System and method of using smart cards to perform security-critical operations requiring user authorization

• US 5,742,756 A
• Filed: 02/12/1996
• Issued: 04/21/1998
• Est. Priority Date: 02/12/1996
• Status: Expired due to Term

• Current Assignee: Microsoft Technology Licensing LLC (Microsoft Corporation)
• Original Assignee: Microsoft Corporation
• Inventors: Dillaway, Blair B., Lipscomb, Terry M., Barlow, Douglas C.
• Primary Examiner(s): Beausoliel, Jr., Robert W.
• Assistant Examiner(s): HUA, LY
• Application Number:
  US08/600,305
• Time in Patent Office: 799 Days
• Field of Search: 395/186, 395/187.01, 395/188.01, 380/4, 380/23, 380/25, 380/30, 380/21, 380/49, 380/24, 380/29, 380/46, 380/50, 235/380, 235/375, 235/379
• US Class Current: 726/20
• CPC Class Codes: G06F 21/34 involving the use of external additional devices, e.g. dongles or smart cards
• CPC Class Codes: G06F 2211/007 Encryption, En-/decode, En-/decipher, En-/decypher, Scramble, (De-)compress
• CPC Class Codes: G06Q 20/341 Active cards, i.e. cards including their own processing means, e.g. including an IC or chip
• CPC Class Codes: G06Q 20/4097 using mutual authentication between devices and transaction partners
• CPC Class Codes: G07F 7/1008 Active credit-cards provided with means to personalise their use, e.g. with PIN-introduction/comparison system

Abstract

The specification describes a user security system for use in conjunction with an operator terminal such as a personal computer. The user security system utilizes an intelligent security token, commonly referred to as a Smart Card, for security-critical operations. A peripheral reader device provides communications between the Smart Card and the operator terminal. The Smart Card is programmed to signal the reader device prior to performing a security-critical operation and to wait for a counter-signal before performing any such security-critical operation. The reader device has a security key that is physically operable by a person. The reader device is configured to supply the counter-signal to the Smart Card only in response to operation of the security key, and to prevent the operator terminal from supplying the counter-signal.

Claims

1. A user security system for use in conjunction with an operator terminal, the user security system comprising:

an intelligent security token that is used for performing security-critical operations requiring user authorization;

a reader device providing communications between the intelligent security token and the operator terminal;

the reader device having a security actuator that requires physical operation by a person, the reader device being configured to detect such physical operation of the security actuator after a request by the operator terminal for the intelligent security token to perform a security-critical operation, wherein the security actuator does not require user identity verification;

the intelligent security token being configured to perform the security-critical operation only after the reader device detects physical operation of the security actuator.

2. A user security system as recited in claim 1, wherein the reader device is configured to detect physical operation of the security actuator independently of the operator terminal.

3. A user security system as recited in claim 1, wherein the security actuator is a single operator.

4. A user security system for use in conjunction with an operator terminal, the user security system comprising:

an intelligent security token that is used for performing security-critical operations requiring user authorization;

a reader device providing communications between the intelligent security token and the operator terminal;

the intelligent security token being configured to signal the reader device prior to performing a security-critical operation and to wait for a counter-signal before performing said security-critical operation;

the reader device having a security actuator that requires physical operation by a person, the reader device being configured to supply the counter-signal to the intelligent security token only in response to operation of the security actuator, wherein the security actuator does not require user identity verification.

5. A user security system as recited in claim 4, wherein the reader device is configured to supply the counter-signal to the intelligent security token independently of the operator terminal.

6. A user security system as recited in claim 4 wherein the reader device prevents the operator terminal from supplying the counter-signal to the intelligent security token at least during the period when the intelligent security token is waiting for the counter-signal.

7. A user security system as recited in claim 4, wherein:

the reader device is configured to supply the counter-signal to the intelligent security token independently of the operator terminal; and

the reader device prevents the operator terminal from supplying the counter-signal to the intelligent security token at least during the period when the intelligent security token is waiting for the counter-signal.

8. A user security system as recited in claim 4 wherein the reader device at least partially blocks communications from the operator terminal to the intelligent security token upon being signaled by the intelligent security token.

9. A user security system as recited in claim 4 wherein the reader device at least partially blocks communications from the operator terminal to the intelligent security token upon being signaled by the intelligent security token and unblocks communications from the operator terminal to the intelligent security token after the security actuator is operated.

10. A user security system as recited in claim 4, wherein the security actuator is a single operator.

11. A user security system comprising:

an operator terminal;

an intelligent security token that is used for performing security-critical operations requiring user authorization;

a reader device providing communications between the intelligent security token and the operator terminal;

the intelligent security token being configured to wait for a presence-indicating signal before performing said security-critical operation;

the reader device having a security actuator that requires physical operation by a person, the reader device being configured to supply the presence-indicating signal to the intelligent security token only in response to physical operation of the security actuator, wherein the security actuator does not require user identity verification.

12. A user security system as recited in claim 11, wherein the reader device is configured to supply the presence-indicating signal to the intelligent security token independently of the operator terminal.

13. A user security system as recited in claim 11, wherein the reader device prevents the operator terminal from supplying the presence-indicating signal to the intelligent security token at least during the period when the intelligent security token is waiting for the presence-indicating signal.

14. A user security system as recited in claim 11, wherein:

the reader device is configured to supply the presence-indicating signal to the intelligent security token independently of the operator terminal; and

the reader device prevents the operator terminal from supplying the presence-indicating signal to the intelligent security token at least during the period when the intelligent security token is waiting for the presence-indicating signal.

15. A user security system as recited in claim 11, wherein the security actuator is a single operator.

16. A reader device for use in conjunction with an operator terminal and with an intelligent security token that performs security-critical operations requiring user authorization, the reader device comprising:

a communications interface between the operator terminal and the intelligent security token;

a security actuator that requires physical operation by a person, wherein the security actuator does not require user identity verification;

security logic configured to detect operation of the security actuator in response to a request for the intelligent security token to perform a security-critical operation;

the security logic being further configured to supply a signal to the intelligent security token upon detecting said operation of the security actuator.

17. A reader device as recited in claim 16, wherein the security logic is configured to detect operation of the security actuator independently of the operator terminal.

18. A reader device as recited in claim 16, the security logic being further configured to prevent the operator terminal from supplying the signal to the intelligent security token at least during the period between the request for the intelligent security token to perform the security-critical operation and detecting the operation of the security actuator.

19. A reader device as recited in claim 16, the security logic being further configured to detect operation of the security actuator independently of the operator terminal and to prevent the operator terminal from supplying the signal to the intelligent security token at least during the period between the request for the intelligent security token to perform the security-critical operation and detecting the operation of the security actuator.

20. A reader device as recited in claim 16, the security logic being further configured to at least partially block communications from the operator terminal to the intelligent security token in response to the request for the intelligent security token to perform the security-critical operation.

21. A reader device as recited in claim 16, the security logic being further configured to at least partially block communications from the operator terminal to the intelligent security token in response to the request for the intelligent security token to perform the security-critical operation and to unblock communications from the operator terminal to the intelligent security token upon detecting the operation of the security actuator.

22. A reader device as recited in claim 16 and further comprising a computer alphanumeric keyboard and an associated keyboard controller, the keyboard controller communicating with the intelligent security token and being programmed to implement the security logic.

23. A reader device as recited in claim 16 and further comprising a computer alphanumeric keyboard and an associated keyboard controller, the keyboard controller communicating with the intelligent security token and being programmed to implement the security logic, the security actuator being positioned on the alphanumeric keyboard.

24. A reader device as recited in claim 16 and further comprising a computer alphanumeric keyboard and an associated keyboard controller, the keyboard controller communicating with the intelligent security token and being programmed to implement the security logic, the keyboard controller communicating keyboard operations to the operator terminal through a keyboard communications media and providing communications between the operator terminal and the intelligent security token through the same keyboard communications media.

25. A reader device as recited in claim 16, wherein the security actuator is a single operator.

26. A reader device for use in conjunction with an operator terminal and with an intelligent security token that performs security-critical operations requiring user authorization, the reader device comprising:

a communications interface between the operator terminal and the intelligent security token;

a security actuator that is physically operable by a person;

security logic configured to receive a predetermined signal from the intelligent security token and in response to detect operation of the security actuator;

the security logic being further configured to at least partially block communications from the operator terminal to the intelligent security token upon receiving the predetermined signal from the intelligent security token, and to unblock communications from the operator terminal to the intelligent security token upon detecting said operation of the security actuator.

27. A reader device as recited in claim 26, wherein the security logic is configured to detect operation of the security actuator independently of the operator terminal.

28. A reader device as recited in claim 26, the security logic being further configured to supply a counter-signal to the intelligent security token upon detecting said operation of the security actuator.

29. A reader device as recited in claim 26, wherein the security actuator is a single operator.

30. An intelligent security token for use in conjunction with a reader device, the security token comprising:

at least one communications line for communicating with the reader device;

user security logic that performs security-critical operations requiring user authorization in response to commands received over said at least one communications line;

the user security logic being further configured to perform said security-critical operation only after receiving a user presence confirmation from the reader device, wherein the user security logic does not require user identity verification.

31. An intelligent security token as recited in claim 30 wherein the user security logic is configured to send a presence inquiry to the reader device prior to performing a security-critical operation.

32. An intelligent security token as recited in claim 31 wherein the user security logic disables the intelligent security token if it does not receive the user presence confirmation from the reader device in response to the presence inquiry.

33. A method of using an intelligent security token to authenticate a user, comprising the following steps:

sending a request for a security-critical operation requiring user authorization from an operator terminal to the intelligent security token through a reader device;

in response to sending the request to the intelligent security token, the reader device detecting physical operation of a security actuator by a person, said detecting step being performed independently of the operator terminal, wherein physical operation of the security actuator does not require user identity verification;

the intelligent security token performing the security-critical operation only after the reader device detects physical operation of the security actuator.

34. A method as recited in claim 33, the reader device supplying a user presence confirmation to the intelligent security token upon detecting physical operation of the security actuator.

35. A method as recited in claim 33, wherein physical operation of the security actuator requires operation of a single operator.

36. A method of using an intelligent security token to authenticate a user, comprising the following steps:

sending a request for a security-critical operation requiring user authorization from an operator terminal to the intelligent security token through a reader device;

the intelligent security token sending a presence inquiry to the reader device in response to receiving the request;

in response to receiving the presence inquiry, the reader device detecting physical operation of a security actuator by a person, wherein physical operation of the security actuator does not require user identity verification;

upon detecting operation of the security actuator, the reader device supplying a user presence confirmation to the intelligent security token;

the intelligent security token performing the security-critical operation only after receiving the user presence confirmation from the reader device.

37. A method as recited in claim 36 wherein the step of detecting operation of the security actuator is performed independently of the operator terminal.

38. A method as recited in claim 36 and further comprising a step performed by the reader device of preventing the operator terminal from supplying the user presence confirmation to the intelligent security token.

39. A method as recited in claim 36 and further comprising a step performed by the reader device of at least partially blocking communications from the operator terminal to the intelligent security token upon receiving the presence inquiry from the intelligent security token.

40. A method as recited in claim 36 and further comprising steps performed by the reader device of at least partially blocking communications from the operator terminal to the intelligent security token upon receiving the presence inquiry from the intelligent security token and of unblocking communications from the operator terminal to the intelligent security token upon subsequently detecting operation of the security actuator.

41. A method as recited in claim 36 and further comprising a step of disabling the intelligent security token if it does not receive the user presence confirmation from the reader device in response to the presence inquiry.

42. A method as recited in claim 36, wherein physical operation of the security actuator requires operation of a single operator.

43. A method of operating a reader device in conjunction with an intelligent security token to authenticate a user, comprising the following steps:

receiving communications from an operator terminal;

sending said communications to the intelligent security token;

receiving a presence inquiry from the intelligent security token;

in response to receiving the presence inquiry, detecting physical operation of a security actuator by a person without requiring identification verification;

upon detecting operation of the security actuator, supplying a user presence confirmation to the intelligent security token.

44. A method as recited in claim 43 and further comprising a step of preventing the operator terminal from supplying the user presence confirmation at least during the period between receiving the presence inquiry and detecting operation of the security actuator.

45. A method as recited in claim 43, wherein physical operation of the security actuator requires operation of a single operator.