apparatus further includes a vacuum switch coupled to the port, and wherein the method comprises the further step of sensing the presence of the substrate on the receiving surface by switching the vacuum switch when the predetermined vacuum has been achieved.

31. A polishing head for positioning a substrate having a surface on a polishing surface of a polishing apparatus having a drive mechanism to rotate the polishing head during the polishing operation, the polishing head comprising:

a carrier adapted to hold the substrate during a polishing operation, the carrier having a lower surface, and a port extending through the lower surface for supplying suction;

a flexible member secured to the carrier and extending across the lower surface thereof, the flexible member having a receiving surface for engaging the substrate, and a plurality of openings extending through a thickness of the flexible member to the receiving surface;

a spacer disposed between the flexible member and the lower surface to form a cavity defined by the lower surface of the carrier, the spacer, the flexible member and the substrate;

a passageway in communication with the lower surface for;

drawing a vacuum on the cavity to hold the substrate against the receiving surface during a loading operation; and

introducing a pressurized fluid into the cavity so as to press the substrate against the polishing surface during the polishing operation;

wherein the number and size of the plurality of openings are selected to enable the pressurized fluid to be applied directly to the substrate;

wherein at least one of the plurality of openings has an edge angled in relation to a direction of rotation of the polishing head to stiffen the flexible member to increase coupling of rotational energy to substrate; and

wherein the flexible member is movable from first position in which the flexible member is spaced apart from the lower surface in the vicinity of the port and a second position in which a portion of the flexible member engages the lower surface around the port to cover and seal the port when a predetermined vacuum has been achieved, thus minimizing undesirable stresses on the substrate.

32. A polishing head according to claim 31, wherein the number and size of the plurality of openings extending through the thickness of the flexible member is selected to provide sufficient frictional forces between the receiving surface of the flexible member and the substrate to impart rotational energy to substrate during the polishing operation.

33. A polishing head according to claim 32, wherein the number and size of the plurality of openings is selected to provide a total area of the holes of at least about 66 percent of the receiving surface.

34. A polishing head according to claim 31, wherein the port comprises a raised lip to facilitate sealing, and to limit the degree to which the flexible member with the substrate thereon is deformed.