Method and system for graphically differentiating user preferred securities from one another

• US 7,752,110 B1
• Filed: 05/12/2000
• Issued: 07/06/2010
• Est. Priority Date: 05/12/2000
• Status: Active Grant

• Current Assignee: Charles Schwab Trust Company (Charles Schwab Corporation)
• Original Assignee: Charles Schwab Trust Company (Charles Schwab Corporation)
• Inventors: Ferris, Gregory, Swearingen, Bradley J., Munoz, Richard Jr., Harding, David S., Lewis, Brant C., Mogonye, Gregory Scott, Berber, Philip R.
• Primary Examiner(s): Nguyen; Nga B.
• Application Number:
  US09/569,656
• Time in Patent Office: 3,707 Days
• Field of Search: 705/35, 705/36, 705/37, 705/38
• US Class Current: 705/36.00R
• CPC Class Codes: G06Q 40/00 Finance; Insurance; Tax strategies; Processing of corporate or income taxes
• CPC Class Codes: G06Q 40/04 Trading; Exchange, e.g. stocks, commodities, derivatives or currency exchange
• CPC Class Codes: G06Q 40/06 Asset management; Financial planning or analysis

Abstract

A system for graphically differentiating user preferred securities from one another is disclosed. The system comprises a server system (12) and a client system (14). The server system (12) is in communication with a security data source (26) that provides security data on a plurality of securities. The client system (14) is in communication with the server system (12) and provides M user specific criteria to the server system (12). The server system (12) then analyzes the security data based upon the M user specific criteria and identifies user preferred securities from the plurality of securities. The server system (12) provides the client system (14) with data relating to the user preferred securities. The client system (14) uses N user specific parameters received from an input device (16, 18) to generate an N dimensional graph that is populated with icons representing the user preferred securities, thereby graphically differentiating the user preferred securities from one another on a display device (20).

Claims

1. A method for graphically differentiating user preferred securities from one another on a client system for a user, the method comprising the steps of:

providing a continuously updated stream of security data for a plurality of securities to a server system from a security data source;

presenting to the user an interface in the client system that allows the user to select user specific criteria for analyzing the security data;

receiving user specific criteria for analyzing the security data from the user and transmitting the user specific criteria from a client system to the server system;

identifying the user preferred securities from the plurality of securities based upon the user specific criteria in the server system;

presenting to the user an interface in the client system that allows the user to select user specific parameters of the security data upon which the identified preferred securities can be differentiated;

receiving N user specific parameters of the security data in the client system from the user, wherein N is a positive integer that is at least 4;

generating a representation of the user preferred securities in an N dimensional graph on the client system based upon the N user specific parameters, the N dimensional graph comprising a three-dimensional coordinate system having mutually perpendicular axes intersecting at a common origin, each axis representing one of the N user specific parameters of the security data, each user preferred security being represented by a corresponding icon in the three-dimensional coordinate system and each icon representing only one user preferred security, said generating step selecting the location of each icon within the three-dimensional coordinate system in relation to the values that the icon'"'"'s corresponding security has for three of the N user specific parameters, said generating step further generating one of the size, shape, color, or shading of each icon in relation to the value that the icon'"'"'s corresponding security has for a fourth one of the N user specific parameters;

displaying the representation to the user on a display screen.

2. The method as recited in claim 1 wherein the step of providing a continuously updated stream of security data for a plurality of securities to a server system from a security data source further comprises providing level one, level two and time and sales data from the security data source.

3. The method as recited in claim 1 further comprising the step of parsing the continuously updated stream of security data into a predetermined number of security related factors.

4. The method as recited in claim 1 wherein the step of providing a continuously updated stream of security data for a plurality of securities to a server system from a security data source further comprises providing fundamental data relating to the plurality of securities.

5. The method as recited in claim 1 wherein the step of providing a continuously updated stream of security data for a plurality of securities to a server system from a security data source further comprises providing analytical data relating to the plurality of securities.

6. The method as recited in claim 1 further comprising after the step of receiving N user specific parameters of the security data, wherein N is a positive integer that is at least 4, the step of providing the client system with data relating to the user preferred securities.

7. The method as recited in claim 1 wherein generating said representation further generates another one of the size, shape, color, or shading of each icon in relation to the value that the icon'"'"'s corresponding security has for a fifth one of the N user specific parameters.

8. The method as recited in claim 1 wherein presenting the interface that allows the user to select user specific criteria further comprises presenting an interface that enables the user to define at least one criteria as a comparison between two selectable filter quantities according to a selectable relationship operator.

9. The method as recited in claim 1 wherein each of the user specific criteria is different from each of the user specific parameters.

10. A system for graphically differentiating user preferred securities from one another for a user, the system comprising:

a server system in communication with a security data source providing a continuously updated stream of security data on a plurality of securities; and

a client system in communication with the server system, the client system providing user specific criteria to the server system for analyzing the security data such that the server system identifies user preferred securities from the plurality of securities, the client system comprising;

an input device in communication with the client system;

a display device in communication with the client system;

a code segment embodied on a computer-readable medium that directs the client system to present to the user a graphical user interface on the display device and input device that allows the user to select user specific criteria for analyzing the security data, and that receives user specific criteria for analyzing the security data from the user;

a code segment embodied on the computer-readable medium that directs the client system to transmit the user specific criteria to the server system and to receive data relating to the user preferred securities from the server system;

a code segment embodied on the computer-readable medium that directs the client system to present to the user a graphical user interface on the display device and input device that allows the user to select user specific parameters of the security data upon which the identified preferred securities can be differentiated, and that receives N user specific parameters of the security data from the user, wherein N is a positive integer that is at least 4;

a code segment embodied on the computer-readable medium that directs the client system to receive data relating to the user preferred securities from the server system; and

a code segment embodied on the computer-readable medium that directs the client system to generate a representation of the user preferred securities in an N dimensional graph on the display device based upon the N user specific parameters, the N dimensional graph comprising a three-dimensional coordinate system having mutually perpendicular axes intersecting at a common origin, each axis representing one of the N user specific parameters of the security data, each user preferred security being represented by a corresponding icon in the three-dimensional coordinate system and each icon representing only one user preferred security, said code segment directing the client system to select the location of each icon within the three-dimensional coordinate system in relation to the values that the icon'"'"'s corresponding security has for three of the N user specific parameters, and to generate one of the size, shape, color, or shading of each icon in relation to the value that the icon'"'"'s corresponding security has for a fourth one of the N user specific parameters.

11. The system as recited in claim 10 wherein each of the user specific criteria is different from each of the user specific parameters.

12. The system as recited in claim 10 wherein at least one of the user specific criteria is the same as one of the user specific parameters.

13. The system as recited in claim 10 wherein the continuously updated stream of security data for a plurality of securities received by the server system further comprises fundamental data relating to the plurality of securities.

14. The system as recited in claim 10 wherein the continuously updated stream of security data for a plurality of securities received by the server system further comprises analytical data relating to the plurality of securities.

15. The system as recited in claim 10 wherein the N user specific parameters are selected from the group consisting of current price, volume, highs, lows, open, close, prior period highs, prior period lows, gap, change from close, change from open, prior period averages, change from prior period averages, relative strength index, momentum indicators, fundamentals, sectors and industries.

16. The system as recited in claim 10 wherein the user specific criteria are selected from the group consisting of current price, volume, highs, lows, open, close, prior period highs, prior period lows, gap, change from close, change from open, prior period averages, change from prior period averages, relative strength index, momentum indicators, fundamentals, sectors and industries.

17. The system as recited in claim 10 wherein the code segment that directs the client system to generate the representation of the user preferred securities in an N dimensional graph on the display device further directs the client system to generate another one of the size, shape, color, or shading of each icon in relation to the value that the icon'"'"'s corresponding security has for a fifth one of the N user specific parameters.