Method and system for facilitating a context-based electronic communication regarding a financial transaction

• US 9,704,198 B2
• Filed: 06/03/2013
• Issued: 07/11/2017
• Est. Priority Date: 08/11/2009
• Status: Active Grant

• Current Assignee: Citadel Enterprise IP
• Original Assignee: KCG IP HOLDINGS LLC
• Inventors: Griffin, Kenneth C., Miglis, Tom
• Primary Examiner(s): Shaawat, Mussa A
• Application Number:
  US13/908,289
• Publication Number:
  US 20130275339A1
• Time in Patent Office: 1,499 Days
• CPC Class Codes: G06Q 10/107 Computer-aided management of electronic mailing [e-mailing]
• CPC Class Codes: G06Q 40/06 Asset management; Financial planning or analysis
• CPC Class Codes: G06Q 40/12 Accounting

Abstract

A computer communication system includes a database, a display application and a communication application. The database is configured to store data pertaining to a financial transaction. The display application is configured to execute on a processor to create a display for displaying a user-selectable communication item corresponding to the financial transaction. The communication application is configured to execute on a processor to create a communication interface. The communication interface enables a first user to initiate, by selecting the user-selectable communication item, a communication with a second user regarding the financial transaction, where the communication is an e-mail communication or an instant messaging communication. The communication interface also automatically embeds one or more transaction parameters corresponding to the financial transaction in the communication to be displayed to the second user. The one or more transaction parameters are based on the data pertaining to the financial transaction stored in the database.

Claims

1. A computer communication system comprising:

a database configured to store data pertaining to a plurality of financial transactions;

a processor; and

a computer readable memory storing;

a display application configured to execute on the processor to create a display displaying a table having a plurality of entries, each of the plurality of entries corresponding to a respective one of the plurality of financial transactions and including (i) a respective one of a plurality of sets of transaction parameters each based on the data pertaining to the plurality of financial transactions stored in the database, and (ii) a respective one of a plurality of user-selectable communication items, and

a communication application configured to execute on the processor to create a communication interface, wherein the communication interface

initiates, in response to a first user selecting a first one of the plurality of user-selectable communication items corresponding to a first one of the plurality of entries, an instant messaging communication with a second user regarding a first one of the plurality of financial transactions corresponding to the first entry wherein initiating the instant messaging communication includes (i) providing to the first user an instant messaging window configured to display a message as the message is entered by the first user, and

(ii) automatically embedding in the instant messaging window at least two parameters, of a first one of the plurality of sets of transaction parameters corresponding to the first entry, such that both the message entered by the first user and the at least two parameters are displayed to the second user when the instant messaging communication is sent to the second user.

2. The computer communication system of claim 1, wherein the at least two parameters include one or more parameters selected from a group consisting of a status of the first financial transaction, a type of the first financial transaction, and a counterparty to the first financial transaction.

3. The computer communication system of claim 1, wherein the second user is an account manager for an investment fund that is a party to the first financial transaction.

4. The computer communication system of claim 1, wherein the communication interface embeds in the instant messaging communication a link to the data in the database pertaining to the first financial transaction.

5. The computer communication system of claim 1, wherein the communication application further saves the instant messaging communication in the database and associates the instant messaging communication with the first financial transaction.

6. The computer communication system of claim 1, wherein the first user-selectable communication item includes a menu item included in a menu displayed along with at least the first set of transaction parameters.

7. A method comprising:

receiving from one or more electronic data sources data pertaining to a plurality of financial transactions;

storing the received data pertaining to the plurality of financial transactions in a database;

displaying a table having a plurality of entries, each of the plurality of entries corresponding to a respective one of the plurality of financial transactions and including (i) a respective one of a plurality of sets of transaction parameters each based on the data pertaining to the plurality of financial transactions stored in the database, and (ii) a respective one of a plurality of user-selectable communication items, via a processor executing a display application, wherein the display application is stored on a computer readable memory;

receiving, via a processor executing a communication application, a request from a first user to initiate an instant messaging communication with a second user regarding a first one of the plurality of financial transactions corresponding to a first one of the plurality entries, wherein the request from the first user corresponds to a selection by the first user of a first one of the plurality of user-selectable communication items corresponding to the first entry;

initiating, via a processor executing the communication application and in response to receiving the request from the first user, the instant messaging communication between the first user and the second user regarding the first financial transaction, wherein initiating the instant messaging communication includes (i) providing to the first user an instant messaging window configured to display a message as the message is entered by the first user, and

(ii) automatically embedding in the instant messaging window at least two parameters, of a first one of the plurality of sets of transaction parameters corresponding to the first entry, such that both the message entered by the first user and the at least two parameters are displayed to the second user when the instant messaging communication is sent to the second user.

8. The method of claim 7, wherein the at least two parameters further include one or more parameters selected from a group consisting of a status of the first financial transaction, a type of the first financial transaction, and a counterparty to the first financial transaction.

9. The method of claim 7, wherein the second user is an account manager for an investment fund that is a party to the first financial transaction.

10. The method of claim 7, wherein initiating the instant messaging communication further includes automatically embedding in the instant messaging communication a link to the data in the database pertaining to the first financial transaction.

11. The method of claim 7, further comprising saving the instant messaging communication in the database and associating the instant messaging communication with the first financial transaction.

12. The method of claim 7, wherein the user-selectable communication item corresponding to the first financial transaction includes a menu item included in a menu displayed along with at least the first set of transaction parameters.