Methods and apparatus for effectuating a lasting change in a neural-function of a patient

• US 7,010,351 B2
• Filed: 03/08/2001
• Issued: 03/07/2006
• Est. Priority Date: 07/13/2000
• Status: Expired due to Term

• Current Assignee: Advanced Neuromodulation Systems Incorporated (Abbott Laboratories)
• Original Assignee: Northstar Neuroscience, Inc.
• Inventors: Firlik, Andrew D., Gliner, Bradford E., Levy, Alan J., Balzer, Jeffrey, Morgan, Carlton B.
• Primary Examiner(s): Sykes, Angela D.
• Assistant Examiner(s): BRADFORD, RODERICK D
• Application Number:
  US09/802,808
• Publication Number:
  US 20020087201A1
• Time in Patent Office: 1,825 Days
• Field of Search: 607 1- 3, 607/45, 607/46, 606/129
• US Class Current: 607/45
• CPC Class Codes: A61N 1/0531 Brain cortex electrodes
• CPC Class Codes: A61N 1/0534 Electrodes for deep brain stimulation
• CPC Class Codes: A61N 1/0539 Anchoring of brain electrode systems, e.g. within burr hole
• CPC Class Codes: A61N 1/36017 with leads or electrodes penetrating the skin
• CPC Class Codes: A61N 1/36025 for treating a mental or cerebral condition
• CPC Class Codes: A61N 1/36082 Cognitive or psychiatric applications, e.g. dementia or Alzheimer's disease
• CPC Class Codes: A61N 1/36103 Neuro-rehabilitation; Repair or reorganisation of neural tissue, e.g. after stroke
• CPC Class Codes: A61N 1/37514 Brain implants
• CPC Class Codes: A61N 1/37518 Anchoring of the implants, e.g. fixation
• CPC Class Codes: A61N 1/3756 Casings with electrodes thereon, e.g. leadless stimulators

Abstract

The following disclosure describes several methods and apparatus for intracranial electrical stimulation to treat or otherwise effectuate a change in neural-functions of a patient. Several embodiments of methods in accordance with the invention are directed toward enhancing or otherwise inducing a lasting change in neural activity to effectuate a particular neural-function. Such lasting change in neural activity is defined as “neuroplasticity.” The methods in accordance with the invention can be used to treat brain damage (e.g., stroke, trauma, etc.), brain disease (e.g., Alzheimer'"'"'s, Pick'"'"'s, Parkinson'"'"'s, etc.), and/or brain disorders (e.g., epilepsy, depression, etc.). The methods in accordance with the invention can also be used to enhance neural-function of normal, healthy brains (e.g., learning, memory, etc.), or to control sensory functions (e.g., pain). Certain embodiments of methods in accordance with the invention electrically stimulate the brain at a stimulation site where neuroplasticity is occurring. The stimulation site may be different than the region in the brain where neural activity is typically present to perform the particular neural function according to the functional organization of the brain. In one embodiment in which neuroplasticity related to the neural-function occurs in the brain, the method can include identifying the location where such neuroplasticity is present. In an alternative embodiment in which neuroplasticity is not occurring in the brain, an alternative aspect is to induce neuroplasticity at a stimulation site where it is expected to occur. Several embodiments of these methods that are expected to produce a lasting effect on the intended neural activity at the stimulation site use electrical pulses that increase the resting membrane potential of neurons at the stimulation site to a subthreshold level.

Claims

1. A method of stimulating the brain of patient to effectuate a neural-function, comprising:

providing an image of neural activity in the brain of the patient;

selecting a stimulation site comprising a region at the cortex of the brain of the patient where a change in neural activity is expected to occur to carry out the neural-function; and

applying electrical stimulation to the stimulation site, wherein applying electrical stimulation to the stimulation site comprises applying a signal that results in an applied voltage approximately 10% greater than an expected resting potential of a population of neurons at the stimulation site.

2. The method of claim 1 wherein applying electrical stimulation to the stimulation site comprises applying a signal having a voltage of less than about 10V directly to the stimulation site.

3. The method of claim 1 wherein applying electrical stimulation to the stimulation site comprises applying a signal having a voltage of approximately 50 mV to 5V directly to the stimulation site.

4. The method of claim 1 wherein applying electrical stimulation to the stimulation site comprises applying a signal that results in an applied voltage approximately 10–

80% greater than an expected resting potential of a population of neurons at the stimulation site.

5. The method of claim 1 wherein applying electrical stimulation to the stimulation site comprises applying a signal having a voltage effective to raise an expected resting potential of a population of neurons at the stimulation site by at least approximately 10–

60% of a difference between the expected resting potential and an action potential for the population of neurons.

6. The method of claim 1 wherein applying electrical stimulation to the stimulation site comprises applying a signal having a voltage effective to raise an expected resting potential of a population of neurons at the stimulation site by approximately 10–

80% of a difference between the expected resting potential and an action potential for the population of neurons.

7. The method of claim 6 wherein applying the electrical stimulation to the stimulation site comprises increasing the probability of effectuating the neural function in response to a combination of both an intrinsic neural input of the patient and the applied electrical signal.

8. The method of claim 6 wherein applying the electrical stimulation comprises applying an electrical signal below a level at which the electrical signal directly causes action potentials to fire in the population of neurons.

9. The method of claim 6, further comprising implanting an electrode at the stimulation site such that the electrode contacts the dura of the brain of the patient, and wherein applying the electrical stimulation comprises applying a signal having a frequency of approximately 40 to 200 Hz, a pulse width of approximately 20 to 200 μ

s, and at least one of a voltage and a current such that the electrical signal is below a level at which the electrical signal directly causes action potentials to fire in the population of neurons.

10. The method of claim 1, further comprising applying the electrical stimulation directly to the stimulation site.

11. The method of claim 1, further comprising applying the electrical stimulation directly to the stimulation site by implanting an electrode proximate to the cortex of the patient and aligned with the stimulation site.

12. The method of claim 11 wherein the electrode is placed in direct contact with the pial surface of the brain of the patient.

13. The method of claim 11 wherein the electrode is placed at the dura of the brain of the patient.

14. The method of claim 11 wherein the electrode is placed in contact with the dura of the brain of the patient.

15. The method of claim 1 wherein applying the electrical stimulation to the stimulation site comprises applying a signal having a frequency of less than approximately 1000 Hz.

16. The method of claim 1 wherein applying the electrical stimulation to the stimulation site comprises applying a signal having a frequency of less than approximately 200 Hz.

17. The method of claim 1 wherein applying the electrical stimulation to the stimulation site comprises applying a signal having a frequency of approximately 40–

200 Hz.

18. The method of claim 1 wherein applying the electrical stimulation to the stimulation site comprises applying a signal having a frequency of approximately 50–

100 Hz.

19. The method of claim 1 wherein applying the electrical stimulation to the stimulation site comprises applying a signal with a pulse width of less than about 100 ms.

20. The method of claim 1 wherein applying the electrical stimulation to the stimulation site comprises applying a signal with a pulse width of less than about 200 μ

s.

21. The method of claim 1 wherein applying the electrical stimulation to the stimulation site comprises applying a signal with a pulse width of less than about 100 μ

s.

22. A method of stimulating the brain of a patient to effectuate a particular neural-function, comprising:

selecting a stimulation site comprising a region of the cortex in the brain of the patient where a change in neural activity is expected to occur to carry out the neural-function; and

applying electrical stimulation directly to the cortex at the stimulation site, wherein applying electrical stimulation to the stimulation site comprises applying a signal having a voltage effective to raise an expected resting potential of a population of neurons at the stimulation site by at least approximately 10% of a difference between the expected resting potential and an action potential for the population of neurons.

23. The method of claim 22 wherein applying electrical stimulation to the stimulation site comprises applying a signal having a voltage of less than about 10V directly to the stimulation site.

24. The method of claim 22 wherein applying electrical stimulation to the stimulation site comprises applying a signal having a voltage of approximately 50 mV to 5V directly to the stimulation site.

25. The method of claim 22 wherein applying electrical stimulation to the stimulation site comprises applying a signal having a voltage at least approximately 10% greater than an expected resting potential of a population of neurons at the stimulation site.

26. The method of claim 22 wherein applying electrical stimulation to the stimulation site comprises applying a signal having a voltage effective to raise an expected resting potential of a population of neurons at the stimulation site by at least approximately 60% of a difference between the expected resting potential and an action potential for the population of neurons.

27. The method of claim 22 wherein applying electrical stimulation to the stimulation site comprises applying a signal having a voltage effective to raise an expected resting potential of a population of neurons at the stimulation site by approximately 10–

80% of a difference between the expected resting potential and an action potential for the population of neurons.

28. The method of claim 22, further comprising applying the electrical stimulation directly to the stimulation site.

29. The method of claim 22, further comprising applying the electrical stimulation directly to the stimulation site by implanting an electrode proximate to the cortex of the patient and aligned with the stimulation site.

30. The method of claim 29 wherein the electrode is placed in direct contact with the pial surface of the brain of the patient.

31. The method of claim 29 wherein the electrode is placed at the dura of the brain of the patient.

32. The method of claim 29 wherein the electrode is placed in contact with the dura of the brain of the patient.

33. The method of claim 22 wherein applying the electrical stimulation to the stimulation site comprises applying a signal having a frequency of less than approximately 1000 Hz.

34. The method of claim 22 wherein applying the electrical stimulation to the stimulation site comprises applying a signal having a frequency of less than approximately 200 Hz.

35. The method of claim 22 wherein applying the electrical stimulation to the stimulation site comprises applying a signal having a frequency of approximately 40–

200 Hz.

36. The method of claim 22 wherein applying the electrical stimulation to the stimulation site comprises applying a signal having a frequency of approximately 50–

100 Hz.

37. The method of claim 22 wherein applying the electrical stimulation to the stimulation site comprises applying a signal with a pulse width of less than about 100 ms.

38. The method of claim 22 wherein applying the electrical stimulation to the stimulation site comprises applying a signal with a pulse width of less than about 200 μ

s.

39. The method of claim 22 wherein applying the electrical stimulation to the stimulation site comprises applying a signal with a pulse width of less than about 100 μ

s.

40. A method of stimulating the brain of patient to effectuate a neural-functional comprising:

providing an image of neural activity in the cortex of the brain of the patient;

selecting a stimulation site comprising a region or the cortex of the brain of the patient where a change in neural activity is expected to occur to carry out the neural-function;

applying an electrical signal directly to the stimulation site, wherein the signal is sufficient to provide a potential to the stimulation site that is approximately 10–

80% greater than an expected resting potential of a population of neurons at the stimulation site.

41. The method of claim 40, further comprising performing behavioral therapy on the patient related to a body part controlled by the particular neural-function while applying the electrical signal directly to the stimulation site.

42. The method of claim 40 wherein the patient has an impaired function because of a loss of the particular neural-function, and the method further comprises performing physical therapy on a body part of the patient controlled by the particular neural-function while applying the electrical signal directly to the stimulation site.

43. A method of stimulating the brain of a patient to effectuate a particular neural-function, comprising:

assessing a symptom associated with stroke;

selecting a stimulation site comprising a region of the cortex in the brain of the patient where neural activity is expected to occur to carry out a neural-function associated with the stroke symptom;

applying electrical stimulation directly to the cortex at the stimulation site; and

wherein selecting a stimulation site further comprises (a) peripherally initiating neural activity associated with the stroke symptom and (b) determining where the neural activity associated with the stroke symptom occurs in response to the peripheral initiated neural activity.

44. The method of claim 43 wherein the stimulation site is located in the pre-motor cortex, motor cortex, and/or sensory cortex.