Apparatus and system for imaging currency bills and financial documents and method for using the same

• US 8,428,332 B1
• Filed: 04/13/2010
• Issued: 04/23/2013
• Est. Priority Date: 09/27/2001
• Status: Expired due to Fees

• Current Assignee: Cummins-Allison Corporation (Crane Company)
• Original Assignee: Cummins-Allison Corporation (Crane Company)
• Inventors: Csulits, Frank M., Jones, William J., Mennie, Douglas U., Anderson, Matthew L., Klein, Robert J., Watts, Gary P., Jones, John E., Jaeger, Ralf H., Badalamenti, David R.
• Primary Examiner(s): BHATNAGAR, ANAND P
• Application Number:
  US12/758,911
• Time in Patent Office: 1,106 Days
• Field of Search: 382/100, 382/135, 382/136, 382/137, 382/138, 382/139, 209/534, 235/379, 356/71, 902/7
• US Class Current: 382/135
• CPC Class Codes: G06Q 20/042 characterized in that the payment protocol involves at least one cheque
• CPC Class Codes: G06Q 20/10 specially adapted for electronic funds transfer [EFT] systems; specially adapted for home banking systems
• CPC Class Codes: G06Q 20/108 Remote banking, e.g. home banking
• CPC Class Codes: G06Q 30/0185 Product, service or business identity fraud
• CPC Class Codes: G06Q 40/00 Finance; Insurance; Tax strategies; Processing of corporate or income taxes
• CPC Class Codes: G06Q 40/12 Accounting
• CPC Class Codes: G07D 7/0047 using checkcodes, e.g. coded numbers derived from serial number and denomination
• CPC Class Codes: G07D 7/2033 Matching unique patterns, i.e. patterns that are unique to each individual paper
• CPC Class Codes: G07F 19/20 Automatic teller machines [ATMs]
• CPC Class Codes: G07F 19/202 Depositing operations within ATMs depositing in general G07D11/00

Abstract

A batch of bills is received, transported, and imaged to produce image data. The image data is reproducible as a visually readable image of at least a portion of each of the plurality of currency bills. Each currency bill includes a respective serial number. The serial numbers are extracted from the image data for each of the currency bills. Each extracted serial number is compared with a plurality of serial numbers in a currency bill database to determine if a currency bill associated with an extracted serial number is a suspect currency bill. One of the plurality of currency bills is determined to be a suspect currency bill based on the comparing. In response to determining the suspect currency bill, at least a portion of the produced image data is displayed as a visually readable image of the suspect currency bill on a display unit of the document processing system.

Claims

1. A method of processing documents in a document processing system, comprising:

receiving a batch of a plurality of documents in an input receptacle of the document processing system, the plurality of documents including currency bills and checks, each of the plurality of documents being associated with identifying information;

transporting the plurality of documents along a transport path, one at a time, from the input receptacle, past an image scanner, and to an output receptacle;

generating, for each of the plurality of documents, image data that is reproducible as a visually readable image of at least a portion of a respective one of the plurality of documents;

extracting the identifying information from the image data for each of the documents;

comparing the extracted identifying information with information in a database to determine if a document associated with extracted identifying information is a suspect document;

determining that a document is a suspect document based on the comparing; and

in response to the determining that a document is a suspect document, displaying at least a portion of the generated image data as a visually readable image of the suspect document on a display unit of the document processing system.

2. The method of claim 1, further comprising in response to the determining, detecting a selection of one of a plurality of selection elements.

3. The method of claim 2, wherein the plurality of selection elements are configured to allow an operator of the document processing system to make an authentication determination associated with the suspect document;

and wherein the plurality of selection elements include an override element and a suspect element.

4. The method of claim 3, wherein each of the plurality of documents are further associated with a value.

5. The method of claim 4, further comprising determining a total value associated with the batch of the plurality of documents, the total value being equal to a sum total of the values associated with the plurality of documents minus the value associated with any determined suspect documents.

6. The method of claim 5, wherein the detecting a selection includes detecting a selection of the override element.

7. The method of claim 6, further comprising in response to the detecting of the selection of the override element, overriding the determination that a document is a suspect document and adding the value of the document determined to be suspect document based on the act of comparing to the total value associated with the batch of the plurality of documents.

8. The method of claim 1, wherein the identifying information includes currency bill serial numbers, currency bill denominations, federal reserve letters/numbers, check letter and quadrant numbers, check letter and face plate numbers, back plate numbers, currency bill series, checking account numbers, routing numbers, check numbers, or any combination thereof.

9. The method of claim 1, wherein the displaying occurs simultaneously to the transporting.

10. The method of claim 9, wherein the acts of transporting, generating, extracting, comparing, and determining are performed at a rate of at least about 400 documents per minute.

11. The method of claim 9, wherein the acts of transporting, generating, extracting, comparing, and determining are performed at a rate of at least about 700 documents per minute.

12. The method of claim 9, wherein the acts of transporting, generating, extracting, comparing, and determining are performed at a rate of at least about 1000 documents per minute.

13. The method of claim 9, wherein the acts of transporting, generating, extracting, comparing, and determining are performed at a rate of at least about 1200 documents per minute.

14. The method of claim 9, wherein the plurality of documents are U.S. currency bills.

15. The method of claim 9, wherein the plurality of documents include currency bills associated with multiple countries including two or more of the following currencies:

U.S. dollar, euro, Australian dollar, Canadian dollar, Japanese yen, and pound sterling.

16. The method of claim 9, wherein the document processing system has a footprint of less than about 1.5 square feet.

17. The method of claim 9, wherein the document processing system has a weight of less than about 25 pounds.

18. The method of claim 1, wherein the plurality of documents are U.S. currency bills and each U.S. currency bill has a wide edge, and wherein the act of transporting comprises transporting each document in a wide-edge leading manner, the document processing system having a footprint of less than about 2 square feet and a weight of less than about 35 pounds.

19. The method of claim 1, wherein each document has a wide edge, and wherein the act of transporting comprises transporting each of the documents in a wide-edge leading manner.

20. The method of claim 1, further comprising in response to the determining, displaying a plurality of selection elements.

21. The method of claim 20, wherein the plurality of selection elements are softkeys displayed on the display unit.

22. The method of claim 1, further comprising in response to the determining, detecting a selection of one of a plurality of selection elements.

23. The method of claim 22, wherein the selection elements are softkeys, push buttons, or a combination thereof.

24. The method of claim 22, wherein the plurality of selection elements include an override element and a suspect element.

25. The method of claim 24, wherein the detecting a selection includes detecting a selection of the override element.

26. The method of claim 25, wherein the selection of the override element overrides the suspect determination of the document processing system.

27. The method of claim 25, further comprising in response to detecting the selection of the override element, including a reviewed-accepted indication in a record associated with the document determined to be a suspect document.

28. The method of claim 25, further comprising in response to detecting the selection of the override element, modifying a record associated with the document determined to be a suspect document to reflect that the operator reviewed the document and manually determined that the document was not a suspect document.

29. The method of claim 25, further comprising in response to detecting the selection of the override element, tagging the image data associated with the determined suspect document as reviewed-accepted.

30. The method of claim 29, further comprising storing the tagged image data in a memory of the document processing system.

31. The method of claim 24, wherein the detecting a selection includes detecting a selection of the suspect element.

32. The method of claim 31, further comprising in response to detecting the selection of the suspect element, tagging the image data associated with the determined suspect document as suspect.

33. The method of claim 1, wherein the comparing of the extracted identifying information with the information in the database and the determining that the document is a suspect document are performed simultaneously to at least a portion of the transporting of the suspect document.

34. The method of claim 1, wherein the output receptacle is exactly two output receptacles, one of the two output receptacles being a reject receptacle;

and in response to the determining that the document is a suspect document, the method further comprising transporting the suspect document to the reject receptacle.

35. The method of claim 1, wherein the document processing system includes a document processing device communicatively connected to one or more computers.

36. The method of claim 1, wherein the information in the database is associated with documents of interest.

37. The method of claim 1, wherein the information in the database is associated with documents involved in a crime.