System and method for providing market insight regarding securities trading

• US 20100131398A1
• Filed: 03/20/2009
• Published: 05/27/2010
• Est. Priority Date: 03/20/2008
• Status: Abandoned Application

• Current Assignee: NYSE Group, Inc. (Intercontinental Exchange, Inc.)
• Original Assignee: NYSE Group, Inc. (Intercontinental Exchange, Inc.)
• Inventors: Veit, Thomas, Culhane, Noreen, Bell, Raymond, Molloy, Theresa
• Application Number:
  US12/383,210
• Publication Number:
  US 20100131398A1
• Time in Patent Office: Days
• US Class Current: 705/35
• CPC Class Codes: G06Q 40/00 Finance; Insurance; Tax strategies; Processing of corporate or income taxes
• CPC Class Codes: G06Q 40/04 Trading; Exchange, e.g. stocks, commodities, derivatives or currency exchange

Abstract

A system and method for generating alerts from exchange data and news data is disclosed, and includes an alert generator that further includes a processor coupled to a memory. The alert generator receives the exchange data and the news data. Alert generator software runs on the memory and processor, receives an alert profile, and compares the alert profile to the exchange data and the news data. An alert is created if the comparison indicates that a trigger has occurred. The alert includes information relating to the trigger, which may also include news stories relating to the trigger.

Claims

1. A system for generating alerts from exchange data and news data, the system comprising:

an alert generator, including;

a processor, and

a memory coupled to said processor,

wherein said alert generator is adapted to receive one or more of the exchange data and the news data;

alert generator software adapted to run on said memory and said processor, wherein said alert generator software is adapted to receive an alert profile including a trigger, and wherein said alert generator software is adapted to compare said alert profile to one or more of the exchange data and the news data, and wherein said alert generator software is adapted to create, if said comparison indicates that said trigger has occurred, an alert including information relating to said trigger.

2. The system of claim 1, wherein said system further includes one or more sources of the exchange data.

3. The system of claim 1, wherein said system further includes one or more sources of the news data.

4. The system of claim 1, wherein said system further includes an exchange data storage memory, and said alert generator is adapted to communicate said alert to said exchange data storage memory.

5. The system of claim 1, wherein said alert generator is adapted to communicate said alert to one or more alert receiving devices.

6. The system of claim 5, wherein said alert generator is adapted to communicate said alert to one or more alert receiving devices through the internet.

7. The system of claim 5, wherein one or more of said alert receiving devices is a PDA.

8. The system of claim 5, wherein one or more of said alert receiving devices has a full size terminal screen.

9. The system of claim 5, wherein one or more of said alert receiving devices is adapted to receive input from a user.

10. The system of claim 1, wherein said system further includes alert profile interface software adapted to run on said memory and said processor.

11. The system of claim 10, wherein said alert profile interface software is adapted to generate said alert profile at least in part from information corresponding to an issuer of a security listed on an exchange.

12. The system of claim 11, wherein said information includes an industry corresponding to an issuer of a security listed on an exchange.

13. The system of claim 11, wherein said information includes one or more peer companies corresponding to an issuer of a security listed on an exchange.

14. The system of claim 10, wherein said alert profile interface software is adapted to receive input from a user.

15. The system of claim 14, wherein said alert profile interface software is adapted to generate said alert profile at least in part from said user input.

16. The system of claim 14, wherein said input includes an industry corresponding to an issuer of a security listed on an exchange.

17. The system of claim 14, wherein said input includes one or more peer companies corresponding to an issuer of a security listed on an exchange.

18. The system of claim 14, wherein said input includes said trigger.

19. The system of claim 18, wherein said trigger includes an exchange data threshold.

20. The system of claim 18, wherein said trigger includes a news data event.

21. The system of claim 14, wherein said input includes an alert notification format.

22. The system of claim 21, wherein said alert notification format is adapted for display on a full size terminal screen.

23. The system of claim 21, wherein said alert notification format is adapted for display on a PDA.

24. The system of claim 14, wherein said input includes an alert notification protocol.

25. The system of claim 24, wherein said alert notification protocol is one or more of a PDA-based protocol, email, and SMS.

26. The system of claim 10, wherein said alert profile interface software is adapted to receive input from a user through an alert-receiving device adapted to communicate with said alert generator through the internet.

27. The system of claim 26, wherein said alert receiving device is a PDA.

28. The system of claim 26, wherein said alert receiving device has a full size terminal screen.

29. The system of claim 1, wherein said information relating to said trigger includes exchange data.

30. The system of claim 1, wherein said information relating to said trigger includes news data.

31. The system of claim 1, wherein said alert generator software is adapted to search the news data for information relating to said trigger.

32. The system of claim 31, wherein said alert further includes news data relating to said trigger.

33. The system of claim 14, wherein said input includes an alert ranking.

34. The system of claim 1, wherein said alert is displayed on a dashboard display.

35. The system of claim 34, wherein said dashboard display includes one or more of issuer data, productivity measurement data, trading information data, and news data.

46. The method of claim 1, further comprising the step of running, on said memory and said processor, alert profile interface software.

47. The method of claim 46, further comprising the step of generating, by said alert profile interface software, said alert profile at least in part from information corresponding to an issuer of a security listed on an exchange.

48. The method of claim 47, wherein said information includes an industry corresponding to an issuer of a security listed on an exchange.

49. The method of claim 47, wherein said information includes one or more peer companies corresponding to an issuer of a security listed on an exchange.

50. The method of claim 46, further comprising the step of receiving, by said alert profile interface software, input from a user.

51. The method of claim 50, further comprising the step of generating, by said alert profile interface software, said alert profile at least in part from said user input.

52. The method of claim 50, wherein said input includes an industry corresponding to an issuer of a security listed on an exchange.

53. The method of claim 50, wherein said input includes one or more peer companies corresponding to an issuer of a security listed on an exchange.

54. The method of claim 50, wherein said input includes said trigger.

55. The method of claim 54, wherein said trigger includes an exchange data threshold.

56. The method of claim 54, wherein said trigger includes a news data event.

57. The method of claim 50, wherein said input includes an alert notification format.

58. The method of claim 57, wherein said alert notification format is adapted for display on a full size terminal screen.

59. The method of claim 57, wherein said alert notification format is adapted for display on a PDA.

60. The method of claim 50, wherein said input includes an alert notification protocol.

61. The method of claim 60, wherein said alert notification protocol is one or more of a PDA-based protocol, email, and SMS.

62. The method of claim 50, wherein said receiving user input step further includes receiving input from a user through an alert-receiving device adapted to communicate with said alert generator through the internet.

63. The method of claim 62, wherein said alert receiving device is a PDA.

64. The method of claim 62, wherein said alert receiving device has a full size terminal screen.

36. A system for generating alerts from exchange data and news data, the system comprising:

means for generating an alert;

means for receiving one or more of the exchange data and the news data;

means for receiving an alert profile including a trigger;

means for comparing, said alert profile to one or more of the exchange data and the news data;

means for creating, if said comparison indicates that said trigger has occurred, an alert including information relating to said trigger.

37. The system of claim 36, further comprising means for searching the news data for information relating to said trigger.

38. The system of claim 36, wherein said alert further includes news data relating to said trigger.

39. A method for generating alerts from exchange data and news data, the method comprising:

receiving, by an alert generator including a processor and a memory coupled to said processor, one or more of the exchange data and the news data;

running, on said alert generator, alert generator software;

receiving, by said alert generator software, an alert profile including a trigger;

comparing, by said alert generator, said alert profile to one or more of the exchange data and the news data; and

creating, by said alert generator software, if said comparison indicates that said trigger has occurred, an alert including information relating to said trigger.

40. The method of claim 39, further comprising the step of communicating said alert to an exchange data storage memory.

41. The method of claim 39, further comprising the step of communicating said alert to one or more alert receiving devices.

42. The method of claim 41, wherein said communicating is through the internet.

43. The method of claim 41, wherein one or more of said alert receiving devices is a PDA.

44. The method of claim 41, wherein one or more of said alert receiving devices has a full size terminal screen.

45. The method of claim 41, further comprising the step of receiving, by said one or more alert receiving devices, input from a user.

65. The method of claim 39, wherein said information relating to said trigger includes exchange data.

66. The method of claim 39, wherein said information relating to said trigger includes news data.

67. The method of claim 39, further comprising the step of searching, by said alert generator software, the news data for information relating to said trigger.

68. The method of claim 67, wherein said alert further includes news data relating to said trigger.

69. The method of claim 39, further comprising the step of displaying said alert on a dashboard display.

70. The method of claim 69, wherein said dashboard display step further includes displaying one or more of issuer data, productivity measurement data, trading information data, and news data.