Integrating custom policy rules with policy validation process

• US 9,589,242 B2
• Filed: 09/19/2011
• Issued: 03/07/2017
• Est. Priority Date: 09/19/2011
• Status: Active Grant

• Current Assignee: Microsoft Technology Licensing LLC (Microsoft Corporation)
• Original Assignee: Microsoft Technology Licensing LLC (Microsoft Corporation)
• Inventors: Robinson, Neil, Bruer, Annette, Hoglund, Clifford, Wyganowski, Jarek
• Primary Examiner(s): PHILLIPS, III, ALBERT M
• Application Number:
  US13/235,573
• Publication Number:
  US 20130073531A1
• Time in Patent Office: 1,996 Days
• Field of Search: 707/608
• US Class Current: 1/1
• CPC Class Codes: G06Q 10/06 Resources, workflows, human or project management; Enterprise or organisation planning; Enterprise or organisation modelling

Abstract

A system is provided for integrating custom policy rules with a policy validation process for validating forms within an organization. The system may enable the organization to create new policy rules and to customize existing policy rules for forms according to various specifications. The custom policy rules may be stored in policy database and the policy validation process may be applied to validate submitted forms against the custom policy rules for identifying policy rule violations. The system may automatically apply the policy validation process upon the submission of a form to the organization for identifying violations before posting the form to the organization'"'"'s system. The system may generate a policy violation results list, and may provide a display message for indicating when policy violations have been identified in the submitted form, and may also present options to the user for addressing the policy violation and approving the form.

Claims

1. A method for integrating custom policy rules with a policy validation process, the method comprising:

at a processor;

providing to be displayed a user interface;

receiving a policy rule defined through the user interface, wherein the policy rule is configured to enable the processor to validate a form used by an organization;

storing the policy rule in a policy database;

detecting a submission of the form to the processor;

evaluating the form against the policy rule stored in the policy database;

identifying a policy violation in the form;

generating a policy violation results list based on the identified policy violation;

determining that the form is accepted with the policy violation as a general exception to violated policy rules;

updating the policy database;

evaluating the form and other forms, wherein the form and the other forms share a sub-entity of the organization; and

determining that the form and the other forms with the policy violation are accepted automatically based on the updating.

2. The method of claim 1, further comprising:

storing a customized policy rule for the sub-entity of the organization in the policy database.

3. The method of claim 2, further comprising:

enabling customization of the policy rule according to one of;

an affiliated vendor of the organization, a location of the affiliated vendor, and a date of the form submission.

4. The method of claim 1, further comprising:

storing the policy violation results list in the policy database provided by the policy administrator.

5. The method of claim 1, further comprising:

enabling customization of a reporting format of the policy violation results list.

6. The method of claim 1, further comprising:

enabling creation of a plurality of policy rules categorized by at least one of a date and the sub-entity of the organization.

7. The method of claim 1, further comprising:

providing to be displayed a violation message indicating that the policy violation has been identified in the form.

8. The method of claim 7, wherein the message identifies at least one of a nature of the policy violation and an item associated with the policy violation.

9. The method of claim 1, further comprising:

enabling selection among displayed options for processing the form with the policy violation.

10. The method of claim 1, further comprising:

preventing the form from being posted to a workflow system of the organization if one or more policy violations are identified by the policy validation process.

11. The method of claim 1, further comprising:

enabling reapplication of the policy validation process to the form to evaluate the form against a selected policy rule stored in the policy database.

12. A server for integrating custom policy rules with a policy validation process, comprising:

a memory storing instructions;

a processor coupled to the memory, wherein the processor is configured to;

provide to be displayed a user interface;

receive a policy rule defined through the user interface, wherein the policy rule is configured to enable the processor to validate a form used by an organization;

enable customization of the policy rule for one or more sub-entities of the organization;

store the policy rule in a policy database provided by a policy administrator within the organization;

detect a submission of the form to the processor;

evaluate the form against the policy rule stored in the policy database;

identify a policy violation in the form;

generate a policy violation results list based on the identified policy violation in the form and store the policy violation results list in the policy database;

provide to be displayed a violation message indicating the identified policy violation in the form such that the form is enabled to be addressed, accepted, and/or rejected;

determine that the form is accepted with the policy violation as a general exception to violated policy rule;

update the policy database;

evaluate the form and other forms, wherein the form and the other forms share a sub-entity of the organization; and

determine that the form and the other forms with the policy violation are accepted automatically based on the updating.

13. The server of claim 12, wherein the processor is further configured to:

automatically apply the policy validation process upon an initial submission of the form to the organization by one of a user within the organization and an external entity via an external entity portal; and

automatically re-apply the policy validation process to the form to evaluate the form against a user selected policy rule stored in the policy database.

14. The server of claim 12, wherein the processor is further configured to:

post the form with the policy violation to a workflow system of the organization and flag the posted form to indicate presence of the policy violation.

15. The server of claim 14, wherein the processor is further configured to:

route the form with the policy violation to a specified user for special approval before posting the form to the workflow system of the organization.

16. The server of claim 12, wherein the processor is further configured to:

enable a user of the organization to one of view, customize, and delete a policy rule in the policy database.

17. The server of claim 12, wherein the processor is further configured to:

enable a user of the organization to select among displayed options for processing the form with the policy violation, wherein the displayed options include one or more of;

prevent the form from being posted to the workflow system of the organization if the policy violation is identified by the policy validation process;

post the form with the policy violation to the workflow system of the organization and flag the posted form to indicate presence of the policy violation; and

route the form with the policy violation to a specified user for special approval before posting the submitted form to the workflow system of the organization.

18. A computer-readable memory device with instructions stored thereon for integrating custom policy rules with a policy validation process, the instructions comprising:

providing to be displayed a user interface;

receiving a policy rule defined through the user interface, wherein the policy rule is configured to enable validation of a form used by an organization;

enabling customization of the policy rule for one or more sub-entities of the organization;

storing the policy rule in a policy database provided by a policy administrator within the organization;

detecting a submission of the form to the processor;

evaluating the form against the policy rule stored in the policy database;

identifying a policy violation in the form;

generating a policy violation results list based on the identified policy violation and storing the policy violation results list in the policy database;

providing to be displayed a violation message indicating the identified policy violation in the form;

enabling customization of reporting and processing of the policy violation and information viewable on the policy violation results list;

determining that the form is accepted with the policy violation as a general exception to violated policy rules;

updating the policy database;

evaluating the form and other forms, wherein the form and the other forms share a sub-entity of the organization; and

determining that the form and the other forms with the policy violation are accepted automatically based on the updating.

19. The computer-readable memory device of claim 18, wherein the instructions further comprise:

integrating a user based policy rule creation process, a query-building capability of the policy rule, and a workflow system of the organization as a complete end-user custom solution.