Augmented classical least squares multivariate spectral analysis

• US 6,922,645 B2
• Filed: 10/12/2004
• Issued: 07/26/2005
• Est. Priority Date: 08/01/2001
• Status: Active Grant

• Current Assignee: National Technology & Engineering Solutions Of Sandia LLC (Honeywell International Inc.)
• Original Assignee: Sandia Corporation (Martin Marietta Corporation)
• Inventors: Haaland, David M., Melgaard, David K.
• Primary Examiner(s): Barlow, John
• Assistant Examiner(s): LE, JOHN H
• Application Number:
  US10/963,195
• Publication Number:
  US 20050043902A1
• Time in Patent Office: 287 Days
• Field of Search: 702/18, 702 22- 28, 702/30, 702/76, 702/85, 702/181, 702189-190, 702196-199, 250/339.09, 250/339.08, 250/339.12, 250/559.1, 250/573
• US Class Current: 702/76
• CPC Class Codes: G01N 21/274 Calibration, base line adjustment, drift correction
• CPC Class Codes: G01N 21/359 using near infrared light
• CPC Class Codes: G01N 21/64 Fluorescence; Phosphorescence
• CPC Class Codes: G01N 21/65 Raman scattering
• CPC Class Codes: G01N 2201/1293 resolving multicomponent spectra

Abstract

A method of multivariate spectral analysis, termed augmented classical least squares (ACLS), provides an improved CLS calibration model when unmodeled sources of spectral variation are contained in a calibration sample set. The ACLS methods use information derived from component or spectral residuals during the CLS calibration to provide an improved calibration-augmented CLS model. The ACLS methods are based on CLS so that they retain the qualitative benefits of CLS, yet they have the flexibility of PLS and other hybrid techniques in that they can define a prediction model even with unmodeled sources of spectral variation that are not explicitly included in the calibration model. The unmodeled sources of spectral variation may be unknown constituents, constituents with unknown concentrations, nonlinear responses, non-uniform and correlated errors, or other sources of spectral variation that are present in the calibration sample spectra. Also, since the various ACLS methods are based on CLS, they can incorporate the new prediction-augmented CLS (PACLS) method of updating the prediction model for new sources of spectral variation contained in the prediction sample set without having to return to the calibration process. The ACLS methods can also be applied to alternating least squares models. The ACLS methods can be applied to all types of multivariate data.

Claims

1. A method for analyzing multivariate spectral data, comprising the steps of:

a) creating a calibration model for a calibration set of multivariate spectral data A by;

i) obtaining a set of reference component values C representative of at least one of the spectrally active components in the calibration set of multivariate spectral data A,

ii) estimating pure-component spectra {circumflex over (K)} for the at least one of the spectrally active components according to {circumflex over (K)}=(C^TC)<sup>−

1</sup>C^TA=C⁺A,

iii) estimating a set of component values Ĉ

using the estimated pure-component spectra {circumflex over (K)} according to Ĉ

=A{circumflex over (K)}^T({circumflex over (K)}{circumflex over (K)}^T)<sup>−

1</sup>=A({circumflex over (K)}^T)⁺,

iv) obtaining component residuals E_c according to E_c=Ĉ

−

C;

v) augmenting the set of reference component values C with a vector of the component residuals E_c to obtain a set of augmented component values {tilde over (C)}, and

vi) obtaining augmented pure-component spectra {tilde over({circumflex over (K)})} from the set of augmented component values {tilde over (C)} according to {tilde over({circumflex over (K)})}=({tilde over (C)}^T{tilde over (C)})<sup>−

1</sup>{tilde over (C)}^TA={tilde over (C)}⁺A; and

b) predicting a set of component values {tilde over(Ĉ

)} for a prediction set of multivariate spectral data A_P according to {tilde over(Ĉ

)}=A_P{tilde over({circumflex over (K)})}^T({tilde over({circumflex over (K)})}{tilde over({circumflex over (K)})}^T)<sup>−

1</sup>=A_P({tilde over({circumflex over (K)})}^T)⁺.

2. The method of claim 1, further comprising repeating the following steps at least once prior to step b):

a) estimating augmented component values {tilde over(Ĉ

)} according to {tilde over(Ĉ

)}=A{tilde over({circumflex over (K)})}^T({tilde over({circumflex over (K)})}{tilde over({circumflex over (K)})}^T)<sup>−

1</sup>=A({tilde over({circumflex over (K)})}^T)⁺using the augmented pure-component spectra {tilde over({circumflex over (K)})} from step a)vi),

b) calculating updated estimated component values Ĉ

′

consisting of the estimated component values in {tilde over(Ĉ

)} corresponding to the known reference component values in C,

c) obtaining new component residuals E_c′

according to E_c′

=Ĉ

−

C, and

d) further augmenting the set of augmented component values {tilde over (C)} with a vector of the component residuals E_c′

to obtain a new set of augmented component values {tilde over (C)} to be used to obtain new augmented pure-component spectra {tilde over({circumflex over (K)})} in step a)vi).

3. The method of claim 2, wherein an F-test is used to select the number of times that steps a) through d) are repeated.

4. The method of claim 1, further comprising the step of augmenting {circumflex over (K)} with at least one vector representing a spectral shape that is representative of at least one additional source of spectral variation in the calibration set prior to step a)iii).

5. The method of claim 1, further comprising the step of augmenting {circumflex over (K)} to account for baseline variations in the calibration set prior to step a)iii).

6. The method of claim 1, further comprising the step of augmenting {tilde over({circumflex over (K)})} with at least one vector representing a spectral shape that is representative of at least one additional source of spectral variation in the prediction set prior to step b).

7. The method of claim 1, further comprising the step of augmenting {tilde over({circumflex over (K)})} account for baseline variations in the calibration set prior to step b).

8. The method of claim 1, wherein the reference component values C comprise concentrations of the spectrally active components.

9. The method of claim 1, wherein the spectrally active components are selected from the group consisting of chemical specie, chemical interactions among species, physical variations, temperature variations, humidity variations, spectrometer drift, changes in spectrometers, and insertion effects.

10. The method of claim 1, wherein the vector comprises a set of random numbers.