Method of computerized monitoring of investment trading and associated system
First Claim
1. A method of computerized monitoring of investment trading comprising providing historic trading data for a specific trader, selecting a plurality of trading parameters for said specific trader and obtaining current information regarding said selected parameters, and applying rules to said current information and/or historic trading data to determine if a rules violation has occurred.
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Accused Products
Abstract
A method of computerized monitoring of investment trading includes providing historic trading data for a specific trader, selecting a plurality of trading parameters for the specific trader and obtaining current information regarding the selected parameters, and/or providing historic trading data and applying rules to the current information and/or historic trading data to determine if a rules violation has occurred. The system may be employed to monitor whether market timing of mutual fund investments has occurred. A corresponding computerized system is disclosed.
56 Citations
38 Claims
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1. A method of computerized monitoring of investment trading comprising
providing historic trading data for a specific trader, selecting a plurality of trading parameters for said specific trader and obtaining current information regarding said selected parameters, and applying rules to said current information and/or historic trading data to determine if a rules violation has occurred.
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23. A computerized system for monitoring investment trading comprising
a data receiving interface for receiving trading data and organizing it according to a specific trader and specific investor, a server structured to receive said organized trader- and investor-specific current data from said data receiving interface, a historic trading data unit for delivering historic data regarding said specific trader and specific investment to said server, and a rules unit structured to deliver rules to said server, and said server structured to compare said current data and/or said historic trading data with said rules to determine if a rules violation has occurred.
Specification