Biometric authentication system

• US 7,545,962 B2
• Filed: 12/22/2005
• Issued: 06/09/2009
• Est. Priority Date: 12/22/2005
• Status: Active Grant

• Current Assignee: Corporation DAON Technology
• Original Assignee: Daon Holdings Limited
• Inventors: Ahern, James, Peirce, Michael
• Primary Examiner(s): Mariam; Daniel G
• Application Number:
  US11/316,398
• Publication Number:
  US 20070150745A1
• Time in Patent Office: 1,265 Days
• Field of Search: 382/115, 382/124, 382/119, 382/209, 382/218, 382116-118, 382120-123, 713/186, 283 68- 70, 356/71, 902/3, 340/5.81, 340/5.82, 340/5.83
• US Class Current: 382/115
• CPC Class Codes: G06F 18/2415 based on parametric or probabilistic models, e.g. based on likelihood ratio or false acceptance rate versus a false rejection rate
• CPC Class Codes: G06F 21/32 using biometric data, e.g. fingerprints, iris scans or voiceprints
• CPC Class Codes: G06V 10/764 using classification, e.g. of video objects
• CPC Class Codes: G06V 40/10 Human or animal bodies, e.g. vehicle occupants or pedestrians; Body parts, e.g. hands

Abstract

A biometric authentication system configured to enable an authentication process has predefined parameters associated therewith and provides for authentication of a user based on a comparison of a presented biometric with at least one previously stored biometric. The authentication system includes a matching system providing as an output an output score based on the comparison of the presented biometric and the at least one previously stored biometric. Moreover the authentication system is configured to authenticate the user on determining that a parameter based on the output score, meets a threshold score, and includes an audit module configured to monitor the authentication process and to provide at least one revised threshold score. The at least one revised threshold score is provided based on an analysis of the performance of the authentication system over a predefined time period using current threshold scores.

Claims

1. A biometric authentication system configured to enable an authentication process, the process having predefined parameters associated therewith, the process providing for authentication of a user based on a comparison of a presented biometric with at least one previously stored biometric, said authentication system comprising:

a matching system providing as an output an output score based on the comparison of the presented biometric and the at least one previously stored biometric, said authentication system being configured to authenticate the user on determining that a parameter based on the output score, meets a threshold score; and

an audit module configured to monitor the authentication process and to provide at least one revised threshold score, the at least one revised threshold score being provided based on an analysis of the performance of said authentication system over a predefined time period using current threshold scores.

2. The system as claimed in claim 1 further including interrogation means configured to interrogate the authentication process so as to extract and use the predefined parameters to select an appropriate threshold score from a plurality of available threshold scores, each of the plurality of available threshold scores being previously generated for specific parameters.

3. The system as claimed in claim 2 wherein the thresholds or parameters are selected based on an identity of the user being authenticated.

4. The system as claimed in claim 3 wherein said authentication system is configured to maintain historical data relating to each of a plurality of users, and wherein the authentication process is configured to select a first set of thresholds or parameters for a first user and a second set of thresholds or parameters for a second user, the first and second sets being generated through use of said authentication system by the first and second users.

5. The system as claimed in claim 2 wherein said interrogation means is further configured to determine parameters associated with enrollment of the user and to determine parameters associated with an authentication request, such that an enrollment threshold score is provided when determining parameters associated with enrollment and an authentication threshold score is provided when determining parameters associated with the authentication request, and wherein the appropriate threshold score is determined as a result of combining the enrollment and authentication threshold scores.

6. The system as claimed in claim 2 wherein said interrogation means is further configured to interrogate an authentication request so as to select a correct threshold score, the correct threshold score having been previously defined for specifics of enrollment and authentication request parameters for a user making the authentication request.

7. The system as claimed in claim 2 wherein said interrogation means is further configured to interrogate both an authentication request and an enrollment request so as to determine an appropriate policy for the authentication request, the appropriate policy defining a correct threshold score to be used as part of the authentication request.

8. The system as claimed in claim 1 wherein a meeting of the threshold score is determined if the parameter based on the output score is equal to the threshold score.

9. The system as claimed in claim 1 wherein a meeting of the threshold score is determined if the parameter based on the output score is less than the threshold score.

10. The system as claimed in claim 9 wherein the threshold score is a False Match Rate threshold score and the output score must be less than the threshold score to enable the user to be authenticated.

11. The system as claimed in claim 1 wherein a meeting of the threshold score is determined if the parameter based on the output score is greater than the threshold score.

12. The system as claimed in claim 1 wherein the parameter based on the output score is the output score.

13. The system as claimed in claim 1 wherein the parameter based on the output score is a transformed value of the output score.

14. The system as claimed in claim 1 wherein the predefined parameters are selected from a user population type, a user gender, a user age, a biometric sample type, a hardware type, an algorithm used in the matching process, an algorithm used in an enrollment process, a quality assessment algorithm used in an acquisition process, environmental factors, a user identity, and a user group.

15. The system as claimed in claim 1 wherein the authentication process is configured to authenticate the user on the basis of providing a threshold score that is a result of a combination of a plurality of threshold scores.

16. The system as claimed in claim 1 wherein the authentication process is configured to authenticate the user based on a score resulting from a combination of multiple output scores, or values transformed from the combination of multiple output scores, when compared against a single threshold score.

17. The system as claimed in claim 1 wherein the threshold score is at least one parameter resulting from analysis of biometric accuracy tables or statistics.

18. The system as claimed in claim 17 wherein the biometric accuracy tables or statistics are derived from one of individual receiver operator characteristic curve data, individual cumulative match characteristic data, individual false acceptance rate data, and individual score distribution data.

19. The system as claimed in claim 1 wherein the at least one revised threshold score is used to update the current threshold scores periodically so as to provide a tuning of said authentication system based on usage of said authentication system.

20. A distributed network of authentication systems, at least one of said authentication systems being configured to enable an authentication process, the process having predefined parameters associated therewith, the process providing for authentication of a user based on a comparison of a presented biometric with at least one previously stored biometric, said at least one authentication system comprising:

a matching system providing as an output an output score based on the comparison of the presented biometric and the at least one previously stored biometric, said at least one authentication system being configured to authenticate the user on determining that a parameter based on the output score, meets a threshold score; and

an audit module configured to monitor the authentication process and to provide at least one revised threshold score, the at least one revised threshold score being provided based on an analysis of the performance of said at least one authentication system over a predefined time period using current threshold scores, wherein said network comprises at least one audit module configured to

receive data relating to the authentication process from at least one of said authentication systems within said network,

process the received data so as to provide an analysis of the performance of said at least one of said authentication systems using current threshold scores, and

generate at least one revised threshold score to supplement the current threshold scores used at one or more of said authentication systems within said network.

21. The network as claimed in claim 20 wherein each of said authentication systems within said network includes an audit module.

22. The network as claimed in claim 21 wherein each of said audit modules is configured to communicate with others of said audit modules so as to enable a transfer of revised threshold scores between said authentication systems.

23. The network as claimed in claim 20 wherein said at least one audit module is provided distinct from any of said authentication systems, said at least one audit module being configured to communicate with at least one of said authentication systems so as to receive and transmit data relating to threshold scores used within individual ones of said authentication systems.

24. A method of authenticating a user based on a biometric sample presented by the user, said method comprising:

receiving a request for authentication, the request for authentication including a presented biometric;

analyzing specifics of the request so as to extract at least one parameter specific to the request;

matching the presented biometric with a previously stored biometric for the user so as to provide a matching score;

comparing a stored threshold score with the matching score;

authenticating the user on determining that the matching score exceeds the stored threshold score; and

monitoring the performance of an authentication process over time and updating the stored threshold score with a revised threshold score on determining that the performance of the authentication process using the stored threshold score falls below a desired performance criteria, wherein said updating operation is performed using a computer.

25. The method as claimed in claim 24 wherein the authentication request is performed at a time of capturing the presented biometric.

26. The method as claimed in claim 24 wherein the authentication request is performed at a tune subsequent to capturing the presented biometric.

27. The method as claimed in claim 26 further comprising capturing the presented biometric at a first location and transporting the presented biometric to a second location for matching against an appropriate table.

28. The method as claimed in claim 27 wherein the appropriate table is generated from a specific population subset.

29. The method as claimed in claim 26 wherein the user is a non-cooperative user.

30. The method as claimed in claim 29 wherein the presented biometric is captured during surveillance activities without the user'"'"'s knowledge.

31. The method as claimed in claim 24 wherein in response to the request for authentication a plurality of biometrics are received, the authentication of the user resulting from a matching of one or more of each of the plurality of biometrics.

32. The method as claimed in claim 31 wherein the user is authenticated irrespective of whether all presented biometrics match, the authentication being determined based on a confidence level associated with the plurality of presented biometrics being met.

33. The method as claimed in claim 24 further comprising monitoring the performance of the authentication process and generating at least one revised threshold score for use in future authentication processes based on historical authentication processes.

34. The method as claimed in claim 24 further comprising comparing the revised threshold score with the stored threshold score and triggering an alarm when a predetermined level of deviation between the revised threshold score and the stored threshold score is exceeded.