High density epidural stimulation for facilitation of locomotion, posture, voluntary movement, and recovery of autonomic, sexual, vasomotor, and cognitive function after neurological injury

• US 9,101,769 B2
• Filed: 01/03/2012
• Issued: 08/11/2015
• Est. Priority Date: 01/03/2011
• Status: Active Grant

• Current Assignee: California Institute of Technology, Regents of the University of California (University of California), University of Louisville
• Original Assignee: California Institute of Technology, Regents of the University of California (University of California), University of Louisville
• Inventors: Edgerton, Victor Reggie, Roy, Roland R., Gerasimenko, Yury, Burdick, Joel W., Harkema, Susan J., Hodes, Jonathan, Tai, Yu-Chong, Nandra, Mandheerej S., Angeli, Claudia A., Desautels, Thomas Anthony
• Primary Examiner(s): Koharski, Christopher D
• Assistant Examiner(s): CAREY, MICHAEL JAMES
• Application Number:
  US13/978,035
• Publication Number:
  US 20140163640A1
• Time in Patent Office: 1,316 Days
• Field of Search: 607/48, 607/49, 607/70, 607/117
• US Class Current: 1/1
• CPC Class Codes: A61H 1/0237 for the lower limbs
• CPC Class Codes: A61H 1/0274 for the upper limbs
• CPC Class Codes: A61N 1/0551 Spinal or peripheral nerve electrodes
• CPC Class Codes: A61N 1/0553 Paddle shaped electrodes, e.g. for laminotomy
• CPC Class Codes: A61N 1/0556 Cuff electrodes
• CPC Class Codes: A61N 1/36003 of motor muscles, e.g. for walking assistance
• CPC Class Codes: A61N 1/36103 Neuro-rehabilitation; Repair or reorganisation of neural tissue, e.g. after stroke
• CPC Class Codes: A61N 1/3616 Voltage density or current density
• CPC Class Codes: A63B 21/00181 comprising additional means assisting the user to overcome part of the resisting force, i.e. assisted-active exercising
• CPC Class Codes: A63B 22/0235 driven by a motor
• CPC Class Codes: A63B 2213/004 with electrotherapy
• CPC Class Codes: A63B 2220/805 Optical or opto-electronic sensors
• CPC Class Codes: A63B 2230/60 muscle strain, i.e. measured on the user
• CPC Class Codes: A63B 69/0064 Attachments on the trainee preventing falling
• CPC Class Codes: F04C 2270/0421 Controlled or regulated

Abstract

Methods of enabling locomotor control, postural control, voluntary control of body movements (e.g., in non-weight bearing conditions), and/or autonomic functions in a human subject having spinal cord injury, brain injury, or neurological neuromotor disease. In certain embodiments, the methods involve stimulating the spinal cord of the subject using an epidurally placed electrode array, subjecting the subject to physical training thereby generating proprioceptive and/or supraspinal signals, and optionally administering pharmacological agents to the subject. The combination of stimulation, physical training, and optional pharmacological agents modulate in real time electrophysiological properties of spinal circuits in the subject so they are activated by supraspinal information and/or proprioceptive information derived from the region of the subject where locomotor activity is to be facilitated.

Claims

1. A method comprising:

positioning a human patient in a training device, the patient having a neurologically derived paralysis in a portion of the patient'"'"'s body, the training device being configured to assist with physical training that is configured to induce neurological signals in the portion of the patient'"'"'s body having the paralysis, the patient having a spinal cord with at least one selected spinal circuit that has a first stimulation threshold representing a minimum amount of stimulation required to activate the at least one selected spinal circuit, and a second stimulation threshold representing an amount of stimulation above which the at least one selected spinal circuit is fully activated and adding the induced neurological signals has no additional effect on the at least one selected spinal circuit, the induced neurological signals being below the first stimulation threshold and insufficient to activate the at least one selected spinal circuit; and

applying electrical stimulation to a portion of a spinal cord of the patient, the electrical stimulation being below the second stimulation threshold such that the at least one selected spinal circuit is at least partially activatable by the addition of at least one of (a) a second portion of the induced neurological signals, and (b) supraspinal signals.

2. The method of claim 1, wherein the paralysis is a motor complete paralysis.

3. The method of claim 1, wherein the paralysis is a motor incomplete paralysis.

4. The method of claim 1, wherein the first portion of the induced neurological signals is the same as the second portion of the induced neurological signals.

5. The method of claim 1, wherein the electrical stimulation does not directly activate muscle cells in the portion of the patient'"'"'s body having the paralysis.

6. The method of claim 1, wherein the induced neurological signals comprise at least one of postural proprioceptive signals, locomotor proprioceptive signals, and the supraspinal signals.

7. The method of claim 1, wherein the paralysis was caused by a spinal cord injury classified as motor complete.

8. The method of claim 1, wherein the paralysis was caused by a spinal cord injury classified as motor incomplete.

9. The method of claim 1, wherein the paralysis was caused by an ischemic or traumatic brain injury.

10. The method of claim 1, wherein the paralysis was caused by an ischemic brain injury that resulted from a stroke or acute trauma.

11. The method of claim 1, wherein the paralysis was caused by a neurodegenerative brain injury.

12. The method of claim 11, wherein the neurodegenerative brain injury is associated with at least one of Parkinson'"'"'s disease, Huntington'"'"'s disease, Alzheimer'"'"'s, ischemia, stroke, amyotrophic lateral sclerosis (ALS), primary lateral sclerosis (PLS), and cerebral palsy.

13. The method of claim 1, wherein the electrical stimulation is applied by an electrode array that is implanted epidurally in the spinal cord of the patient.

14. The method of claim 13, wherein the electrode array is positioned at at least one of a lumbosacral region, a cervical region, and a thoracic region of the spinal cord.

15. The method of claim 1, wherein the paralysis was caused by a spinal cord injury at a first location along the spinal cord, and

the electrical stimulation is applied by an electrode array that is implanted epidurally on the spinal cord of the patient at a second location below the first location along the spinal cord relative to the patient'"'"'s brain.

16. The method of claim 1, wherein the physical training comprises at least one of standing, stepping, reaching, moving one or both legs, moving one or both feet, grasping, and stabilizing sitting posture.

17. The method of claim 1, wherein when activated, the at least one selected spinal circuit enables voluntary movement of muscles involved in at least one of standing, stepping, reaching, grasping, voluntarily changing positions of one or both legs, voiding the patient'"'"'s bladder, voiding the patient'"'"'s bowel, postural activity, and locomotor activity.

18. The method of claim 1, wherein when activated, the at least one selected spinal circuit enables or improves autonomic control of at least one of cardiovascular function, body temperature, and metabolic processes.

19. The method of claim 1, wherein when activated, the at least one selected spinal circuit facilitates recovery of at least one of an autonomic function, sexual function, vasomotor function, and cognitive function.

20. The method of claim 1, further comprising:

administering one or more neuropharmaceutical agents to the patient.

21. The method of claim 20, wherein the one or more neuropharmaceutical agents comprise at least one of a serotonergic drug, a dopaminergic drug, a noradrenergic drug, a GABAergic drug, and glycinergic drugs.

22. The method of claim 20, wherein the one or more neuropharmaceutical agents comprise at least one of 8-OHDPAT, Way 100.635, Quipazine, Ketanserin, SR 57227A, Ondanesetron, SB 269970, Methoxamine, Prazosin, Clonidine, Yohimbine, SKF-81297, SCH-23390, Quinpirole, and Eticlopride.

23. The method of claim 1, wherein the electrical stimulation is defined by a set of parameter values, activation of the at least one spinal circuit generates a quantifiable result, and the method further comprises:

repeating the method of claim 1 using electrical stimulation having different sets of parameter values;

obtaining quantifiable results generated by each repetition of the method;

executing a machine learning method on at least one computing device, the machine learning method building a model of a relationship between the electrical stimulation applied to the spinal cord and the quantifiable results generated by activation of the at least one spinal circuit; and

selecting a new set of parameters based on the model.

24. The method of claim 23, wherein the machine learning method implements a Gaussian Process Optimization.

25. The method of claim 1, wherein the training device comprises a robot training device configured to move automatically at least a portion of the portion of the patient'"'"'s body having the paralysis.

26. The method of claim 1, wherein the training device comprises a treadmill and a weight-bearing device configured to support at least a portion of the patient'"'"'s body weight when the patient is positioned to use the treadmill.

27. The method of claim 1, wherein the training device comprises a device configured to bear at least a portion of the patient'"'"'s body weight when the patient transitions between sitting and standing.

28. The method of claim 1, wherein the electrical stimulation comprises at least one of tonic stimulation and intermittent stimulation.

29. The method of claim 1, wherein the electrical stimulation comprises simultaneous or sequential stimulation of different regions of the spinal cord.

30. A method of enabling one or more functions selected from a group consisting of postural and/or locomotor activity, voluntary movement of leg position when not bearing weight, voluntary voiding of the bladder and/or bowel, return of sexual function, autonomic control of cardiovascular function, body temperature control, and normalized metabolic processes, in a human subject having a neurologically derived paralysis, the method comprising:

stimulating the spinal cord of the subject using an electrode array; and

while subjecting the subject to physical training that exposes the subject to relevant postural proprioceptive signals, locomotor proprioceptive signals, and supraspinal signals;

wherein at least one of the stimulation and physical training modulates in real time the electrophysiological properties of spinal circuits in the subject so the spinal circuits are activated by at least one of supraspinal information and proprioceptive information derived from the region of the subject where the selected one or more functions are facilitated.

31. The method of claim 30, wherein the region where the selected one or more functions are facilitated comprises one or more regions of the spinal cord that control the lower limbs or the upper limbs.

32. The method of claim 30, wherein the region where the selected one or more functions are facilitated comprises one or more regions of the spinal cord that control at least one of the subject'"'"'s bladder and the subject'"'"'s bowel.

33. The method of claim 30, wherein the physical training comprises at least one of standing, stepping, sitting down, laying down, reaching, grasping, stabilizing sitting posture, and stabilizing standing posture.

34. The method of claim 30, wherein the electrode array is an epidurally implanted electrode array.

35. The method of claim 34, wherein the epidurally implanted electrode array is placed over at least one of a lumbosacral portion of the spinal cord, a thoracic portion of the spinal cord, and a cervical portion of the spinal cord.

36. The method of claim 30, wherein the electrode array comprises one or more electrodes stimulated in a monopolar configuration.

37. The method of claim 30, wherein the electrode array comprises one or more electrodes stimulated in a bipolar configuration.

38. The method of claim 30, wherein the electrode array comprises a plurality of electrodes having an interelectrode spacing between adjacent electrodes of about 500 μ

m to about 1.5 mm.

39. The method of claim 30, wherein the stimulation comprises at least one of tonic stimulation, and intermittent stimulation.

40. The method of claim 30, wherein the stimulation comprises simultaneous or sequential stimulation of different spinal cord regions.

41. The method of claim 30, wherein the stimulation pattern is under control of the subject.

42. The method of claim 30, wherein the physical training comprises inducing a load bearing positional change in the region of the subject where locomotor activity is to be facilitated.

43. The method according to claim 42, wherein the load bearing positional change in the subject comprises at least one of standing, stepping, reaching, and grasping.

44. The method of claim 30, wherein the physical training comprises robotically guided training.

45. The method of claim 30, further comprising:

administering one or more neuropharmaceuticals.

46. The method of claim 30, wherein the one or more neuropharmaceuticals comprises at least one of a serotonergic drug, a dopaminergic drug, a noradrenergic drug, a GABAergic drug, and a glycinergic drug.

47. A method for use with a human patient having a spinal cord, and a neurologically derived paralysis in a portion of the patient'"'"'s body, the method comprising:

implanting an electrode array on the patient'"'"'s spinal cord;

positioning the patient in a training device configured to assist with physical training that is configured to induce neurological signals in the portion of the patient'"'"'s body having the paralysis, the patient'"'"'s spinal cord having at least one selected spinal circuit that has a first stimulation threshold representing a minimum amount of stimulation required to activate the at least one selected spinal circuit, and a second stimulation threshold representing an amount of stimulation above which the at least one selected spinal circuit is fully activated and adding the induced neurological signals has no additional effect on the at least one selected spinal circuit, the induced neurological signals being below the first stimulation threshold and insufficient to activate the at least one selected spinal circuit; and

applying electrical stimulation to a portion of a spinal cord of the patient, the electrical stimulation being below the second stimulation threshold such that the at least one selected spinal circuit is at least partially activatable by the addition of at least one of (a) a second portion of the induced neurological signals, and (b) supraspinal signals.

48. The method of claim 47 for use with the spinal cord having a dura, wherein the electrode array is implanted on the dura of the patient'"'"'s spinal cord.

49. A system for use with a human patient having a spinal cord with a dura, and a neurologically derived paralysis in a portion of the patient'"'"'s body, the system comprising:

a training device configured to assist with physically training of the patient, when undertaken, the physical training inducing neurological signals in the portion of the patient'"'"'s body having the paralysis;

an implantable electrode array configured to be implanted on the dura of the patient'"'"'s spinal cord; and

a stimulation generator connected to the implantable electrode array, the stimulation generator being configured to apply electrical stimulation to the implantable electrode array, electrophysiological properties of at least one spinal circuit in the patient'"'"'s spinal cord being modulated by the electrical stimulation and at least one of a first portion of the induced neurological signals and supraspinal signals such that the at least one spinal circuit is at least partially activatable by at least one of (a) the supraspinal signals and (b) a second portion of the induced neurological signals.

50. The system of claim 49, wherein the at least one selected spinal circuit that has a first stimulation threshold representing a minimum amount of stimulation required to activate the at least one selected spinal circuit, and a second stimulation threshold representing an amount of stimulation above which the at least one selected spinal circuit is fully activated and adding the induced neurological signals has no additional effect on the at least one selected spinal circuit,

the induced neurological signals and supraspinal signals are below the first stimulation threshold and insufficient to activate the at least one selected spinal circuit;

and

the electrical stimulation applied to the implantable electrode array is below the second stimulation threshold.

51. A system for use with a patient having a neurologically derived paralysis in a portion of the patient'"'"'s body, the system comprising:

means for physically training the patient to induce neurological signals in the portion of the patient'"'"'s body having the paralysis; and

means for applying electrical stimulation to a portion of a spinal cord of the patient, electrophysiological properties of at least one spinal circuit in the patient'"'"'s spinal cord being modulated by the electrical stimulation and at least one of a first portion of the induced neurological signals and supraspinal signals such that the at least one spinal circuit is at least partially activatable by at least one of (a) the supraspinal signals and (b) a second portion of the induced neurological signals.