Methods and devices for performing procedures within the ear, nose, throat and paranasal sinuses

• US 7,720,521 B2
• Filed: 04/26/2005
• Issued: 05/18/2010
• Est. Priority Date: 04/21/2004
• Status: Active Grant

• Current Assignee: Acclarent Incorporated (Johnson & Johnson)
• Original Assignee: Acclarent Incorporated (Johnson & Johnson)
• Inventors: Morriss, John H., Vrany, Julia D., Makower, Joshua, Muni, Ketan P., Chang, John Y.
• Primary Examiner(s): Winakur; Eric F
• Assistant Examiner(s): Laryea; Lawrence N
• Application Number:
  US11/116,118
• Publication Number:
  US 20060004286A1
• Time in Patent Office: 1,848 Days
• Field of Search: 600/429, 600/117, 600/407, 606196-199, 604/54, 604/96
• US Class Current: 600/424
• CPC Class Codes: A61B 17/24 for use in the oral cavity, larynx, bronchial passages or nose for medical inspection of cavities or tubes in the body A61B1/00; Tongue scrapers
• CPC Class Codes: A61B 17/320725 with radially expandable cutting or abrading elements A61B17/32075 takes precedence
• CPC Class Codes: A61B 17/320758 with a rotating cutting instrument, e.g. motor driven A61B17/320725, A61B17/32075 and A61B17/320783 take precedence; for removing intra-ocular material A61F9/00763; endoscopic rotatable cutting instruments A61B17/32002
• CPC Class Codes: A61B 17/320783 through side-hole, e.g. sliding or rotating cutter inside catheter
• CPC Class Codes: A61B 17/3478 Endoscopic needles, e.g. for infusion biopsy needles A61B10/0233; catheters with injection needles A61M25/0067
• CPC Class Codes: A61B 2017/22061 for spreading elements apart
• CPC Class Codes: A61B 2034/105 Modelling of the patient, e.g. for ligaments or bones
• CPC Class Codes: A61B 2034/107 Visualisation of planned trajectories or target regions
• CPC Class Codes: A61B 2034/2048 using an accelerometer or inertia sensor
• CPC Class Codes: A61B 2034/2051 Electromagnetic tracking systems
• CPC Class Codes: A61B 2090/363 Use of fiducial points
• CPC Class Codes: A61B 2090/365 augmented reality, i.e. correlating a live optical image with another image
• CPC Class Codes: A61B 2090/3958 emitting a signal
• CPC Class Codes: A61B 2090/3983 Reference marker arrangements for use with image guided surgery
• CPC Class Codes: A61B 34/20 Surgical navigation systems; Devices for tracking or guiding surgical instruments, e.g. for frameless stereotaxis
• CPC Class Codes: A61B 5/06 Devices, other than using radiation, for detecting or locating foreign bodies for removing same A61B17/50 ; determining position of probes within or on the body of the patient
• CPC Class Codes: A61B 5/6851 Guide wires
• CPC Class Codes: A61B 90/16 Bite blocks
• CPC Class Codes: A61B 90/361 Image-producing devices, e.g. surgical cameras
• CPC Class Codes: A61B 90/39 Markers, e.g. radio-opaque or breast lesions markers
• CPC Class Codes: A61F 2/18 : Internal ear or nose parts, e.g. ear-drums implants for middle ear ventilation or drainage A61F11/202
• CPC Class Codes: A61F 2/82 : Devices providing patency to, or preventing collapsing of, tubular structures of the body, e.g. stents stent-grafts for tubular structures of the body other than blood vessels A61F2/04; stent-grafts for blood vessels A61F2/07; instruments specially adapted for placement or removal of stents or stent-grafts A61F2/95; for closing wounds, or holding wounds closed A61B17/04 - A61B17/115; dilators A61M29/00
• CPC Class Codes: A61F 2250/0039 : differing in diameter
• CPC Class Codes: A61M 2025/0037 : characterized by lumina being arranged side-by-side
• CPC Class Codes: A61M 2025/004 : characterized by lumina being arranged circumferentially
• CPC Class Codes: A61M 2025/09108 : Methods for making a guide wire
• CPC Class Codes: A61M 2025/1052 : for temporarily occluding a vessel for isolating a sector
• CPC Class Codes: A61M 25/007 : Side holes, e.g. their profiles or arrangements; Provisions to keep side holes unblocked
• CPC Class Codes: A61M 25/10 : Balloon catheters A61M25/0125 takes precedence; embolectomy A61B17/22032; retractors A61B17/02; inflatable balloons for placing stents or stent-grafts A61F2/958 ; stomach balloons for treatment of obesity A61F5/0003; oesophagal tubes A61J15/00

Abstract

Devices, systems and methods for performing image guided interventional and surgical procedures, including various procedures to treat sinusitis and other disorders of the paranasal sinuses, ears, nose or throat.

Claims

1. A method for image guided performance of a treatment procedure to treat a disease or disorder of a paranasal sinus in a human or animal subject, said method comprising the steps of:

A) providing a working device, at least a portion of said working device being insertable into a paranasal sinus of the subject and useable to carry out or facilitate at least a portion of said treatment procedure, a sensor being positioned at a location on the working device that is insertable into a paranasal sinus of the subject;

B) providing an image guidance system that is useable to determine the location of the working device within the paranasal sinus of the subject on the basis of signals received from the sensor;

C) inserting the working device such that the location is within an ear, nose, throat or paranasal sinus of the subject; and

D) using the image guidance system to detect the position of the sensor within a paranasal sinus of the subject

wherein the working device comprises a catheter or elongate member having an expandable dilator thereon;

wherein the expandable dilator is sized and constructed to be positioned within the ostium of a paranasal sinus while in a non-expanded state and the thereafter be expanded to an expanded state, thereby enlarging the ostium;

wherein the ostium in which the expandable dilator is to be positioned comprises a bone that underlies mucous membrane and wherein the expandable dilator is further constructed to exert sufficient force against the ostium to break bone that underlies the mucous membrane.

2. A method according to claim 1 wherein the sensor comprises an electromagnetic coil.

3. A method according to claim 1 wherein the working device has a distal end and wherein the location at which the sensor is positioned is in known relationship to the distal end of the working device such that the location of the sensor detected by the image guidance system will enable the operator to determine the position of the distal end of the working device within an ear, nose, throat or paranasal sinus of the subject.

4. A method according to claim 1 wherein the working device comprises a guidewire.

5. A method according to claim 1 wherein the working device comprises a flexible catheter.

6. A method according to claim 1 wherein the working device comprises a tubular guide.

7. A method according to claim 6 wherein the tubular guide comprises a proximal portion formed of a first material and a distal portion formed of a second material.

8. A method according to claim 7 wherein the proximal portion of the tubular guide is formed substantially of metal and the distal portion of the tubular guide is formed substantially of a polymer.

9. A method according to claim 6 wherein at least one curve is formed in the tubular guide.

10. A method according to claim 9 wherein the tubular guide has a distal end and wherein said at least one curve is configured to facilitate advancement of the distal end of the tubular guide into or near the ostium of a paranasal sinus.

11. A method according to claim 1 wherein the location at which the sensor is positioned is in known relationship to the position of the expandable dilator such that the location of the sensor detected by the image guidance system will enable the operator to determine the position of the dilator within an ear, nose, throat or paranasal sinus of the subject.

12. A method according to claim 11 wherein the expandable dilator has a proximal end and a distal end, and wherein the location at which the sensor is positioned is between the proximal and distal ends of the dilator.

13. A method according to claim 12 wherein the location at which the sensor is positioned is approximately midway between the proximal and distal ends of the dilator.

14. A method according to claim 11 wherein the location at which the sensor is positioned is in known relationship to at least one of the proximal and distal ends of the dilator such that the location of the sensor detected by the image guidance system will enable the operator to determine the position of at least one of a) the proximal end of the dilator and b) the distal end of the dilator, within an ear, nose, throat or paranasal sinus of the subject.

15. A method according to claim 1 wherein the expandable dilator comprises a balloon.

16. A method according to claim 15 wherein the working device comprises a balloon catheter.

17. A method according to claim 1 wherein the dilator is constructed to exert sufficient force to break bone adjacent to the ostium.

18. A method according to claim 17 wherein the dilator comprises a non-compliant balloon that is inflatable to an inflation pressure from about 10 atmospheres through about 30 atmospheres.

19. A method according to claim 1 wherein the working device comprises a tubular sheath.

20. A method according to claim 1 wherein the working device comprises an elongate penetrating member.

21. A method according to claim 20 wherein the elongate penetrating member comprises a needle.

22. A method according to claim 20 wherein the elongate penetrating member has a lumen extending longitudinally therethrough.

23. A method according to claim 1 wherein the working device has a treatment delivering location from which the treatment is delivered and wherein the sensor is positioned in known relationship to said treatment delivering location such that the location of the sensor detected by the image guidance system will enable the operator to determine the position of the treatment delivering location within an ear, nose, throat or paranasal sinus of the subject.

24. A method according to claim 23 wherein the a treatment delivering apparatus is located at the treatment delivering location, said treatment delivering apparatus comprising a device selected from the group consisting of a guidewire, catheter, cannula, tube, dilator, balloon, substance injector, needle, penetrator, cutter, debrider, microdebrider, hemostatic device, cautery device, cryosurgical device, heater, cooler, scope, endoscope, phototherapy device, drill, rasp, saw, punch, forceps and laser.

25. A method according to claim 1 wherein the working device is advanceable over a guidewire.

26. A method according to claim 1 wherein at least a portion of the working device is malleable.

27. A method according to claim 1 wherein at least a portion of the working device is flexible.

28. A method according to claim 1 wherein the image guidance system provided in Step A comprises i) a computer, ii) a video monitor, iii) a localizer and iv) a sensor tracking system.

29. A method according to claim 28 wherein anatomical image data has been obtained from the subject prior to performance of Steps C and D and wherein, prior to or during performance of Step D, the localizer is used to register the anatomical image data with the physical positioning of the subject'"'"'s body.

30. A method according to claim 29 wherein at least one fiducial marker is affixed to or positioned in fixed relation to the subject'"'"'s body while anatomical image data is obtained and wherein said at least one fiducial marker is also affixed to or positioned in fixed relation to the subject'"'"'s body during performance of Step D and wherein the image guidance system uses the at least one fiducial marker during Step D to correlate the position of the subject'"'"'s body with the sensor tracking system.

31. A method according to claim 30 wherein at least one fiducial marker is attached to an article that is worn by the subject during Step D.

32. A method according to claim 31 wherein the article comprises a headset.

33. A method according to claim 31 wherein the article comprises a mouthpiece.

34. A method according to claim 30 wherein the wherein at least one fiducial marker is affixed to the subject'"'"'s body during Step D.

35. A method according to claim 34 wherein at least one fiducial marker is affixed to a tooth of the subject during Step D.

36. A method according to claim 30 wherein at least one fiducial marker is positioned within an ear canal of the subject during Step D.

37. A method according to claim 30 wherein the wherein the transmitter is affixed to the subject'"'"'s body during Step D.

38. A method according to claim 30 wherein Step D comprises:

causing the anatomical image data to be received by the computer; and

, wherein,

the computer causes the video monitor to display an anatomical image from the anatomical data along with an indicator indicating the location of the working device in relation to the anatomical image.

39. A method according to claim 38 wherein the computer i) receives working device location data from the sensor tracking system, ii) integrates the working device location data with the anatomical image data and iii) causes the video monitor to display an anatomical image along with an indicator indicating the position of the working device relative to the displayed anatomical image.

40. A method according to claim 38 wherein the anatomical image data comprises tomographic image data.

41. A method according to claim 38 wherein the anatomical comprises data obtained by CT or fluoroscopic CT scan.

42. A method according to claim 38 wherein the anatomical comprises data obtained by PET scan.

43. A method according to claim 38 wherein the anatomical image data includes data providing a plurality of orthogonal views of the subject'"'"'s anatomy.

44. A method according to claim 43 wherein the orthogonal views include axial, coronal and sagittal views.

45. A method according to claim 30 wherein a plurality of fiducial markers are used.

46. A method according to claim 28 wherein the sensor tracing system comprises a transmitter that transmits a signal that is sensed by the sensor on the working device.

47. A method according to claim 46 wherein the transmitter is mounted on an article that is worn by the subject.

48. A method according to claim 47 wherein the article comprises a headset.

49. A method according to claim 47 wherein the article comprises a mouthpiece.

50. A method according to claim 28 wherein the sensor tracking system comprises an electromagnetic tracking system and wherein the sensor on the working device comprises an electromagnetic sensor.

51. A method according to claim 28 wherein:

at least one fiducial marker is affixed to or positioned in fixed relation to the subject'"'"'s body while an imaging scan is performed to obtain the anatomical image data;

the anatomical image data is received by the computer;

during Step D the at least one fiducial marker is affixed or positioned at substantially the same location relative to the subject'"'"'s body as it was during performance of the anatomical imaging scan; and

, wherein,

during Step D the computer receives fiducial marker location data and uses that fiducial marker location data to perform a process of registration wherein the anatomical image data is correlated to the then current position of the subject'"'"'s body as indicated by the fiducial marker location data.

52. A method according to claim 51 wherein the subject'"'"'s head is moved during the treatment procedure.

53. A method according to claim 51 wherein the computer receives working device position data from the sensor tracking system and processes the working device position data with the fiducial marker location data to determine the current working device position relative to the anatomical image data.

54. A method according to claim 28 wherein the crosshairs are displayed on the video monitor to indicate the position of the working device relative to an anatomical image that is displayed on the same video monitor.

55. A method according to claim 28 wherein the computer is further programmed to define at least one zone selected from a) a keep in zone within which the working device is to remain and b) a keep out zone into which the working device is not to be advanced.

56. A method according to claim 1 wherein the image guidance system is further used to track a working device movement path during performance of Step D.

57. A method according to claim 56 wherein the image guidance system comprises a video monitor on which an anatomical image is displayed and wherein the working device movement path is displayed on the video monitor along with the anatomical image.

58. A method according to claim 57 wherein the working device movement path displayed on the video monitor includes an indicator of the current position of the working device along with at least one indicator of a past or intended future position of the working device.

59. A method according to claim 1 wherein the image guidance system receives a video image from an endoscope or endonasal camera positioned within an ear, nose, throat or paranasal sinus of the subject and displays that video image on a video monitor along with an indication of the location of the working device.

60. A method according to claim 59 wherein an imaging scan is performed prior to performance of Steps C and D to obtain a scanned anatomical image and wherein, during performance of Step D, the scanned anatomical image is displayed on a video monitor along with an indication of the location of the working device.

61. A method according to claim 60 wherein the video image and the scanned anatomical image are displayed on separate screens.

62. A method according to claim 60 wherein the video image and the scanned anatomical image are displayed on the same screen.

63. A method according to claim 62 wherein the video image and the scanned anatomical image are displayed such that one is superimposed on the other.

64. A method according to claim 62 wherein the video monitor displays the video image along with a hidden anatomical structure indicator, said hidden anatomical structure indicator indicating the location of at least one anatomical structure from the scanned anatomical image that is not directly visible on the video image.

65. A method according to claim 64 wherein the hidden anatomical structure indicator comprises solid or broken lines showing the outline of the hidden anatomical structure.

66. A method according to claim 64 wherein the hidden anatomical structure comprises the ostium of a paranasal sinus.

67. A method according to claim 66 wherein the ostium of a paranasal sinus is hidden from view on the video image by one or more other anatomical structures and wherein the hidden anatomical structure indicator shows the location of that ostium of a paranasal sinus.

68. A method according to claim 67 wherein the ostium of a maxillary sinus is substantially hidden from view by the uncinate process and wherein the hidden anatomical structure indicator shows the location of that maxillary sinus ostium.

69. A method according to claim 68 wherein the treatment procedure includes the transnasal insertion and advancement of a working device into or through the ostium of a maxillary sinus without removing or causing substantial trauma to the uncinate process.

70. A method according to claim 69 wherein the rotation sensor comprises an accelerometer or sensor positioned on the working device so as to detect rotation of the working device.

71. A method according to claim 67 wherein the ostium of a sphenoid sinus is substantially hidden from view by one or more ethmoid air cells and wherein the hidden anatomical structure indicator shows the location of that sphenoid sinus ostium.

72. A method according to claim 71 wherein the treatment procedure includes the transnasal insertion and advancement of a working device into or through the ostium of a sphenoid sinus without removing, altering or causing substantial trauma to the ethmoid air cells, middle turbinate, superior turbinate or supreme turbinate.

73. A method according to claim 67 wherein an ostium of a frontal sinus is substantially hidden from view by at least one of;

a) the uncinate process, b) ethmoid bulla and c) middle turbinate, and wherein the hidden anatomical structure indicator shows the location of that sphenoid sinus ostium.

74. A method according to claim 73 wherein the treatment procedure includes the transnasal insertion and advancement of a working device into or through the ostium of a frontal sinus without removing or causing substantial trauma to the process, ethmoid bulla or middle turbinate.

75. A method according to claim 64 wherein an ethmoid bulla is substantially hidden from view by the uncinate process and wherein the hidden anatomical structure indicator shows the location of that ethmoid bulla.

76. A method according to claim 75 wherein the treatment procedure includes the transnasal insertion and advancement of a working device into or through an ethmoid bulla without removing or causing substantial trauma to the uncinate process.

77. A method according to claim 76 wherein the method further comprises the step of zeroing the accelerometer to establish a starting rotational orientation.

78. A method according to claim 64 wherein the hiatus semilunaris is substantially hidden from view by the uncinate process and wherein the hidden anatomical structure indicator shows the location of that hiatus semilunaris.

79. A method according to claim 78 wherein the treatment procedure includes the transnasal insertion and advancement of a working device into or through the hiatus semilunaris without removing or causing substantial trauma to the uncinate process.

80. A method according to claim 78 wherein the method further comprises causing the keep in zone or keep out zone to be identified on the video monitor.

81. A method according to claim 78 further comprising the step of providing an alarm signal to the operator when the working device exits or comes close to exiting a keep in zone.

82. A method according to claim 78 further comprising the step of providing an alarm signal to the operator when the working device enters or comes close to entering a keep out zone.

83. A method according to claim 64 wherein an ethmoid air cell is substantially hidden from view by at least one of;

a) the uncinate process, b) ethmoid bulla and c) middle turbinate and, wherein the hidden anatomical structure indicator shows he location of that sphenoid sinus ostium.

84. A method according to claim 83 wherein the treatment procedure includes the transnasal insertion and advancement of a working device into or through an ethmoid air cell without removing, altering or causing substantial trauma to the uncinate process, ethmoid bulla or middle turbinate, superior turbinate or supreme turbinate.

85. A method according to claim 59 wherein the indication of the location of the working device comprises an indication of the location of at least a portion of the working device that is hidden from direct view of the endoscope or camera.

86. A method according to claim 1 wherein the working device further comprises a rotation sensor that generates a rotational orientation signal that indicates the rotational orientation of at least a portion of the working device within an ear, nose, throat or paranasal sinus of the subject and where the method further comprises the step of:

using the rotational orientation signal to detect the rotational orientation of at least a portion of the working device within an ear, nose, throat or paranasal sinus of the subject.