Methods and apparatus to produce security documents

• US 7,130,087 B2
• Filed: 06/15/2004
• Issued: 10/31/2006
• Est. Priority Date: 03/17/1994
• Status: Expired due to Fees

• Current Assignee: Digimarc Corporation
• Original Assignee: Digimarc Corporation
• Inventors: Rhoads, Geoffrey B.
• Primary Examiner(s): Johns, Andrew W.
• Application Number:
  US10/869,320
• Publication Number:
  US 20050018874A1
• Time in Patent Office: 868 Days
• Field of Search: 382/100, 382/135, 382/232, 380/51, 380/54, 380/55, 713/176, 358/3.28, 430/307, 101/3.1, 101/28, 101/32, 101/150, 101/170, 101/368, 101/395, D19/11
• US Class Current: 358/3.28
• CPC Class Codes: B29C 45/1418 the inserts being deformed or preformed, e.g. by the injection pressure
• CPC Class Codes: B42D 25/29 Securities; Bank notes
• CPC Class Codes: G06Q 20/341 Active cards, i.e. cards including their own processing means, e.g. including an IC or chip
• CPC Class Codes: G06Q 20/40145 Biometric identity checks
• CPC Class Codes: G06T 1/0064 Geometric transfor invariant watermarking, e.g. affine transform invariant
• CPC Class Codes: G06T 2201/0051 Embedding of the watermark in the spatial domain
• CPC Class Codes: G06T 2201/0052 Embedding of the watermark in the frequency domain
• CPC Class Codes: G06T 2201/0061 Embedding of the watermark in each block of the image, e.g. segmented watermarking
• CPC Class Codes: G06T 2201/0065 Extraction of an embedded watermark; Reliable detection
• CPC Class Codes: G06V 30/40 Document-oriented image-based pattern recognition
• CPC Class Codes: G07C 9/253 visually
• CPC Class Codes: G07D 7/0032 using holograms
• CPC Class Codes: G07D 7/0034 using watermarks
• CPC Class Codes: G07D 7/004 using digital security elements, e.g. information coded on a magnetic thread or strip
• CPC Class Codes: G07F 17/16 for devices exhibiting advertisements, announcements, pictures or the like
• CPC Class Codes: G07F 7/08 by coded identity card or credit card or other personal identification means without personal verification means G07F7/02
• CPC Class Codes: G07F 7/086 by passive credit-cards adapted therefor, e.g. constructive particularities to avoid counterfeiting, e.g. by inclusion of a physical or chemical security-layer for security documents G07D7/00; for the reading of record-carriers in general G06K7/00; for the design of coded credit-cards G06K19/10
• CPC Class Codes: G07F 7/1008 Active credit-cards provided with means to personalise their use, e.g. with PIN-introduction/comparison system
• CPC Class Codes: G07F 7/1016 Devices or methods for securing the PIN and other transaction-data, e.g. by encryption arrangements for secret communication, see H04L9/00
• CPC Class Codes: G07F 7/12 Card verification
• CPC Class Codes: G10L 19/018 : Audio watermarking, i.e. embedding inaudible data in the audio signal
• CPC Class Codes: G11B 20/00086 : Circuits for prevention of unauthorised reproduction or copying, e.g. piracy indicating unauthorised use of record carriers in general G11B23/28; scrambling for television signal recording H04N5/913; network architectures or network protocols for network security H04L63/00; cryptographic mechanisms or cryptographic arrangements for secret or secure communication H04L9/00
• CPC Class Codes: G11B 20/00094 : involving measures which result in a restriction to authorised record carriers
• CPC Class Codes: G11B 20/00166 : involving measures which result in a restriction to authorised contents recorded on or reproduced from a record carrier, e.g. music or software
• CPC Class Codes: G11B 20/0021 : involving encryption or decryption of contents recorded on or reproduced from a record carrier
• CPC Class Codes: G11B 20/00224 : wherein the key is obtained from a remote server
• CPC Class Codes: G11B 20/00557 : wherein further management data is encrypted, e.g. sector headers, TOC or the lead-in or lead-out areas
• CPC Class Codes: G11B 20/00855 : involving a step of exchanging information with a remote server
• CPC Class Codes: G11B 20/00876 : wherein physical copy protection means are attached to the medium, e.g. holograms, sensors, or additional semiconductor circuitry
• CPC Class Codes: G11B 20/00884 : involving a watermark, i.e. a barely perceptible transformation of the original data which can nevertheless be recognised by an algorithm
• CPC Class Codes: G11B 20/00891 : embedded in audio data
• CPC Class Codes: H04B 1/665 : using psychoacoustic properties of the ear, e.g. masking effect
• CPC Class Codes: H04N 1/00005 : relating to image data
• CPC Class Codes: H04N 1/00037 : Detecting, i.e. determining the occurrence of a predetermined state H04N1/00031 takes precedence
• CPC Class Codes: H04N 1/00079 : remotely
• CPC Class Codes: H04N 1/00843 : based on recognising a copy prohibited original, e.g. a banknote pattern authentication and markers therefor, forgery detection G06V20/95; character recognition G06V30/10; document-oriented image-based pattern recognition G06V30/40; testing paper currency or similar valuable papers for genuineness G07D7/00
• CPC Class Codes: H04N 1/00846 : based on detection of a dedicated indication, e.g. marks or the like
• CPC Class Codes: H04N 1/00867 : with additional data, e.g. by adding a warning message details of embedding additional information in an image H04N1/32144
• CPC Class Codes: H04N 1/0087 : with hidden additional data, e.g. data invisible to the human eye
• CPC Class Codes: H04N 1/00875 : Inhibiting reproduction, e.g. by disabling reading or reproduction apparatus
• CPC Class Codes: H04N 1/32122 : in a separate device, e.g. in a memory or on a display separate from image data
• CPC Class Codes: H04N 1/32144 : embedded in the image data, i.e. enclosed or integrated in the image, e.g. watermark, super-imposed logo or stamp
• CPC Class Codes: H04N 1/32149 : Methods relating to embedding, encoding, decoding, detection or retrieval operations
• CPC Class Codes: H04N 1/32203 : Spatial or amplitude domain methods H04N1/32309 takes precedence
• CPC Class Codes: H04N 1/32208 : involving changing the magnitude of selected pixels, e.g. overlay of information or super-imposition H04N1/32219, H04N1/32224 take precedence
• CPC Class Codes: H04N 1/32219 : involving changing the position of selected pixels, e.g. word shifting, or involving modulating the size of image components, e.g. of characters H04N1/32224 takes precedence
• CPC Class Codes: H04N 1/32251 : in multilevel data, e.g. greyscale or continuous tone data
• CPC Class Codes: H04N 1/32261 : in binary data H04N1/32256 takes precedence
• CPC Class Codes: H04N 1/32288 : Multiple embedding, e.g. cocktail embedding, or redundant embedding, e.g. repeating the additional information at a plurality of locations in the image
• CPC Class Codes: H04N 1/32304 : Embedding different sets of additional information
• CPC Class Codes: H04N 1/32352 : Controlling detectability or arrangements to facilitate detection or retrieval of the embedded information, e.g. using markers for decoding, detection or retrieval operations H04N1/32149 and subgroups take precedence
• CPC Class Codes: H04N 2005/91321 : the copy protection signal being a copy protection control signal, e.g. a record inhibit signal
• CPC Class Codes: H04N 2005/91335 : the copy protection signal being a watermark
• CPC Class Codes: H04N 21/23892 : involving embedding information at multiplex stream level, e.g. embedding a watermark at packet level
• CPC Class Codes: H04N 21/8358 : involving watermark protecting executable software by watermarking G06F21/16; image watermarking in general G06T1/0021; watermarks inserted in still images for transmission purposes H04N1/32144; inserting watermarks during video coding H04N19/467
• CPC Class Codes: H04N 2201/3205 : of identification information, e.g. name or ID code H04N2201/3209 takes precedence
• CPC Class Codes: H04N 2201/3207 : of an address
• CPC Class Codes: H04N 2201/3225 : of data relating to an image, a page or a document
• CPC Class Codes: H04N 2201/3226 : of identification information or the like, e.g. ID code, index, title, part of an image, reduced-size image
• CPC Class Codes: H04N 2201/3233 : of authentication information, e.g. digital signature, watermark
• CPC Class Codes: H04N 2201/3239 : using a plurality of different authentication information
• CPC Class Codes: H04N 2201/327 : which are undetectable to the naked eye, e.g. embedded codes
• CPC Class Codes: H04N 2201/3271 : Printing or stamping
• CPC Class Codes: H04N 2201/3274 : Storage or retrieval of prestored additional information
• CPC Class Codes: H04N 2201/328 : Processing of the additional information
• CPC Class Codes: H04N 5/913 : for scrambling ; for copy protection
• CPC Class Codes: Y10S 428/916 : Fraud or tamper detecting
• CPC Class Codes: Y10T 428/24802 : Discontinuous or differential coating, impregnation or bond [e.g., artwork, printing, retouched photograph, etc.]

Abstract

Security documents (e.g. passports, currency, event tickets, and the like) are encoded to convey machine-readable multi-bit binary information (e.g., a digital watermark), usually in a manner not alerting human viewers that such information is present. The documents can be provided with overt or subliminal calibration patterns. When a document incorporating such a pattern is scanned (e.g. by a photocopier), the pattern facilitates detection of the encoded information notwithstanding possible scaling or rotation of the scan data. The calibration pattern can serve as a carrier for the watermark information, or the watermark can be encoded independently. In one embodiment, the watermark and the calibration pattern are formed on the document by an intaglio process, with or without ink. A photocopier responsive to such markings can take predetermined action if reproduction of a security document is attempted. A passport processing station responsive to such markings can use the decoded binary data to access a database having information concerning the passport holder. Some such apparatuses detect both the watermark data and the presence of a visible structure characteristic of a security document (e.g., a printed seal of the document'"'"'s issuer).

Claims

1. A method of producing a marked object comprising pressing a member into a substrate thereby forming a pattern in the substrate, said pattern having plural bits of binary data steganographically encoded therein, said pressing resulting in encoding of the substrate from which said plural bits of binary data can be decoded.

2. The method of claim 1 further including inking the member prior to the pressing.

3. The method of claim 1 wherein said pattern additionally defines artwork that is to visible to users thereof, wherein said visible artwork and said pattern including encoding of plural bits of binary data occurs in the same pressing.

4. The method of claim 1 in which the pattern has the plural bits of binary data steganographically encoded therein, wherein a human viewer of the pattern on the substrate is not alerted that the pattern conveys said data.

5. The method of claim 1 wherein the abject comprises a security document.

6. An apparatus to produce a security document, comprising:

a press; and

a member to form a pattern, said pattern including plural bits of binary data encoded therein,

wherein said press is operable to press a substrate and said member together, and

wherein pressing the substrate and said member results in textured encoding of the substrate to include the pattern from which the plural bits of binary data can be decoded.

7. The apparatus of claim 6 further comprising an ink disperser to ink the member prior to the pressing.

8. The apparatus of claim 6 wherein the pattern additionally defines artwork that is to be printed on the security document and visible to users thereof, wherein said printing of visible artwork and said textured encoding of plural bits of binary data occurs in the same pressing.

9. The apparatus of claim 6 in which the pattern comprises the plural bits of binary data steganographically encoded therein, wherein a human viewer of the texture on the substrate is not alerted that said pattern conveys said data.

10. A security document comprising a first surface including:

a pattern provided in the first surface,

the pattern provided in the first surface such that is conveys a machine-readable code, the machine-readable code being readable from optical scan data representing at least a portion of the pattern, and

the machine-readable code is generally imperceptible to a human viewer of the security document.

11. The security document of claim 10 wherein the pattern comprises indentations.

12. The security document of claim 11 wherein the indentations are steganographically provided in the first surface.

13. The security document of claim 11 wherein the indentations are provided to form at least part of a paper watermark.

14. The security document of claim 10 wherein the pattern is provided through a surface topology of the first surface.

15. The security document of claim 10 wherein the pattern comprises a paper watermark.

16. The security document of claim 10 wherein the machine-readable code comprises plural bits of binary data encoded therein.

17. The security document of claim 10 wherein the pattern is provided through pressing a member into the first surface to thereby form the pattern.

18. The security document of claim 17 wherein said pattern comprises plural bits of binary data steganographically conveyed through the machine-readable code, and wherein the pressing results in patterning the first surface from which the plural bits of binary data can be decoded.

19. The security document of claim 10 wherein the document comprises legal tender.

20. The security document of claim 10 wherein the pattern comprises micro-indentations.